Initial Statement of Beneficial Ownership (3)
June 26 2020 - 6:12PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Cox Christopher K |
2. Date of Event Requiring Statement (MM/DD/YYYY)
6/22/2020
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3. Issuer Name and Ticker or Trading Symbol
Facebook Inc [FB]
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(Last)
(First)
(Middle)
C/O FACEBOOK, INC., 1601 WILLOW ROAD |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner
___X___ Officer (give title below) _____ Other (specify below)
Chief Product Officer / |
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(Street)
MENLO PARK, CA 94025
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
(Instr. 4) | 2. Amount of Securities Beneficially Owned
(Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5) | 4. Nature of Indirect Beneficial Ownership
(Instr. 5) |
| Class A Common Stock | 91271 | I | Christopher K. Cox 2018 Annuity Trust II u/a/d 12/19/18 (1) |
| Class A Common Stock | 78048 | I | Christopher K. Cox 2019 Annuity Trust U/A dtd 11/25/19 (2) |
| Class A Common Stock | 74107 | I | Christopher K. Cox 2019 Annuity Trust II U/A dtd 11/25/19 (3) |
| Class A Common Stock | 34622 | I | Christopher K. Cox 2020 Annuity Trust U/A dtd 1/31/20 (4) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 4) | 2. Date Exercisable and Expiration Date
(MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5) | 6. Nature of Indirect Beneficial Ownership
(Instr. 5) |
| Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Explanation of Responses: |
| (1) | Shares held of record by Christopher K. Cox, Trustee of Christopher K. Cox 2018 Annuity Trust II u/a/d 12/19/18. |
| (2) | Shares held of record by Christopher K. Cox, Trustee of Christopher K. Cox 2019 Annuity Trust U/A dtd 11/25/19. |
| (3) | Shares held of record by Christopher K. Cox, Trustee of Christopher K. Cox 2019 Annuity Trust II U/A dtd 11/25/19. |
| (4) | Shares held of record by Christopher K. Cox, Trustee of Christopher K. Cox 2020 Annuity Trust U/A dtd 1/31/20. |
Remarks:
Exhibit List - Exhibit 24.1 - Power of Attorney |
Reporting Owners
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| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
Cox Christopher K
C/O FACEBOOK, INC.
1601 WILLOW ROAD
MENLO PARK, CA 94025 |
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| Chief Product Officer |
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Signatures
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| /s/ Michael Johnson, attorney-in-fact for Christopher K. Cox | | 6/26/2020 |
| **Signature of Reporting Person | Date |
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