Statement of Changes in Beneficial Ownership (4)
July 06 2020 - 4:11PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Carlson Jan |
2. Issuer Name and Ticker or Trading Symbol
Veoneer, Inc.
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VNE
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner
__X__ Officer (give title below) _____ Other (specify below)
Chief Executive Officer |
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(Last)
(First)
(Middle)
KLARABERGSVIADUKTEN 70, SECTION C6 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
7/1/2020 |
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(Street)
STOCKHOLM, V7 SE-11164
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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| Common Stock | 7/1/2020 | | M | | 24969 | A | $0 | 222844 | D | |
| Common Stock | 7/1/2020 | | D | | 24969 | D | $10.55 | 197875 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code
(Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) | 8. Price of Derivative Security
(Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Restricted Stock Unit (1) | $0.0 (1) | 7/1/2020 | | M | | | 24969 | 7/1/2020 | 7/1/2020 | Common Stock | 24969.0 | $0 | 0 | D | |
| Explanation of Responses: |
| (1) | Reflects restricted stock units (RSUs) granted to the reporting person pursuant to the terms of his employment agreement, which RSUs vest in three approximately equal installments on each of July 1, 2019,2020, and 2021, subject to the reporting person's continued employment with the issuer on each such date (subject to certain limited exceptions). Pursuant to the employment agreement the restricted stock units may be settled solely in cash ("cash-settled RSUs"). Each cash-settled RSU is the economic equivalent of one share of common stock of the issuer. |
Reporting Owners
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| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
Carlson Jan
KLARABERGSVIADUKTEN 70
SECTION C6
STOCKHOLM, V7 SE-11164 | X |
| Chief Executive Officer |
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Signatures
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| Lars A. Sjobring, as attorney-in-fact for Jan Carlson | | 7/6/2020 |
| **Signature of Reporting Person | Date |
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