Termination of Registration of a Class of Security Under Section 12(b) (15-12b)
July 11 2016 - 4:59PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 15
CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO
FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934.
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Commission File Number: 001-36839
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AVENUE FINANCIAL HOLDINGS, INC.
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(Exact name of registrant as specified in its charter)
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c/o Pinnacle Financial Partners, Inc.
150 Third Avenue South, Suite 900
Nashville, Tennessee 37201
Tel: (615) 744-3700
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(Address, including zip code, and telephone number, including area code, of registrants principal
executive offices)
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See Annex A attached hereto
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(Title of each class of securities covered by this Form)
(Titles of all other classes of securities for which a duty to file reports under Section 13(a) or 15(d)
remains)
Please place an X in the box(es) to designate the appropriate rule provision(s) relied upon to terminate or suspend the duty to file reports:
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Rule 12g-4(a)(1)
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¨
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Rule 12g-4(a)(2)
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¨
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Rule 12h-3(b)(1)(i)
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x
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Rule 12h-3(b)(1)(ii)
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¨
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Rule 15d-6
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¨
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Approximate number of holders of record as of the certification or notice date: See Annex B attached hereto
Pursuant to the requirements of the Securities Exchange Act of 1934, Pinnacle Financial Partners, Inc., as successor by merger to Avenue
Financial Holdings, Inc., has caused this certification/notice to be signed on its behalf by the undersigned duly authorized person.
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PINNACLE FINANCIAL PARTNERS, INC., as
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successor by merger to Avenue Financial Holdings, Inc.
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By:
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/s/ Harold R. Carpenter
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Name:
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Harold R. Carpenter
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Title:
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Executive Vice President and Chief Financial Officer
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Annex A
1.
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Common Stock, no par value (Common Stock)
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2.
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Fixed/Floating Rate Subordinated Notes due 2024 (Subordinated Notes)
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Annex B
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Title of Securities
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Approximate Number of Holders of Record
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Common Stock
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0
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Subordinated Notes
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5
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