Amended Statement of Beneficial Ownership (3/a)
March 06 2020 - 4:31PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
KLEMT CHRISTIAN |
2. Date of Event Requiring Statement (MM/DD/YYYY)
8/7/2017
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3. Issuer Name and Ticker or Trading Symbol
uniQure N.V. [QURE]
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(Last)
(First)
(Middle)
C/O UNIQURE N.V., PAASHEUVELWEG 25A |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner ___X___ Officer (give title below) _____ Other (specify below) Chief Accounting Officer / |
(Street)
AMSTERDAM, P7 11058BP
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY) 8/8/2017
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Stock Option (Right to Buy) | (1) | 9/1/2025 | Ordinary Shares | 18000 (2) | $26.41 | D | |
Explanation of Responses: |
(1) | The Stock Option vested 25% on September 1, 2016 (the first anniversary of the date of grant), with the remainder vesting 6.25% quarterly thereafter until fully vested, subject to the Reporting Person's continued relationship with the Issuer through such dates. |
(2) | This Amendment is being filed solely to correct a typographical error in the original Form 3, which incorrectly reported that this Stock Option was for 15,000 shares. This Amendment does not restate the entire original Form 3. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
KLEMT CHRISTIAN C/O UNIQURE N.V. PAASHEUVELWEG 25A AMSTERDAM, P7 11058BP |
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| Chief Accounting Officer |
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Signatures
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/s/ Christian Klemt | | 3/6/2020 |
**Signature of Reporting Person | Date |
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