Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company (n-q)
March 28 2013 - 3:38PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-Q
QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number
811-06400
The Advisors’ Inner Circle Fund
(Exact name of registrant as specified in charter)
101 Federal
Street
Boston, MA 02110
(Address of principal executive offices) (Zip code)
SEI
Corporation
One Freedom Valley Drive
Oaks, PA 19456
(Name and address of agent for service)
Registrant’s telephone number, including area code: 1-877-446-3863
Date of fiscal year end: October 31, 2013
Date of reporting period: January 31, 2013
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Item 1.
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Schedule of Investments
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THE ADVISORS’ INNER CIRCLE FUND
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WESTWOOD LARGECAP VALUE FUND
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JANUARY 31, 2013 (Unaudited)
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SCHEDULE OF INVESTMENTS
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COMMON STOCK — 97.0%
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Shares
|
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Value
|
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CONSUMER DISCRETIONARY — 14.3%
|
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Advance Auto Parts
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21,655
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$
|
1,592,075
|
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Comcast, Cl A
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76,800
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2,924,544
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General Motors
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102,000
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2,865,180
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Genuine Parts
|
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23,400
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1,591,902
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Target
|
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51,200
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3,092,992
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Time Warner
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30,000
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1,515,600
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Viacom, Cl B
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50,600
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3,053,710
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Wal-Mart Stores
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21,600
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1,510,920
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Walt Disney
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59,800
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3,222,024
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21,368,947
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CONSUMER STAPLES — 6.0%
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CVS Caremark
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59,500
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3,046,400
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General Mills
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70,600
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2,960,964
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PepsiCo
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41,700
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3,037,845
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9,045,209
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ENERGY — 11.8%
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Anadarko Petroleum
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39,500
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3,160,790
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Chevron
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27,400
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3,155,110
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EQT
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50,900
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3,023,969
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Marathon Oil
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95,800
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3,219,838
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Occidental Petroleum
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57,700
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5,093,179
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17,652,886
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FINANCIAL SERVICES — 20.0%
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ACE
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36,100
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3,080,413
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AFLAC
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53,800
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2,854,628
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American International Group*
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85,300
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3,226,899
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Ameriprise Financial
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24,100
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1,598,312
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Bank of America
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244,600
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2,768,872
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CIT Group*
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72,600
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3,074,610
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Hartford Financial Services Group
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69,300
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1,718,640
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JPMorgan Chase
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67,800
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3,189,990
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MetLife
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87,000
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3,248,580
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Travelers
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20,000
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1,569,200
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Wells Fargo
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106,700
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3,716,361
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30,046,505
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HEALTH CARE — 19.6%
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Abbott Laboratories
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91,000
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3,083,080
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AbbVie
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45,600
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1,673,064
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Baxter International
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44,800
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3,039,232
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Cardinal Health
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67,100
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2,939,651
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Covidien
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51,500
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3,210,510
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Johnson & Johnson
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63,900
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4,723,488
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Merck
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68,200
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2,949,650
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Novartis ADR
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47,200
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3,201,104
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Pfizer
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61,400
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1,674,992
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COMMON STOCK — continued
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Shares
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Value
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HEALTH CARE — continued
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Teva Pharmaceutical Industries ADR
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77,500
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$
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2,944,225
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29,438,996
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MATERIALS & PROCESSING — 1.9%
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Dow Chemical
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89,700
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2,888,340
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PRODUCER DURABLES — 8.0%
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Boeing
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39,600
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2,925,252
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General Dynamics
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44,400
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2,943,720
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Honeywell International
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45,400
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3,098,096
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Union Pacific
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23,550
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3,095,883
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12,062,951
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TECHNOLOGY — 11.1%
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Cisco Systems
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209,000
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4,299,130
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EMC*
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133,100
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3,275,591
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Microsoft
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166,200
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4,565,514
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Oracle
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86,100
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3,057,411
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TE Connectivity
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38,900
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1,512,432
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16,710,078
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UTILITIES — 4.3%
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American Electric Power
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68,600
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3,106,894
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Vodafone Group ADR
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120,100
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3,281,132
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6,388,026
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Total Common Stock
(Cost $109,406,471)
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145,601,938
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SHORT-TERM INVESTMENT — 2.5%
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SEI Daily Income Trust, Government
Money Market Fund,
Cl A, 0.020% (A)
(Cost
$3,650,672)
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3,650,672
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3,650,672
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Total Investments — 99.5%
(Cost $113,057,143)†
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$
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149,252,610
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Percentages are based upon Net Assets of $150,059,801.
