Statement of Changes in Beneficial Ownership (4)
March 17 2014 - 4:50PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
REGAL CINEMAS INC
|
2. Issuer Name
and
Ticker or Trading Symbol
National CineMedia, Inc.
[
NCMI
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__
X
__ Director
__
X
__ 10% Owner
_____ Officer (give title below)
_____ Other (specify below)
|
(Last)
(First)
(Middle)
7132 REGAL LANE
|
3. Date of Earliest Transaction
(MM/DD/YYYY)
3/13/2014
|
(Street)
KNOXVILLE, TN 37918
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
___ Form filed by One Reporting Person
_
X
_ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security
(Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code
(Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security
(Instr. 3)
|
2. Conversion or Exercise Price of Derivative Security
|
3. Trans. Date
|
3A. Deemed Execution Date, if any
|
4. Trans. Code
(Instr. 8)
|
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
6. Date Exercisable and Expiration Date
|
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
|
8. Price of Derivative Security
(Instr. 5)
|
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
|
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
|
11. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
(A)
|
(D)
|
Date Exercisable
|
Expiration Date
|
Title
|
Amount or Number of Shares
|
Common Units of National CineMedia, LLC
|
$0
|
3/13/2014
|
|
A
|
|
388549
|
|
(1)
|
(1)
|
Common Stock of National CineMedia, Inc.
|
388549
|
$0
|
25792942
|
I
|
By Reporting Entities
(2)
|
Explanation of Responses:
|
(
1)
|
Common Units of National CineMedia, LLC ("Common Units") may be converted at any time into shares of Common Stock of National CineMedia, Inc. on a one-for-one basis, and have no expiration.
|
(
2)
|
The reported securities are owned indirectly by Regal Cinemas, Inc., Regal Entertainment Group, Regal Entertainment Holdings, Inc., Regal Cinemas Corporation, Regal CineMedia Corporation, Regal CineMedia Holdings, LLC, Anschutz Company and Philip F. Anschutz. Anschutz Company and Philip F. Anschutz disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein.
|
Reporting Owners
|
Reporting Owner Name / Address
|
Relationships
|
Director
|
10% Owner
|
Officer
|
Other
|
REGAL CINEMAS INC
7132 REGAL LANE
KNOXVILLE, TN 37918
|
X
|
X
|
|
|
REGAL ENTERTAINMENT GROUP
7132 REGAL LANE
KNOXVILLE, TN 37918
|
X
|
X
|
|
|
Regal Entertainment Holdings, Inc.
7132 REGAL LANE
KNOXVILLE, TN 37918
|
X
|
X
|
|
|
REGAL CINEMAS CORP
7132 REGAL LANE
KNOXVILLE, TN 37918
|
X
|
X
|
|
|
Regal CineMedia CORP
7132 REGAL LANE
KNOXVILLE, TN 37918
|
X
|
X
|
|
|
Regal CineMedia Holdings, LLC
7132 REGAL LANE
KNOXVILLE, TN 37918
|
X
|
X
|
|
|
ANSCHUTZ CO
555 17TH STREET, SUITE 2400
DENVER, CO 80202
|
|
X
|
|
|
ANSCHUTZ PHILIP F
555 17TH STREET, SUITE 2400
DENVER, CO 80202
|
|
X
|
|
|
Signatures
|
/s/ Peter B. Brandow, Executive Vice President, General Counsel and Secretary (Regal Cinemas, Inc.)
|
|
3/17/2014
|
**
Signature of Reporting Person
|
Date
|
/s/ Peter B. Brandow, Executive Vice President, General Counsel and Secretary (Regal Entertainment Group)
|
|
3/17/2014
|
**
Signature of Reporting Person
|
Date
|
/s/ Peter B. Brandow, Executive Vice President, General Counsel and Secretary (Regal Entertainment Holdings, Inc.)
|
|
3/17/2014
|
**
Signature of Reporting Person
|
Date
|
/s/ Peter B. Brandow, Executive Vice Pesident, General Counsel and Secretary (Regal Cinemas Corporation)
|
|
3/17/2014
|
**
Signature of Reporting Person
|
Date
|
/s/ Peter B. Brandow, Vice President and Secretary (Regal CineMedia Corporation)
|
|
3/17/2014
|
**
Signature of Reporting Person
|
Date
|
/s/ Peter B. Brandow, Vice President and Secretary (Regal CineMedia Holdings, LLC)
|
|
3/17/2014
|
**
Signature of Reporting Person
|
Date
|
/s/ Robert M. Swysgood by Power of Attorney (on behalf of Anschutz Company)
|
|
3/17/2014
|
**
Signature of Reporting Person
|
Date
|
/s/ Robert M. Swysgood, by Power of Attorney (on behalf of Philip F. Anschutz)
|
|
3/17/2014
|
**
Signature of Reporting Person
|
Date
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
|
*
|
If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
|
**
|
Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
|
Note:
|
File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
|
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
|
National CineMedia (NASDAQ:NCMI)
Historical Stock Chart
From Mar 2024 to Apr 2024
National CineMedia (NASDAQ:NCMI)
Historical Stock Chart
From Apr 2023 to Apr 2024