Current Report Filing (8-k)

Date : 08/13/2019 @ 8:02PM
Source : Edgar (US Regulatory)
Stock : AllianceBernstein Holding LP (AB)
Quote : 29.32  0.66 (2.30%) @ 12:59AM
AllianceBernstein share price Chart

Current Report Filing (8-k)

false0000825313 0000825313 2019-08-12 2019-08-12



UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934


Date of Report (Date of earliest event reported): August 12, 2019

ALLIANCEBERNSTEIN HOLDING L.P.
(Exact name of registrant as specified in its charter)

Delaware
001-09818
13-3434400
(State or other jurisdiction of
incorporation or organization)
(Commission File Number)
(I.R.S. Employer Identification Number)

1345 Avenue of the Americas , New York , NY   10105
(Address of principal executive offices)
(Zip Code)
( 212 ) 969-1000
(Registrant’s telephone number, including area code)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligations of the registrant under any of the following provisions:


Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))


Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company    

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.

Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act): Yes No







Securities registered pursuant to Section 12(b) of the Act:

Title of Each Class
Trading Symbol
Name of Each Exchange on which Registered
Units rep. assignments of beneficial ownership of lp interests in AB Holding
AB
NYSE









Item 7.01.      Regulation FD Disclosure.

AllianceBernstein L.P. and AllianceBernstein Holding L.P. (collectively, “ AB ”) are furnishing their news release issued on August 12, 2019 announcing preliminary assets under management as of July 31, 2019 (the “ AUM Release ”). The AUM Release is attached hereto as Exhibit 99.01.



Item 9.01.      Financial Statements and Exhibits.

(d)
Exhibits.
    
99.01     AUM Release .












SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.


 
 
A LLIANCEBERNSTEIN HOLDING L.P.
Dated: August 13, 2019
 
By: 
/s/ David M. Lesser
 
 
 
David M. Lesser
Corporate Secretary


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