| 1. Name
and Address of Reporting Person * HOROWITZ BENJAMIN
A |
2. Issuer Name and Ticker or Trading
Symbol Okta, Inc. [ OKTA ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)__X__
Director _____
10% Owner
_____ Officer (give title
below) _____ Other
(specify below)
|
|
(Last)
(First)
(Middle)
C/O OKTA, INC., 100 FIRST ST, SUITE 600 |
3. Date of Earliest Transaction (MM/DD/YYYY)
5/18/2020
|
|
(Street)
SAN FRANCISCO, CA 94105
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line) _X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
| Explanation of
Responses: |
| (1) |
This transaction was
effected pursuant to a Rule 10b5-1 trading plan previously adopted
by the Reporting Person. |
| (2) |
The reported price is a
weighted average price. These shares were sold in multiple
transactions at prices ranging from $178.59 to $179.57 per share,
inclusive. The Reporting Person undertakes to provide to the
Issuer, any security holder of the Issuer, or to the staff of the
Securities and Exchange Commission, upon request, full information
regarding the number of shares sold at each separate price within
the range set forth in this footnote. |
| (3) |
The reported securities are
held directly by a family trust for which the Reporting Person is a
trustee. |
| (4) |
The reported price is a
weighted average price. These shares were sold in multiple
transactions at prices ranging from $179.585 to $180.57 per share,
inclusive. The Reporting Person undertakes to provide to the
Issuer, any security holder of the Issuer, or to the staff of the
Securities and Exchange Commission, upon request, full information
regarding the number of shares sold at each separate price within
the range set forth in this footnote. |
| (5) |
The reported price is a
weighted average price. These shares were sold in multiple
transactions at prices ranging from $180.58 to $181.57 per share,
inclusive. The Reporting Person undertakes to provide to the
Issuer, any security holder of the Issuer, or to the staff of the
Securities and Exchange Commission, upon request, full information
regarding the number of shares sold at each separate price within
the range set forth in this footnote. |
| (6) |
The reported price is a
weighted average price. These shares were sold in multiple
transactions at prices ranging from $181.59 to $182.56 per share,
inclusive. The Reporting Person undertakes to provide to the
Issuer, any security holder of the Issuer, or to the staff of the
Securities and Exchange Commission, upon request, full information
regarding the number of shares sold at each separate price within
the range set forth in this footnote. |
| (7) |
The reported price is a
weighted average price. These shares were sold in multiple
transactions at prices ranging from $182.60 to $183.59 per share,
inclusive. The Reporting Person undertakes to provide to the
Issuer, any security holder of the Issuer, or to the staff of the
Securities and Exchange Commission, upon request, full information
regarding the number of shares sold at each separate price within
the range set forth in this footnote. |
| (8) |
The reported price is a
weighted average price. These shares were sold in multiple
transactions at prices ranging from $183.60 to $184.41 per share,
inclusive. The Reporting Person undertakes to provide to the
Issuer, any security holder of the Issuer, or to the staff of the
Securities and Exchange Commission, upon request, full information
regarding the number of shares sold at each separate price within
the range set forth in this footnote. |
| (9) |
The reported price is a
weighted average price. These shares were sold in multiple
transactions at prices ranging from $184.67 to $185.37 per share,
inclusive. The Reporting Person undertakes to provide to the
Issuer, any security holder of the Issuer, or to the staff of the
Securities and Exchange Commission, upon request, full information
regarding the number of shares sold at each separate price within
the range set forth in this footnote. |
| (10) |
The reported price is a
weighted average price. These shares were sold in multiple
transactions at prices ranging from $185.80 to $185.90 per share,
inclusive. The Reporting Person undertakes to provide to the
Issuer, any security holder of the Issuer, or to the staff of the
Securities and Exchange Commission, upon request, full information
regarding the number of shares sold at each separate price within
the range set forth in this footnote. |
| (11) |
Each Restricted Stock Unit
("RSU") represents the right to receive one share of the Issuer's
Class A Common Stock. |
| (12) |
The RSUs vest in full on the
earlier of June 13, 2020 or the date immediately prior to the
Issuer's next regular annual shareholders meeting, subject to the
Reporting Person's continued service to the Issuer through such
vesting date. |