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*
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Non-income producing security.
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(A)
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The rate reported is the 7-day effective yield as of January 31, 2013.
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ADR – American Depositary Receipt
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†
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At January 31, 2013, the tax basis cost of the Fund’s investments was $113,057,143, and the unrealized appreciation and depreciation were
$37,814,421 and $(1,618,954), respectively.
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As of January 31, 2013, all of the Fund’s
investments were considered Level 1, in accordance with ASC-820.
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THE ADVISORS’ INNER CIRCLE FUND
|
|
WESTWOOD LARGECAP VALUE FUND
|
|
|
|
JANUARY 31, 2013 (Unaudited)
|
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For the period ended January 31, 2013, there were no transfers between Level 1 and
Level 2 assets and liabilities. Transfers, if any, between levels are considered to have occurred as of the end of the period. For the period ended January 31, 2013, there were no Level 3 securities.
For information regarding the Fund’s policy regarding valuation of investments and other significant accounting policies, please
refer to the Fund’s most recent financial statements.
WHG-QH-007-1300
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THE ADVISORS’ INNER CIRCLE FUND
|
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WESTWOOD SMIDCAP FUND
|
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|
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JANUARY 31, 2013 (Unaudited)
|
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SCHEDULE OF INVESTMENTS
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COMMON STOCK — 95.0%
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|
|
Shares
|
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|
Value
|
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|
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CONSUMER DISCRETIONARY — 13.8%
|
|
|
BorgWarner
|
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|
111,400
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|
$
|
8,263,652
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Childrens Place Retail
Stores*
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131,324
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6,545,188
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Family Dollar Stores
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|
70,233
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3,982,211
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Garmin
|
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151,118
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5,725,861
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Lear
|
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180,076
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8,823,724
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PetSmart
|
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|
56,500
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|
3,695,665
|
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Signet Jewelers
|
