Statement of Changes in Beneficial Ownership (4)
October 02 2019 - 1:09PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
ANGEL STEPHEN F |
2. Issuer Name and Ticker or Trading Symbol
LINDE PLC
[
LIN
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) Chief Executive Officer
|
(Last)
(First)
(Middle)
C/O LINDE PLC, THE PRIESTLEY CENTRE, 10 PRIESTLEY ROAD |
3. Date of Earliest Transaction
(MM/DD/YYYY)
9/30/2019
|
(Street)
GUILDFORD, SURREY, X0 GU2 7XY
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security (Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code (Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Ordinary Shares
|
|
|
|
|
|
|
|
2268
|
I
|
In trust for children
|
Ordinary Shares
|
|
|
|
|
|
|
|
71029
|
I
|
Angel Descendants Trust
|
Ordinary Shares
|
|
|
|
|
|
|
|
20517
|
I
|
2012 Descendants Trust
|
Ordinary Shares
|
|
|
|
|
|
|
|
10565.795
|
I
|
401(k)
|
Ordinary Shares
|
|
|
|
|
|
|
|
194952
|
D
|
|
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security (Instr. 3)
|
2. Conversion or Exercise Price of Derivative Security
|
3. Trans. Date
|
3A. Deemed Execution Date, if any
|
4. Trans. Code (Instr. 8)
|
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
|
6. Date Exercisable and Expiration Date
|
7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)
|
8. Price of Derivative Security (Instr. 5)
|
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
|
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
|
11. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
(A)
|
(D)
|
Date Exercisable
|
Expiration Date
|
Title
|
Amount or Number of Shares
|
Restricted Stock Units
|
$0 (1)
|
|
|
|
|
|
|
(1)
|
(1)
|
Ordinary Shares
|
15755
|
|
15755
|
D
|
|
Restricted Stock Units
|
$0 (2)
|
|
|
|
|
|
|
(2)
|
(2)
|
Ordinary Shares
|
38270
|
|
38270
|
D
|
|
Restricted Stock Units
|
$0 (3)
|
|
|
|
|
|
|
(3)
|
(3)
|
Ordinary Shares
|
29580
|
|
29580
|
D
|
|
Restricted Stock Units
|
$0 (4)
|
|
|
|
|
|
|
(4)
|
(4)
|
Ordinary Shares
|
47632
|
|
47632
|
D
|
|
Restricted Stock Units
|
$0 (3)
|
|
|
|
|
|
|
(3)
|
(3)
|
Ordinary Shares
|
30215
|
|
30215
|
D
|
|
Restricted Stock Units
|
$0 (4)
|
|
|
|
|
|
|
(4)
|
(4)
|
Ordinary Shares
|
32580
|
|
32580
|
D
|
|
Stock Option (right to buy)
|
$110.58
|
|
|
|
|
|
|
(5)
|
2/26/2023
|
Ordinary Shares
|
187015
|
|
187015
|
D
|
|
Stock Option (right to buy)
|
$128.80
|
|
|
|
|
|
|
(5)
|
2/25/2024
|
Ordinary Shares
|
203930
|
|
203930
|
D
|
|
Stock Option (right to buy)
|
$128.38
|
|
|
|
|
|
|
(5)
|
2/24/2025
|
Ordinary Shares
|
261075
|
|
261075
|
D
|
|
Stock Option (right to buy)
|
$102.22
|
|
|
|
|
|
|
(6)
|
2/23/2026
|
Ordinary Shares
|
416355
|
|
416355
|
D
|
|
Stock Option (right to buy)
|
$118.71
|
|
|
|
|
|
|
(7)
|
2/28/2027
|
Ordinary Shares
|
435850
|
|
435850
|
D
|
|
Stock Option (right to buy)
|
$154.00
|
|
|
|
|
|
|
(8)
|
2/27/2028
|
Ordinary Shares
|
318780
|
|
318780
|
D
|
|
Stock Option (right to buy)
|
$176.63
|
|
|
|
|
|
|
(9)
|
3/20/2029
|
Ordinary Shares
|
177605
|
|
177605
|
D
|
|
Deferred Stock Units
|
$0 (10)
|
9/30/2019
|
|
A
|
|
292.432
|
|
(11)
|
(11)
|
Ordinary Shares
|
292.432
|
$0
|
105147.668
|
D
|
|
Explanation of Responses:
|
(1)
|
Restricted Stock Units that will vest in full and payout on March 20, 2022 in Linde plc Ordinary Shares on a one-for-one basis.
|
(2)
|
Restricted Stock Units that will vest in full and payout on February 27, 2021 in Linde plc Ordinary Shares on a one-for-one basis.
|
(3)
|
Restricted Stock Units that have vested in full but whose payout has been deferred to a future date.
|
(4)
|
Restricted Stock Units that will vest in full and payout on February 28, 2020 in Linde plc Ordinary Shares on a one-for-one basis.
|
(5)
|
This option became exercisable in three (3) equal annual installments beginning on the first anniversary of the date of grant.
|
(6)
|
This option vests over three years in three consecutive equal annual installments beginning February 23, 2017.
|
(7)
|
This option vests over three years in three consecutive equal annual installments beginning on February 28, 2018.
|
(8)
|
This option vests over three years in three consecutive equal annual installments beginning on February 27, 2019.
|
(9)
|
This option vests over three years in three consecutive equal annual installments beginning on March 20, 2020.
|
(10)
|
Conversion to Linde plc Ordinary Shares is on a 1-for-1 basis.
|
(11)
|
Deferred Stock Units acquired under the Compensation Deferral Plan ("Deferral Plan") pursuant to a prior election to defer compensation. The deferred stock units will payout in Linde plc Ordinary Shares on a one-for-one basis in accordance with the Deferral Plan.
|
Reporting Owners
|
Reporting Owner Name / Address
|
Relationships
|
Director
|
10% Owner
|
Officer
|
Other
|
ANGEL STEPHEN F C/O LINDE PLC THE PRIESTLEY CENTRE, 10 PRIESTLEY ROAD GUILDFORD, SURREY, X0 GU2 7XY
|
X
|
|
Chief Executive Officer
|
|
Signatures
|
Anthony M. Pepper, Attorney-in-Fact
|
|
10/2/2019
|
**Signature of Reporting Person
|
Date
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
|
*
|
If the form is filed by more than one reporting person, see Instruction 4(b)(v).
|
**
|
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
|
Note:
|
File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
|
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
|
Linde (NYSE:LIN)
Historical Stock Chart
From Mar 2024 to Apr 2024
Linde (NYSE:LIN)
Historical Stock Chart
From Apr 2023 to Apr 2024
See More Message Board Posts
It looks like you are not logged in. Click the button below to log in and keep track of your recent history.