Statement of Changes in Beneficial Ownership (4)
November 21 2019 - 4:31PM
Edgar (US Regulatory)
FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
PRABHU VASANT M |
2. Issuer Name and Ticker or Trading Symbol
VISA INC.
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V
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) VICE CHAIR & CFO |
(Last)
(First)
(Middle)
C/O VISA INC., P.O. BOX 8999 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
11/19/2019 |
(Street)
SAN FRANCISCO, CA 94128-8999
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Class A Common Stock | 11/19/2019 | | M | | 5723 | A | (1) | 42895 | D | |
Class A Common Stock | 11/19/2019 | | M | | 6071 | A | (2) | 48966 | D | |
Class A Common Stock | 11/19/2019 | | M | | 4019 | A | (3) | 52985 | D | |
Class A Common Stock | 11/19/2019 | | F | | 7842 | D | $182.77 | 45143 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Restricted Stock Units | (1) | 11/19/2019 | | M | | | 5723 | (1) | (1) | Class A Common Stock | 5723 | (1) | 0 | D | |
Restricted Stock Units | (2) | 11/19/2019 | | M | | | 6071 | (2) | (2) | Class A Common Stock | 6071 | (2) | 6071 | D | |
Restricted Stock Units | (3) | 11/19/2019 | | M | | | 4019 | (3) | (3) | Class A Common Stock | 4019 | (3) | 8039 | D | |
Employee Stock Option (Right to Buy) | $182.77 | 11/19/2019 | | A | | 72597 | | (4) | 11/19/2029 | Class A Common Stock | 72597 | $0 | 72597 | D | |
Restricted Stock Units | (5) | 11/19/2019 | | A | | 11627 | | (5) | (5) | Class A Common Stock | 11627 | (5) | 11627 | D | |
Explanation of Responses: |
(1) | Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement. The award was granted on November 19, 2016. |
(2) | Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement. The award was granted on November 19, 2017. |
(3) | Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement. The award was granted on November 19, 2018. |
(4) | Options vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement. The option was granted on November 19, 2019. |
(5) | Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement. The award was granted on November 19, 2019. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
PRABHU VASANT M C/O VISA INC. P.O. BOX 8999 SAN FRANCISCO, CA 94128-8999 |
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| VICE CHAIR & CFO |
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Signatures
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/s/ Sue Choi, Attorney-In-Fact | | 11/21/2019 |
**Signature of Reporting Person | Date |
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