Initial Statement of Beneficial Ownership (3)
December 11 2019 - 4:48PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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Mori Janice Satsumi |
2. Date of Event Requiring Statement (MM/DD/YYYY)
12/9/2019
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3. Issuer Name and Ticker or Trading Symbol
SYNAPTICS Inc [SYNA]
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(Last)
(First)
(Middle)
C/O SYNAPTICS INCORPORATED, 1251 MCKAY DRIVE |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner ___X___ Officer (give title below) _____ Other (specify below) See Remarks / |
(Street)
SAN JOSE, CA 95131
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 15609 (1) | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Employee Stock Option (Right to Buy) | (2) | 10/28/2020 | Common Stock | 276 | $46.50 | D | |
Employee Stock Option (Right to Buy) | (2) | 1/27/2021 | Common Stock | 827 | $60.22 | D | |
Employee Stock Option (Right to Buy) | (2) | 4/28/2021 | Common Stock | 827 | $61.40 | D | |
Employee Stock Option (Right to Buy) | (2) | 8/1/2021 | Common Stock | 827 | $78.11 | D | |
Employee Stock Option (Right to Buy) | (2) | 10/24/2021 | Common Stock | 537 | $62.105 | D | |
Employee Stock Option (Right to Buy) | (2) | 1/30/2022 | Common Stock | 537 | $76.81 | D | |
Employee Stock Option (Right to Buy) | (2) | 4/24/2022 | Common Stock | 537 | $85.69 | D | |
Employee Stock Option (Right to Buy) | (2) | 7/31/2022 | Common Stock | 536 | $79.38 | D | |
Employee Stock Option (Right to Buy) | (2) | 10/23/2022 | Common Stock | 749 | $89.29 | D | |
Employee Stock Option (Right to Buy) | (2) | 1/29/2023 | Common Stock | 750 | $73.10 | D | |
Employee Stock Option (Right to Buy) | (2) | 4/29/2023 | Common Stock | 750 | $71.55 | D | |
Employee Stock Option (Right to Buy) | (2) | 7/29/2023 | Common Stock | 750 | $51.95 | D | |
Explanation of Responses: |
(1) | Includes (i) 711 shares that were acquired pursuant to the Issuer's Employee Stock Purchase Plan; (ii) 3,208 shares that were acquired upon delivery of vested restricted stock units; (iii) 186 shares released in connection with the vesting of performance-based market stock units granted on December 13, 2017; (iv) 593 shares released in connection with the vesting of performance stock units granted on December 13, 2017; and (v) 10,911 shares underlying restricted stock units that are not yet vested and deliverable. |
(2) | The options are fully vested. |
Remarks: The reporting person is the Senior Vice President and General Manager, Touch and Display. Exhibit List Exhibit 24 - Limited Power of Attorney |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Mori Janice Satsumi C/O SYNAPTICS INCORPORATED 1251 MCKAY DRIVE SAN JOSE, CA 95131 |
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| See Remarks |
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Signatures
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/s/ Kermit Nolan, as Attorney-in-Fact | | 12/11/2019 |
**Signature of Reporting Person | Date |
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