Initial Statement of Beneficial Ownership (3)
November 22 2019 - 10:54AM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Isidoro Quiroga Moreno |
2. Date of Event Requiring Statement (MM/DD/YYYY)
11/14/2019
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3. Issuer Name and Ticker or Trading Symbol
Enphase Energy, Inc. [ENPH]
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(Last)
(First)
(Middle)
AVENIDA PRESIDENTE RIESCO 5711, OFICINA 1603, LAS CONDES |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director ___X___ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
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(Street)
SANTIAGO, F3 7550000
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
___ Form filed by One Reporting Person
_X_ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
(Instr. 4) | 2. Amount of Securities Beneficially Owned
(Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5) | 4. Nature of Indirect Beneficial Ownership
(Instr. 5) |
| Common Stock | 13548476 | I | Shares indirectly held through South Lake One, LLC (1) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 4) | 2. Date Exercisable and Expiration Date
(MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5) | 6. Nature of Indirect Beneficial Ownership
(Instr. 5) |
| Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Explanation of Responses: |
| (1) | South Lake One, LLC, a Delaware limited liability company ("South Lake") directly owns 13,548,476 shares of Common Stock of the Issuer. South Lake is wholly owned by South Cone Investments Limited Partnership, a Canadian limited partnership, which is controlled by its general partner Inversiones El Aromo Limitada, a company organized under the laws of Chile ("El Aromo"), which is controlled by Isidoro Quiroga Moreno (who directly owns approximately 71% of the issued and outstanding capital stock of El Aromo). |
Reporting Owners
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| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
Isidoro Quiroga Moreno
AVENIDA PRESIDENTE RIESCO 5711
OFICINA 1603, LAS CONDES
SANTIAGO, F3 7550000 |
| X |
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South Lake One, LLC
AVENIDA PRESIDENTE RIESCO 5711
OFICINA 1603, LAS CONDES
SANTIAGO, F3 7550000 |
| X |
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Signatures
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| Maria Victoria Quiroga, attorney-in-fact for Isidoro Quiroga Moreno /s/ Maria Victoria Quiroga | | 11/22/2019 |
| **Signature of Reporting Person | Date |
| SOUTH LAKE ONE, LLC By: /s/ Maria Victoria Quiroga Name: Maria Victoria Quiroga Title: Authorized Representative | | 11/22/2019 |
| **Signature of Reporting Person | Date |
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