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|
132,557
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|
|
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8,295,417
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Tupperware Brands
|
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|
149,000
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|
|
|
11,353,800
|
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56,685,518
|
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CONSUMER STAPLES — 3.9%
|
|
|
Dr. Pepper Snapple Group
|
|
|
87,755
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|
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|
3,955,118
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JM Smucker
|
|
|
85,851
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|
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7,608,974
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|
Molson Coors Brewing, Cl B
|
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|
95,300
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4,305,654
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|
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15,869,746
|
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|
|
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ENERGY — 6.1%
|
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|
Approach Resources
|
|
|
38,056
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|
|
|
1,011,909
|
|
|
Cloud Peak Energy
|
|
|
197,631
|
|
|
|
3,460,519
|
|
|
CONSOL Energy
|
|
|
131,965
|
|
|
|
4,135,783
|
|
|
PDC Energy*
|
|
|
111,600
|
|
|
|
4,132,548
|
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Rex Energy*
|
|
|
448,928
|
|
|
|
5,894,424
|
|
|
Ultra Petroleum
|
|
|
345,517
|
|
|
|
6,295,320
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
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24,930,503
|
|
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|
|
|
|
|
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FINANCIAL SERVICES — 20.8%
|
|
|
Aspen Insurance Holdings
|
|
|
243,125
|
|
|
|
8,292,994
|
|
|
Axis Capital Holdings
|
|
|
211,926
|
|
|
|
8,110,408
|
|
|
BankUnited
|
|
|
314,690
|
|
|
|
8,465,161
|
|
|
East West Bancorp
|
|
|
363,400
|
|
|
|
8,521,730
|
|
|
Equifax
|
|
|
149,800
|
|
|
|
8,793,260
|
|
|
First Financial Bancorp
|
|
|
482,410
|
|
|
|
7,376,049
|
|
|
HCC Insurance Holdings
|
|
|
216,700
|
|
|
|
8,381,956
|
|
|
Lazard, Cl A
|
|
|
262,271
|
|
|
|
9,087,690
|
|
|
PrivateBancorp, Cl A
|
|
|
259,725
|
|
|
|
4,459,478
|
|
|
Safety Insurance Group
|
|
|
91,338
|
|
|
|
4,385,137
|
|
|
SVB Financial Group
|
|
|
76,836
|
|
|
|
5,099,605
|
|
|
Wintrust Financial
|
|
|
130,222
|
|
|
|
4,827,330
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
85,800,798
|
|
|
|
|
|
|
|
|
|
|
|
|
HEALTH CARE — 8.7%
|
|
|
CareFusion*
|
|
|
337,530
|
|
|
|
10,476,931
|
|
|
DENTSPLY International
|
|
|
111,786
|
|
|
|
4,668,183
|
|
|
Hologic
|
|
|
401,946
|
|
|
|
9,582,393
|
|
|
MEDNAX
|
|
|
99,391
|
|
|
|
8,503,894
|
|
|
Orthofix International NV
|
|
|
67,996
|
|
|
|
2,594,048
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
35,825,449
|
|
|
|
|
|
|
|
|
|
|
|
|
MATERIALS & PROCESSING — 6.7%
|
|
|
Cabot Microelectronics
|
|
|
112,960
|
|
|
|
4,175,002
|
|
|
Packaging Corp of America
|
|
|
213,540
|
|
|
|
8,206,342
|
|
|
Rock-Tenn, Cl A
|
|
|
60,800
|
|
|
|
4,800,160
|
|
|
|
|
|
|
|
|
|
|
|
|
