Current Report Filing (8-k)
December 14 2020 - 05:07PM
Edgar (US Regulatory)
false 0001740332 0001740332 2020-12-14
2020-12-14
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): December 14,
2020
RESIDEO TECHNOLOGIES, INC.
(Exact name of registrant as specified in its charter)
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Delaware |
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001-38635 |
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82-5318796 |
(State or other jurisdiction
of incorporation)
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(Commission
File Number)
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(IRS Employer
Identification No.)
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901 East 6th
Street
Austin, Texas
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78702 |
(Address of principal executive
offices) |
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(Zip Code) |
Registrant’s telephone number, including area code: (763)
954-5204
Registrant’s Former Name or Address, if changed since last report:
N/A
Check the appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant
under any of the following provisions (see General Instruction A.2.
below):
☐ |
Written communications pursuant to Rule 425 under the Securities
Act (17 CFR 230.425)
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☐ |
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
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☐ |
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR
240.14d-2(b))
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☐ |
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR
240.13e-4(c))
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Indicate by check mark whether the registrant is an emerging growth
company as defined in Rule 405 of the Securities Act of 1933
(§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of
1934 (§240.12b-2 of this
chapter).
Securities registered pursuant to Section 12(b) of the
Act:
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Title of each class:
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Trading
Symbol:
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Name of each exchange
on which registered:
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Common Stock, $0.001 Par
Value |
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REZI |
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New York Stock Exchange |
Emerging Growth Company ☐
If an emerging growth company, indicate by check mark if the
registrant has elected not to use the extended transition period
for complying with any new or revised financial accounting
standards provided pursuant to Section 13(a) of the Exchange
Act. ☐
On December 14, 2020, Resideo Technologies, Inc. (the
“Company”) completed the closing of the exercise of the
underwriters’ option to purchase an additional 2,550,000 shares of
common stock at the public offering price of $15.00 per share as
part of the firm commitment underwritten offering that initially
closed on November 20, 2020, resulting in additional net
proceeds to the Company of approximately $36.5 million.
After giving effect to this exercise of
the over-allotment option, the total number of shares
sold by Company in the public offering increased to 19,550,000
shares and net proceeds before expenses increased to approximately
$280.1 million.
Morgan Stanley & Co. LLC and Evercore Group L.L.C. acted
as joint book-running managers and BofA Securities, Inc. and J.P.
Morgan Securities LLC acted as additional bookrunners. Raymond
James, William Blair and KeyBanc Capital Markets acted as
co-managers. The shares
were offered by the Company pursuant to an automatically effective
shelf registration statement that was previously filed with the
Securities and Exchange Commission (“SEC”). A prospectus supplement
relating to, and describing the terms of, the offering was
previously filed with the SEC and is available on the SEC’s web
site at www.sec.gov.
Copies of the prospectus supplement and the accompanying prospectus
relating to the offering can be obtained from Morgan
Stanley & Co. LLC, 180 Varick Street, 2nd Floor, New York,
NY 10014, Attention: Prospectus Department, or from Evercore Group
L.L.C., Attn: Equity Capital Markets, 55 East 52nd Street, 36th
Floor, New York, New York 10055, by email at ecm.prospectus@evercore.com, or
by telephone at (888) 474-0200.
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SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of
1934, the Registrant has duly caused this Report to be signed on
its behalf by the undersigned hereunto duly authorized.
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RESIDEO TECHNOLOGIES, INC. |
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By: |
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/s/ Jeannine J. Lane
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Name: |
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Jeannine J. Lane |
Title: |
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Executive Vice President, General
Counsel, Corporate Secretary and Chief Compliance Officer |
Date: December 14, 2020
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