Statement of Changes in Beneficial Ownership (4)
November 24 2020 - 5:52PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
HASTINGS REED |
2. Issuer Name and Ticker or Trading Symbol
NETFLIX INC
[
NFLX
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) Co-CEO |
(Last)
(First)
(Middle)
100 WINCHESTER CIRCLE |
3. Date of Earliest Transaction
(MM/DD/YYYY)
11/23/2020 |
(Street)
LOS GATOS, CA 95032
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock | 11/23/2020 | | M | | 32697 (1) | A | $25.4871 | 32697 | D | |
Common Stock | 11/23/2020 | | S | | 10177 (1) | D | $476.3173 (2) | 22520 | D | |
Common Stock | 11/23/2020 | | M | | 32648 (1) | A | $38.2843 | 55168 | D | |
Common Stock | 11/23/2020 | | S | | 4016 (1) | D | $477.4214 (3) | 51152 | D | |
Common Stock | 11/23/2020 | | M | | 33222 (1) | A | $37.6257 | 84374 | D | |
Common Stock | 11/23/2020 | | S | | 1300 (1) | D | $478.3869 (4) | 83074 | D | |
Common Stock | 11/23/2020 | | M | | 37513 (1) | A | $33.3243 | 120587 | D | |
Common Stock | 11/23/2020 | | S | | 13179 (1) | D | $479.7338 (5) | 107408 | D | |
Common Stock | 11/23/2020 | | M | | 77266 (1) | A | $16.1786 | 184674 | D | |
Common Stock | 11/23/2020 | | S | | 34153 (1) | D | $480.7325 (6) | 150521 | D | |
Common Stock | 11/23/2020 | | S | | 30915 (1) | D | $481.788 (7) | 119606 | D | |
Common Stock | 11/23/2020 | | S | | 52494 (1) | D | $482.6398 (8) | 67112 | D | |
Common Stock | 11/23/2020 | | S | | 24750 (1) | D | $483.7409 (9) | 42362 | D | |
Common Stock | 11/23/2020 | | S | | 12656 (1) | D | $484.5669 (10) | 29706 | D | |
Common Stock | 11/23/2020 | | S | | 12100 (1) | D | $485.6691 (11) | 17606 | D | |
Common Stock | 11/23/2020 | | S | | 3109 (1) | D | $486.5448 (12) | 14497 | D | |
Common Stock | 11/23/2020 | | S | | 4275 (1) | D | $487.6929 (13) | 10222 | D | |
Common Stock | 11/23/2020 | | S | | 2200 (1) | D | $488.6145 (14) | 8022 | D | |
Common Stock | 11/23/2020 | | S | | 5600 (1) | D | $489.7148 (15) | 2422 | D | |
Common Stock | 11/23/2020 | | S | | 2422 (1) | D | $490.4451 (16) | 0 | D | |
Common Stock | | | | | | | | 5005392 | I | by Trust |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Non-Qualified Stock Option (right to buy) | $16.1786 | 11/23/2020 | | M | | | 77266 (1) | 10/3/2011 | 10/3/2021 | Common Stock | 77266 | $0.0 | 0 | D | |
Non-Qualified Stock Option (right to buy) | $25.4871 | 11/23/2020 | | M | | | 32697 (1) | 1/3/2011 | 1/3/2021 | Common Stock | 32697 | $0.0 | 0 | D | |
Non-Qualified Stock Option (right to buy) | $33.3243 | 11/23/2020 | | M | | | 37513 (1) | 9/1/2011 | 9/1/2021 | Common Stock | 37513 | $0.0 | 0 | D | |
Non-Qualified Stock Option (right to buy) | $37.6257 | 11/23/2020 | | M | | | 33222 (1) | 8/1/2011 | 8/1/2021 | Common Stock | 33222 | $0.0 | 0 | D | |
Non-Qualified Stock Option (right to buy) | $38.2843 | 11/23/2020 | | M | | | 32648 (1) | 7/1/2011 | 7/1/2021 | Common Stock | 32648 | $0.0 | 0 | D | |
Explanation of Responses: |
(1) | Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c). |
(2) | This transaction was executed in multiple trades at prices ranging from $475.93 to $476.91. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
(3) | This transaction was executed in multiple trades at prices ranging from $476.99 to $477.89. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
(4) | This transaction was executed in multiple trades at prices ranging from $477.99 to $478.78. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
(5) | This transaction was executed in multiple trades at prices ranging from $479.20 to $480.19. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
(6) | This transaction was executed in multiple trades at prices ranging from $480.20 to $481.19. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
(7) | This transaction was executed in multiple trades at prices ranging from $481.20 to $482.19. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
(8) | This transaction was executed in multiple trades at prices ranging from $482.20 to $483.18. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
(9) | This transaction was executed in multiple trades at prices ranging from $483.20 to $484.19. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
(10) | This transaction was executed in multiple trades at prices ranging from $484.20 to $485.19. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
(11) | This transaction was executed in multiple trades at prices ranging from $485.20 to $486.19. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
(12) | This transaction was executed in multiple trades at prices ranging from $486.21 to $487.20. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
(13) | This transaction was executed in multiple trades at prices ranging from $487.23 to $488.22. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
(14) | This transaction was executed in multiple trades at prices ranging from $488.28 to $489.27. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
(15) | This transaction was executed in multiple trades at prices ranging from $489.29 to $490.04. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
(16) | This transaction was executed in multiple trades at prices ranging from $490.31 to $490.46. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
HASTINGS REED 100 WINCHESTER CIRCLE LOS GATOS, CA 95032 | X |
| Co-CEO |
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Signatures
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By: Veronique Bourdeau, Authorized Signatory For: Reed Hastings | | 11/24/2020 |
**Signature of Reporting Person | Date |
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