Annual Statement of Changes in Beneficial Ownership (5)
February 14 2020 - 5:55PM
Edgar (US Regulatory)
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
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Form 3 Holdings Reported
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Form 4 Transactions Reported
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0362
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
GOTTWALD THOMAS E | 2. Issuer Name and Ticker or Trading SymbolNEWMARKET CORP [NEU] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) Chairman, President & CEO |
(Last)
(First)
(Middle)
330 SOUTH FOURTH STREET | 3. Statement for Issuer's Fiscal Year Ended (MM/DD/YYYY) 12/31/2019 |
(Street)
RICHMOND, VA 23219
(City)
(State)
(Zip)
| 4. If Amendment, Date Original Filed(MM/DD/YYYY) | 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form Filed by One Reporting Person
___ Form Filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3) | 2. Trans. Date | 2A. Deemed Execution Date, if any | 3. Trans. Code (Instr. 8) | 4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) |
Amount | (A) or (D) | Price |
Common Stock | 8/28/2019 | | G | 1500 | D | $0.00 | 138640 | D | |
Common Stock | 12/3/2019 | | G | 62 | A | $0.00 | 187107 (1) | D | |
Common Stock | 12/3/2019 | | G | 62 | A | $0.00 | 4732 | I | Shares held by wife |
Common Stock | 12/3/2019 | | G | 62 | A | $0.00 | 1040 | I | Shares held as trustee for grandchild (trust 1) |
Common Stock | 12/3/2019 | | G | 62 | A | $0.00 | 592 | I | Shares held as trustee for grandchild (trust 2) |
Common Stock | 12/3/2019 | | G | 62 | A | $0.00 | 456 | I | Shares held as trustee for grandchild (trust 3) |
Common Stock | 12/3/2019 | | G | 62 | A | $0.00 | 282 | I | Shares held as trustee for grandchild (trust 4) |
Common Stock | 12/3/2019 | | G | 62 | A | $0.00 | 62 | I | Shares held as trustee for grandchild (trust 5) |
Common Stock | 12/17/2019 | | G | 915 | D | $0.00 | 186192 | D | |
Common Stock | 12/17/2019 | | G | 61 | A | $0.00 | 1101 | I | Shares held as trustee for grandchild (trust 1) |
Common Stock | 12/17/2019 | | G | 61 | A | $0.00 | 653 | I | Shares held as trustee for grandchild (trust 2) |
Common Stock | 12/17/2019 | | G | 61 | A | $0.00 | 517 | I | Shares held as trustee for grandchild (trust 3) |
Common Stock | 12/17/2019 | | G | 61 | A | $0.00 | 343 | I | Shares held as trustee for grandchild (trust 4) |
Common Stock | 12/17/2019 | | G | 61 | A | $0.00 | 123 | I | Shares held as trustee for grandchild (trust 5) |
Common Stock | | | | | | | 89668 (1) | I | By grantor retained annuity trust |
Common Stock | | | | | | | 34608 (2) | I | NewMarket Savings Plan |
Common Stock | | | | | | | 206407 | I | Shares held as co-trustee fbo (among others reporting Floyd D. Gottwald) |
Common Stock | | | | | | | 6889 | I | Shares held as co-trustee for fbo children dtd. 12/16/91 |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (MM/DD/YYYY) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of Derivative Securities Beneficially Owned at End of Issuer's Fiscal Year (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
(A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | On September 4, 2019, 48,405 shares of the Company's common stock were transferred out of the 2015 GRAT as an annuity payment to the reporting person's directly held account. |
(2) | The increase in shares is due to periodic purchases by the Plan Trustee pursuant to the Plan. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
GOTTWALD THOMAS E 330 SOUTH FOURTH STREET RICHMOND, VA 23219 | X |
| Chairman, President & CEO |
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Signatures
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/s/ M. Rudolph West (By Power of Attorney for Thomas E. Gottwald) | | 2/14/2020 |
**Signature of Reporting Person | Date |
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