Initial Statement of Beneficial Ownership (3)

Date : 11/22/2019 @ 3:54PM
Source : Edgar (US Regulatory)
Stock : Enphase Energy Inc (ENPH)
Quote : 31.445  0.615 (1.99%) @ 8:04PM
Enphase Energy share price Chart

Initial Statement of Beneficial Ownership (3)

FORM 3
        
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

OMB APPROVAL
OMB Number: 3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Isidoro Quiroga Moreno
2. Date of Event Requiring Statement (MM/DD/YYYY)
11/14/2019 

3. Issuer Name and Ticker or Trading Symbol

Enphase Energy, Inc. [ENPH]
(Last)        (First)        (Middle)

AVENIDA PRESIDENTE RIESCO 5711, OFICINA 1603, LAS CONDES
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                          ___X___ 10% Owner
_____ Officer (give title below)        _____ Other (specify below)
(Street)

SANTIAGO, F3 7550000      

(City)              (State)              (Zip)
5. If Amendment, Date Original Filed(MM/DD/YYYY)
 

6. Individual or Joint/Group Filing(Check Applicable Line)

___ Form filed by One Reporting Person
_X_ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security
(Instr. 4)
2. Amount of Securities Beneficially Owned
(Instr. 4)
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
4. Nature of Indirect Beneficial Ownership
(Instr. 5)
Common Stock 13548476 I Shares indirectly held through South Lake One, LLC (1)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 4)
2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
4. Conversion or Exercise Price of Derivative Security5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares

Explanation of Responses:
(1) South Lake One, LLC, a Delaware limited liability company ("South Lake") directly owns 13,548,476 shares of Common Stock of the Issuer. South Lake is wholly owned by South Cone Investments Limited Partnership, a Canadian limited partnership, which is controlled by its general partner Inversiones El Aromo Limitada, a company organized under the laws of Chile ("El Aromo"), which is controlled by Isidoro Quiroga Moreno (who directly owns approximately 71% of the issued and outstanding capital stock of El Aromo).

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
Isidoro Quiroga Moreno
AVENIDA PRESIDENTE RIESCO 5711
OFICINA 1603, LAS CONDES
SANTIAGO, F3 7550000

X

South Lake One, LLC
AVENIDA PRESIDENTE RIESCO 5711
OFICINA 1603, LAS CONDES
SANTIAGO, F3 7550000

X


Signatures
Maria Victoria Quiroga, attorney-in-fact for Isidoro Quiroga Moreno /s/ Maria Victoria Quiroga11/22/2019
**Signature of Reporting PersonDate

SOUTH LAKE ONE, LLC By: /s/ Maria Victoria Quiroga Name: Maria Victoria Quiroga Title: Authorized Representative11/22/2019
**Signature of Reporting PersonDate

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