Current Report Filing (8-k)

Date : 06/10/2019 @ 9:16PM
Source : Edgar (US Regulatory)
Stock : AquaVenture Holdings Limited (WAAS)
Quote : 18.65  0.0 (0.00%) @ 11:00PM
AquaVenture share price Chart

Current Report Filing (8-k)

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549


FORM 8-K

CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934


Date of Report (Date of earliest event reported):      June 7, 2019

AquaVenture Holdings Limited
(Exact name of registrant as specified in Charter)

 

 

 

 

British Virgin Islands

001-37903

98-1312953

(State or other jurisdiction of

(Commission

(IRS Employer

incorporation or organization)

File No.)

Identification No.)

 

 

 

 

c/o Conyers Corporate Services (BVI) Limited

Commerce House, Wickhams Cay 1

P.O. Box 3140 Road Town

British Virgin Islands VG1110

(Address of principal executive office)

 

 

 

(813) 855-8636

(Registrant’s telephone number, including area code)

 


 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).

Emerging growth company   

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.    ☒

Securities registered pursuant to Section 12(b) of the Act:

 

 

 

 

 

 

Title of each class:

    

Trading Symbol

    

Name of each exchange on which registered:

Ordinary Shares

 

WAAS

 

New York Stock Exchange (NYSE)

 

 

Item 5.07  Submission of Matters to a Vote of Security Holders.

 

On June 7, 2019, AquaVenture Holdings Limited (the “Company”) held its 2019 Annual Meeting of Shareholders.  As of the record date of April 18, 2019, 26,934,379 shares of the Company’s ordinary shares were outstanding and entitled to vote. Of this amount, 24,657,912 shares, representing 91.6% of the total number of shares outstanding and entitled to vote, were represented in person or by proxy constituting a quorum. Set forth below are the voting results from the proposals presented for a shareholder vote at such meeting.

 

The following tables set forth the votes cast with respect to each of the proposals:

 

Proposal 1:  Election of two Class III directors for a three-year term expiring 2022:

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Broker

 

Director Name

  

For

  

Against

  

Abstain

  

Non-Votes

 

Hugh Evans

 

17,889,713

 

3,568,033

 

50,551

 

3,149,615

 

Richard Reilly

 

18,046,532

 

3,436,583

 

25,182

 

3,149,615

 

 

 

 

Proposal 2:  Ratification of the appointment of KPMG LLP as independent registered public accounting firm for 2019:

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Broker

 

For

  

Against

  

Abstain

  

Non-Votes

 

 24,587,331

 

 70,382

 

 199

 

 —

 

 

 

 

No other matters were submitted to or voted on by the Company’s shareholders at the 2019 Annual Meeting of Shareholders.

1

 

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

 

 

 

 

 

Date: June 10, 2019

 

AquaVenture Holdings Limited

 

 

 

 

 

 

 

 

By:

 

/s/ Lee S. Muller

 

 

 

 

Lee S. Muller

 

 

 

 

Chief Financial Officer

 

 

 

 

(Principal Financial Officer)

 

2

 

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