COMMON STOCK — continued
|
|
|
|
|
Shares
|
|
|
Value
|
|
|
|
|
|
|
|
|
|
|
|
|
MATERIALS & PROCESSING — continued
|
|
|
Timken
|
|
|
193,157
|
|
|
$
|
10,355,147
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
27,536,651
|
|
|
|
|
|
|
|
|
|
|
|
|
PRODUCER DURABLES — 18.3%
|
|
|
AGCO
|
|
|
79,477
|
|
|
|
4,212,281
|
|
|
BE Aerospace
|
|
|
157,126
|
|
|
|
8,090,418
|
|
|
Colfax*
|
|
|
208,516
|
|
|
|
9,301,899
|
|
|
Foster Wheeler*
|
|
|
198,619
|
|
|
|
5,185,942
|
|
|
Hubbell, Cl B
|
|
|
92,282
|
|
|
|
8,402,276
|
|
|
Manpower
|
|
|
147,700
|
|
|
|
7,606,550
|
|
|
Quanex Building Products
|
|
|
241,322
|
|
|
|
4,985,713
|
|
|
Robert Half International
|
|
|
115,637
|
|
|
|
4,075,048
|
|
|
Simpson Manufacturing
|
|
|
125,726
|
|
|
|
4,076,037
|
|
|
Trex
|
|
|
104,422
|
|
|
|
4,411,829
|
|
|
Trinity Industries
|
|
|
122,300
|
|
|
|
4,855,310
|
|
|
TrueBlue
|
|
|
208,224
|
|
|
|
3,579,370
|
|
|
Watts Water Technologies, Cl A
|
|
|
142,582
|
|
|
|
6,573,030
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
75,355,703
|
|
|
|
|
|
|
|
|
|
|
|
|
REAL ESTATE INVESTMENT TRUST — 5.3%
|
|
|
Alexandria Real Estate Equities
|
|
|
112,878
|
|
|
|
8,183,655
|
|
|
DiamondRock Hospitality
|
|
|
524,610
|
|
|
|
4,784,443
|
|
|
Digital Realty Trust
|
|
|
62,550
|
|
|
|
4,247,771
|
|
|
Potlatch
|
|
|
105,154
|
|
|
|
4,562,632
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
21,778,501
|
|
|
|
|
|
|
|
|
|
|
|
|
TECHNOLOGY — 9.9%
|
|
|
Broadridge Financial Solutions
|
|
|
336,869
|
|
|
|
7,940,002
|
|
|
Global Payments
|
|
|
203,564
|
|
|
|
10,027,563
|
|
|
j2 Global
|
|
|
298,722
|
|
|
|
9,505,334
|
|
|
Jack Henry & Associates
|
|
|
100,363
|
|
|
|
4,163,057
|
|
|
KLA-Tencor
|
|
|
89,200
|
|
|
|
4,897,972
|
|
|
Lam Research*
|
|
|
104,300
|
|
|
|
4,290,902
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
40,824,830
|
|
|
|
|
|
|
|
|
|
|
|
|
UTILITIES — 1.5%
|
|
|
CMS Energy
|
|
|
248,600
|
|
|
|
6,389,020
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Total Common Stock
(Cost $310,316,549)
|
|
|
|
|
|
|
390,996,719
|
|
|
|
|
|
|
|
|
|
|
|
|
SHORT-TERM INVESTMENT — 6.1%
|
|
|
SEI Daily Income Trust, Government Money Market Fund, Cl A, 0.020% (A)
(Cost $25,272,033)
|
|
|
25,272,033
|
|
|
|
25,272,033
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Total Investments — 101.1%
(Cost $335,588,582)†
|
|
|
|
|
|
$
|
416,268,752
|
|
|
|
|
|
|
|
|
|
|
|
Percentages are based upon Net Assets of $411,795,118.
|
*
|
|
Non-income producing security.
|
|
(A)
|
|
The rate reported is the 7-day effective yield as of January 31, 2013.
|
|
|
|
|
|
THE ADVISORS’ INNER CIRCLE FUND
|
|
WESTWOOD SMIDCAP FUND
|
|
|
|
JANUARY 31, 2013 (Unaudited)
|
|
|
|
|
|
†
|
|
At January 31, 2013, the tax basis cost of the Fund’s investments was $335,588,582, and the unrealized appreciation and depreciation were
$85,006,396 and $(4,326,226), respectively.
|
As of January 31, 2013, all of the Fund’s
investments were considered Level 1, in accordance with ASC-820.
For the period ended January 31, 2013, there were
no transfers between Level 1 and Level 2 assets and liabilities. Transfers, if any, between levels are considered to have occurred as of the end of the period. For the period ended January 31, 2013, there were no Level 3 securities.
For information regarding the Fund’s policy regarding valuation of investments and other significant accounting
policies, please refer to the Fund’s most recent financial statements.
WHG-QH-006-1300
|
