Current Report Filing (8-k)
January 08 2021 - 12:30PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):
January 4, 2021
SCWorx Corp.
(Exact name of registrant as specified in
its charter)
Delaware
|
|
001-37899
|
|
47-5412331
|
(State or Other Jurisdiction of
Incorporation)
|
|
(Commission
File Number)
|
|
(IRS Employer
Identification No.)
|
590 Madison Avenue, 21st Floor
New York, New York 10022
(Address of principal executive offices and
zip code)
Registrant’s telephone number, including
area code: (212) 739-7825
Check the appropriate box below if the Form
8-K filing is intended to simultaneously satisfy the filing obligations of the registrant under any of the following provisions:
|
¨
|
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
|
|
¨
|
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
|
|
¨
|
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
|
|
¨
|
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
|
Securities registered pursuant to Section 12(b) of the Act:
None.
Indicate by check mark whether the registrant is
an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of
the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth
company x
If an emerging growth company,
indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised
financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨
Item 3.01. Notice of Delisting or Failure to Satisfy a Continued
Listing Rule or Standard; Transfer of Listing
On January
4, 2021, the Nasdaq Stock Market notified the Company that it was not in compliance with the Nasdaq’s rules for continued
listing because the Company did not hold its annual meeting of stockholders prior to December 31, 2020,
as required by Nasdaq Rule 5620(a).
The Nasdaq
Stock Market informed the Company that under its Rules the Company now has 45 calendar days to submit a plan to regain compliance
and if the Nasdaq accept the Company’s plan, the Nasdaq can grant an exception of up to 180 calendar days from the fiscal
year end, or until June 29, 2021, to regain compliance.
On January 5, 2021, the Company informed the Nasdaq that it expects
to file its proxy statement with the SEC within the next couple of weeks and hold its annual meeting of stockholders during the
month of February, 2021.
******************
SIGNATURES
Pursuant to the requirements of the Securities
Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
|
SCWorx Corp.
|
|
|
|
|
|
By:
|
/s/Timothy Hannibal
|
|
|
Timothy Hannibal
|
|
|
President
|
|
|
|
Dated: January 7, 2021
|
|
|
SCWorx (NASDAQ:WORX)
Historical Stock Chart
From Aug 2024 to Sep 2024
SCWorx (NASDAQ:WORX)
Historical Stock Chart
From Sep 2023 to Sep 2024