Initial Statement of Beneficial Ownership (3)
November 15 2019 - 6:52PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Kelly John AC |
2. Date of Event Requiring Statement (MM/DD/YYYY)
11/13/2019
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3. Issuer Name and Ticker or Trading Symbol
STARBUCKS CORP [SBUX]
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(Last)
(First)
(Middle)
2401 UTAH AVENUE SOUTH, #800 |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner
___X___ Officer (give title below) _____ Other (specify below)
evp, Public Affairs / |
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(Street)
SEATTLE, WA 98134
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
(Instr. 4) | 2. Amount of Securities Beneficially Owned
(Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5) | 4. Nature of Indirect Beneficial Ownership
(Instr. 5) |
| Common Stock | 17544.783 (1) | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 4) | 2. Date Exercisable and Expiration Date
(MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5) | 6. Nature of Indirect Beneficial Ownership
(Instr. 5) |
| Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Non-qualified Stock Option (Right to Buy) | (2) | 11/17/2024 | Common Stock | 5000 | $38.915 | D | |
| Non-qualified Stock Option (Right to Buy) | (3) | 11/16/2025 | Common Stock | 3697 | $60.68 | D | |
| Non-qualified Stock Option (Right to Buy) | (4) | 11/21/2026 | Common Stock | 7036 | $56.10 | D | |
| Explanation of Responses: |
| (1) | Includes 16,164.783 Restricted Stock Units which vest on various dates subject to continued employment. |
| (2) | The option, representing the right to purchase a total of 12,830 shares, became exercisable in three increments of 3,208 shares each on November 17, 2015, November 17, 2016 and November 17, 2017 and one increment of 3,206 shares on November 17, 2018. |
| (3) | The option, representing the right to purchase a total of 14,790 shares, became exercisable in two increments of 3,698 shares each on November 16, 2016 and November 16, 2017, one increment of 3,697 shares on November 16, 2017, and 3,697 shares become exercisable on November 16, 2019. |
| (4) | The option, representing the right to purchase a total of 14,073 shares, became exerciseable in one increment of 3,519 shares on November 21, 2017, and one increment of 3,518 shares on November 21, 2018, and becomes exercisable in two increments of 3,518 shares each on November 21, 2019 and November 21, 2020. |
Remarks:
Exhibit 24: Power-of-attorney attached to this filing. |
Reporting Owners
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| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
Kelly John AC
2401 UTAH AVENUE SOUTH
#800
SEATTLE, WA 98134 |
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| evp, Public Affairs |
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Signatures
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| /s/ Sophie Hager Hume, attorney-in-fact for John AC Kelly | | 11/15/2019 |
| **Signature of Reporting Person | Date |
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