Notification of the Appointment of an Agent for Service by Certain Foreign Institutions (f-n)
August 03 2021 - 4:27PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM F-N
APPOINTMENT
OF AGENT FOR SERVICE OF PROCESS
BY FOREIGN BANKS AND FOREIGN INSURANCE
COMPANIES AND CERTAIN OF THEIR HOLDING COMPANIES
AND FINANCE SUBSIDIARIES MAKING PUBLIC OFFERINGS
OF SECURITIES IN THE UNITED STATES
A.
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Name of issuer or person filing (Filer):
Deutsche Bank Aktiengesellschaft
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☒ an original filing for the Filer
☐ an amended filing for the Filer
C.
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Identify the filing in conjunction with which this Form is being filed
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Name of registrant:
Deutsche Bank Aktiengesellschaft
Form type:
F-3
File Number (if known):
333-258403
Filed by:
Deutsche Bank Aktiengesellschaft
Date Filed (if filed concurrently, so indicate): August 3, 2021, concurrently herewith.
D.
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The Filer is incorporated or organized under the laws of Germany and has its principal place of business at
Taunusanlage 12, 60325 Frankfurt am Main, Germany (telephone: +49-69-910-00).
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E.
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The Filer designates and appoints DB USA Corporation (Agent) located at 60 Wall Street, New York,
New York 10005, Attention: Office of the Corporate Secretary (telephone: 212-250-2500), as the agent of the Filer upon whom may be served any process, pleadings,
subpoenas, or other papers in:
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(a)
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any investigation or administrative proceeding conducted by the Commission, and
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(b)
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any civil suit or action brought against the Filer or to which the Filer has been joined as defendant or
respondent, in any appropriate court in any place subject to the jurisdiction of any state or of the United States or any of its territories or possessions or of the District of Columbia,
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arising out of or based on any offering made or purported to be made in connection with the securities registered by the Filer on Form F-3 filed on August 3, 2021 or any purchases or sales of any security in connection therewith. The Filer stipulates and agrees that any such civil suit or action or administrative proceeding may be commenced by
the service of process upon, and that service of an administrative subpoena shall be effected by service upon, such agent for service of process, and that the service as aforesaid shall be taken and held in all courts and administrative tribunals to
be valid and binding as if personal service thereof had been made.
F.
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Each person filing this Form stipulates and agrees to appoint a successor agent for service of process and file
an amended Form F-N if the Filer discharges the Agent or the Agent is unwilling or unable to accept service on behalf of the Filer at any time until six years have elapsed from the date of the Filers
last registration statement or report, or amendment to any such registration statement or report, filed with the Commission under the Securities Act of 1933 or Securities Exchange Act of 1934. Filer further undertakes to advise the Commission
promptly of any change to the Agents name or address during the applicable period by amendment of this Form referencing the file number of the relevant registration form in conjunction with which the amendment is being filed.
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G.
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Each person filing this form undertakes to make available, in person or by telephone, representatives to
respond to inquiries made by the Commission staff, and to furnish promptly, when requested to do so by the Commission staff, information relating to the securities registered pursuant to the form referenced in paragraph E or transactions in said
securities.
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The Filer certifies that it has duly caused this power of attorney, consent, stipulation and agreement to be
signed on its behalf by the undersigned, thereunto duly authorized, in the
City of: Frankfurt am Main Country of: Germany
This 3rd day of August 2021 A.D.
Filer: Deutsche Bank
Aktiengesellschaft
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By:
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/s/ Jonathan Blake
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Name: Jonathan Blake
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Title: Managing Director
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By:
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/s/ Thomas Rueckert
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Name: Thomas Rueckert
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Title: Vice President
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This statement has been signed by the following persons in the capacities and on the dates indicated.
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Agent: DB USA Corporation
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By:
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/s/ Carol Saracco
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Name: Carol Saracco
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Title: Managing Director
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Date: August 3, 2021
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By:
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/s/ M. Eric Smith
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Name: M. Eric Smith
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Title: Managing Director
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Date: August 3, 2021
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2
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