Statement of Changes in Beneficial Ownership (4)

Date : 12/27/2019 @ 11:08PM
Source : Edgar (US Regulatory)
Stock : Berkshire Hathaway Inc (BRK.B)
Quote : 207.67  -8.39 (-3.88%) @ 12:58AM
Berkshire Hathaway share price Chart
After Hours
Last Trade
Last $ 207.50 ▼ -0.17 (-0.08%)

Statement of Changes in Beneficial Ownership (4)

FORM 4 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5
                      
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Jain Ajit
2. Issuer Name and Ticker or Trading Symbol

BERKSHIRE HATHAWAY INC [ BRK.A ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

__X__ Director                    _____ 10% Owner
__X__ Officer (give title below)    _____ Other (specify below)
Vice Chairman
(Last)          (First)          (Middle)

100 FIRST STAMFORD PLACE, BHRG
3. Date of Earliest Transaction (MM/DD/YYYY)

12/27/2019
(Street)

STAMFORD, CT 06902
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class B Common Stock         150 I By Spouse 
Class B Common Stock         197695 I By Jain Foundation Inc. (Non-Profit Corporation) 
Class B Common Stock 12/27/2019  G  V 9 D (1)697 D  

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security3. Trans. Date3A. Deemed Execution Date, if any4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Class A Common Stock  (2)           (2) (2)Class B Common Stock 99000 (2) 66 D  
Class A Common Stock  (2)           (2) (2)Class B Common Stock 181500 (2) 121 (3)I By the Ajit Jain GRAT Trust 
Class A Common Stock  (2)           (2) (2)Class B Common Stock 195000 (2) 130 (4)I By the Indrima Jain GRAT Trust 

Explanation of Responses:
(1) On December 27th, the Reporting Person made charitable gifts totaling 9 shares of Class B Common Stock.
(2) Each share of Class A Common Stock is convertible at any time at the option of the holder into 1,500 shares of Class B Common Stock.
(3) A family-planning trust established by the Reporting Person for the benefit of the Reporting Person's children owns 121 shares of Class A Common Stock, which are convertible into 181,500 shares of Class B Common Stock.
(4) A family-planning trust established by the Reporting Person's spouse for the benefit of the Reporting Person's children owns 130 shares of Class A Common Stock, which are convertible into 195,000 shares of Class B Common Stock.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
Jain Ajit
100 FIRST STAMFORD PLACE
BHRG
STAMFORD, CT 06902
X
Vice Chairman

Signatures
Ajit Jain12/27/2019
**Signature of Reporting PersonDate

Berkshire Hathaway (NYSE:BRK.B)
Historical Stock Chart

1 Year : From Feb 2019 to Feb 2020

Click Here for more Berkshire Hathaway Charts.

Berkshire Hathaway (NYSE:BRK.B)
Intraday Stock Chart

Today : Thursday 27 February 2020

Click Here for more Berkshire Hathaway Charts.

Latest BRK.B Messages

{{bbMessage.M_Alias}} {{bbMessage.MSG_Date}} {{bbMessage.HowLongAgo}} {{bbMessage.MSG_ID}} {{bbMessage.MSG_Subject}}

Loading Messages....


No posts yet, be the first! No {{symbol}} Message Board. Create One! See More Posts on {{symbol}} Message Board See More Message Board Posts
Your Recent History
LSE
GKP
Gulf Keyst..
LSE
QPP
Quindell
FTSE
UKX
FTSE 100
LSE
IOF
Iofina
FX
GBPUSD
UK Sterlin..
Stocks you've viewed will appear in this box, letting you easily return to quotes you've seen previously.

Register now to create your own custom streaming stock watchlist.

NYSE, AMEX, and ASX quotes are delayed by at least 20 minutes.
All other quotes are delayed by at least 15 minutes unless otherwise stated.

By accessing the services available at ADVFN you are agreeing to be bound by ADVFN's Terms & Conditions

P: V:us D:20200228 02:38:45