Filing of Certain Prospectuses and Communications in Connection With Business Combination Transactions (425)
November 20 2020 - 12:10PM
Edgar (US Regulatory)
Class A Common stock
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM 8-K/A
(Amendment No. 1)
CURRENT REPORT
Pursuant
to Section 13 or 15(d)
of
the Securities Exchange Act of 1934
Date of Report (Date of earliest event
reported): November 18, 2020
RMG ACQUISITION CORP.
(Exact Name of Registrant as Specified
in Charter)
Delaware
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001-38795
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83-2289787
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(State or Other Jurisdiction
of Incorporation)
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(Commission
File Number)
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(IRS Employer
Identification No.)
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50 West Street, Suite 40-C
New York, New York 10006
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10006
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(Address of Principal Executive Offices)
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(Zip Code)
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(212) 785-2579
(Registrant’s telephone number, including area code)
Not Applicable
(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the
Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions
(see General Instruction A.2. below):
x
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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¨
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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¨
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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¨
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Securities registered pursuant to Section 12(b)
of the Act:
Title of each class
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Trading Symbol(s)
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Name of each exchange on
which registered
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Units,
each consisting of one share of Class A common stock and one redeemable warrant
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RMG.UT
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New York Stock Exchange
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Class A common stock, par value $0.0001 per share
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RMG
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New York Stock Exchange
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Redeemable warrants, exercisable for shares of Class A common stock at an exercise price of $11.50 per share
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RMG.WT
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New York Stock Exchange
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Indicate by check mark whether the registrant
is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2
of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company x
If an emerging growth company, indicate
by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial
accounting standards provided pursuant to Section 13(a) of the Exchange Act.
EXPLANATORY NOTE
This Current Report on Form 8-K/A (this
“Amendment”) is being filed as an amendment to the Current Report on Form 8-K filed with the Securities and Exchange
Commission by RMG Acquisition Corp. (“RMG”) on November 19, 2020 (the “Original Report”). The sole purpose
of this Amendment is to correct a scrivener’s error in Exhibit 2.1 of the Original Report and refile Exhibit 2.1. No other
changes have been made to the Original Report.
Important Information and Where to Find
It
This Report relates to a proposed transaction
between RMG and Romeo Systems, Inc. (“Romeo”). RMG has filed with the Securities and Exchange Commission (“SEC”)
a registration statement on Form S-4 that includes a proxy statement and prospectus of RMG and a consent solicitation statement
of Romeo. The proxy statement/prospectus/consent solicitation statement will be mailed to stockholders of RMG as of a record date
to be established for voting on the proposed business combination. RMG also will file other relevant documents from time to time
regarding the proposed transaction with the SEC. INVESTORS AND SECURITY HOLDERS OF RMG ARE URGED TO READ THE PROXY STATEMENT, PROSPECTUS
AND OTHER RELEVANT DOCUMENTS THAT HAVE BEEN FILED AND WILL BE FILED BY RMG FROM TIME TO TIME WITH THE SEC CAREFULLY AND IN THEIR
ENTIRETY WHEN THEY BECOME AVAILABLE BECAUSE THEY WILL CONTAIN IMPORTANT INFORMATION ABOUT THE PROPOSED TRANSACTION. Investors and
security holders will be able to obtain free copies of the proxy statement/prospectus/consent solicitation statement and other
documents containing important information about RMG and Romeo once such documents are filed with the SEC, through the website
maintained by the SEC at http://www.sec.gov. Copies of the documents filed with the SEC by RMG when and if available, can be obtained
free of charge on RMG’s website at www.rmginvestments.com or by directing a written request to RMG Acquisition Corp., 50
West Street, Suite 40-C, New York, New York 10006.
Participants in the Solicitation
RMG and Romeo and their respective directors
and executive officers, under SEC rules, may be deemed to be participants in the solicitation of proxies of RMG’s stockholders
in connection with the proposed transaction. Investors and security holders may obtain more detailed information regarding the
names and interests in the proposed transaction of RMG’s directors and officers in RMG’s filings with the SEC, including
RMG’s Annual Report on Form 10-K for the fiscal year ended December 31, 2019, which was filed with the SEC
on April 1, 2019. Information regarding the persons who may, under SEC rules, be deemed participants in the solicitation of
proxies to RMG’s stockholders in connection with the proposed business combination will be set forth in the proxy statement/prospectus/consent
solicitation statement for the proposed business combination when available. Additional information regarding the interests of
participants in the solicitation of proxies in connection with the proposed business combination will be included in the proxy
statement/prospectus/consent solicitation statement that RMG intends to file with the SEC.
No Offer or Solicitation
This communication shall neither constitute
an offer to sell or the solicitation of an offer to buy any securities, nor shall there be any sale of securities in any jurisdiction
in which the offer, solicitation or sale would be unlawful prior to the registration or qualification under the securities laws
of any such jurisdiction.
Forward Looking Statements
This Report includes “forward looking
statements” within the meaning of the “safe harbor” provisions of the United States Private Securities Litigation
Reform Act of 1995. When used in this Report, the words “estimates,” “projected,” “expects,”
“anticipates,” “forecasts,” “plans,” “intends,” “believes,” “seeks,”
“may,” “will,” “should,” “future,” “propose” and variations of these
words or similar expressions (or the negative versions of such words or expressions) are intended to identify forward-looking
statements. These forward-looking statements are not guarantees of future performance, conditions or results, and involve a number
of known and unknown risks, uncertainties, assumptions and other important factors, many of which are outside RMG’s or Romeo’s
management’s control, that could cause actual results or outcomes to differ materially from those discussed in the forward-looking
statements. Important factors, among others, that may affect actual results or outcomes include: the inability to complete the
transactions contemplated by the proposed business combination; the inability to recognize the anticipated benefits of the proposed
business combination, which may be affected by, among other things, the amount of cash available following any redemptions by
RMG stockholders; the ability to meet the NYSE’s listing standards following the consummation of the transactions contemplated
by the proposed business combination; costs related to the proposed business combination; Romeo’s ability to execute on
its plans to develop and market new products and the timing of these development programs; Romeo’s estimates of the size
of the markets for its products; the rate and degree of market acceptance of Romeo’s products; the success of other competing
technologies that may become available; Romeo’s ability to identify and integrate acquisitions; the performance of Romeo’s
products; potential litigation involving RMG or Romeo; and general economic and market conditions impacting demand for Romeo’s
products. Other factors include the possibility that the proposed transaction does not close, including due to the failure to
receive required security holder approvals, or the failure of other closing conditions. The foregoing list of factors is not exhaustive.
You should carefully consider the foregoing factors and the other risks and uncertainties described in the “Risk Factors”
section of RMG’s Annual Report on Form 10-K, Quarterly Reports on Form 10-Q, the registration statement on Form S-4 and
proxy statement/prospectus/consent solicitation statement discussed below and other documents filed by RMG from time to time with
the SEC. These filings identify and address other important risks and uncertainties that could cause actual events and results
to differ materially from those contained in the forward-looking statements. Forward-looking statements speak only as of the date
they are made. Readers are cautioned not to put undue reliance on forward-looking statements, and neither RMG nor Romeo undertake
any obligation to update or revise any forward-looking statements, whether as a result of new information, future events or otherwise,
except as required by law.
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Item 9.01.
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Financial Statements
and Exhibits
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SIGNATURES
Pursuant to the requirements
of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned
hereunto duly authorized.
Date: November 20, 2020
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RMG Acquisition Corp.
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By:
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/s/ Robert S. Mancini
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Name:
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Robert S. Mancini
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Title:
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Chief Executive Officer
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