|
|
|
|
THE ADVISORS’ INNER CIRCLE FUND
|
|
WESTWOOD SMIDCAP PLUS FUND
|
|
|
|
JANUARY 31, 2013 (Unaudited)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
SCHEDULE OF INVESTMENTS
|
|
|
|
|
|
|
|
COMMON STOCK — 94.5%
|
|
|
|
|
|
|
|
|
|
Shares
|
|
|
Value
|
|
|
|
|
|
|
|
|
|
|
|
|
CONSUMER DISCRETIONARY — 14.6%
|
|
|
BorgWarner
|
|
|
6,900
|
|
|
$
|
511,842
|
|
|
Family Dollar Stores
|
|
|
9,100
|
|
|
|
515,970
|
|
|
Garmin
|
|
|
13,600
|
|
|
|
515,304
|
|
|
Lear
|
|
|
10,700
|
|
|
|
524,300
|
|
|
PetSmart
|
|
|
8,000
|
|
|
|
523,280
|
|
|
Signet Jewelers
|
|
|
8,100
|
|
|
|
506,898
|
|
|
Tupperware Brands
|
|
|
9,300
|
|
|
|
708,660
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
3,806,254
|
|
|
|
|
|
|
|
|
|
|
|
|
CONSUMER STAPLES — 6.5%
|
|
|
Dr. Pepper Snapple Group
|
|
|
11,500
|
|
|
|
518,305
|
|
|
JM Smucker
|
|
|
7,400
|
|
|
|
655,862
|
|
|
Molson Coors Brewing, Cl B
|
|
|
11,500
|
|
|
|
519,570
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
1,693,737
|
|
|
|
|
|
|
|
|
|
|
|
|
ENERGY — 5.5%
|
|
|
Cabot Oil & Gas
|
|
|
5,200
|
|
|
|
274,456
|
|
|
CONSOL Energy
|
|
|
8,300
|
|
|
|
260,122
|
|
|
EQT
|
|
|
8,500
|
|
|
|
504,985
|
|
|
Ultra Petroleum
|
|
|
21,200
|
|
|
|
386,264
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
1,425,827
|
|
|
|
|
|
|
|
|
|
|
|
|
FINANCIAL SERVICES — 15.9%
|
|
|
Aspen Insurance Holdings
|
|
|
7,700
|
|
|
|
262,647
|
|
|
Axis Capital Holdings
|
|
|
13,500
|
|
|
|
516,645
|
|
|
BankUnited
|
|
|
19,600
|
|
|
|
527,240
|
|
|
East West Bancorp
|
|
|
22,300
|
|
|
|
522,935
|
|
|
Equifax
|
|
|
8,900
|
|
|
|
522,430
|
|
|
HCC Insurance Holdings
|
|
|
13,600
|
|
|
|
526,048
|
|
|
Invesco
|
|
|
18,400
|
|
|
|
501,400
|
|
|
Lazard, Cl A
|
|
|
15,000
|
|
|
|
519,750
|
|
|
SVB Financial Group
|
|
|
3,900
|
|
|
|
258,843
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
4,157,938
|
|
|
|
|
|
|
|
|
|
|
|
|
HEALTH CARE — 9.4%
|
|
|
CareFusion*
|
|
|
20,900
|
|
|
|
648,736
|
|
|
DENTSPLY International
|
|
|
6,200
|
|
|
|
258,912
|
|
|
Hologic
|
|
|
22,100
|
|
|
|
526,864
|
|
|
Laboratory Corp of America Holdings*
|
|
|
5,800
|
|
|
|
519,100
|
|
|
MEDNAX
|
|
|
6,000
|
|
|
|
513,360
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
2,466,972
|
|
|
|
|
|
|
|
|
|
|
|
|
MATERIALS & PROCESSING — 9.4%
|
|
|
Airgas
|
|
|
2,700
|
|
|
|
257,148
|
|
|
Eastman Chemical
|
|
|
3,600
|
|
|
|
256,140
|
|
|
Packaging Corp of America
|
|
|
13,400
|
|
|
|
514,962
|
|
|
Republic Services, Cl A
|
|
|
16,500
|
|
|
|
526,185
|
|
|
Rock-Tenn, Cl A
|
|
|
3,300
|
|
|
|
260,535
|
|
|
Timken
|
|
|
12,200
|
|
|
|
654,042
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
2,469,012
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
COMMON STOCK — continued
|
|
|
|
|
|
|
|
|
|
Shares
|
|
|
Value
|
|
|
|
|
|
|
|
|
|
|
|
|
PRODUCER DURABLES — 12.5%
|
|
|
AGCO
|
|
|
4,800
|
|
|
$
|
254,400
|
|
|
BE Aerospace
|
|
|
10,200
|
|
|
|
525,198
|
|
|
Colfax*
|
|
|
11,800
|
|
|
|
526,398
|
|
|
Foster Wheeler*
|
|
|
9,700
|
|
|
|
253,267
|
|
|
Hubbell, Cl B
|
|
|
5,700
|
|
|
|
518,985
|
|
|
Manpower
|
|
|
8,000
|
|
|
|
412,000
|
|
|
Robert Half International
|
|
|
14,500
|
|
|
|
510,980
|
|
|
Trinity Industries
|
|
|
6,600
|
|
|
|
262,020
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
3,263,248
|
|
|
|
|
|
|
|
|
|
|
|
|
REAL ESTATE INVESTMENT TRUST — 4.8%
|
|
|
Alexandria Real Estate Equities
|
|
|
6,700
|
|
|
|
485,750
|
|
|
Digital Realty Trust
|
|
|
7,482
|
|
|
|
508,102
|
|
|
Liberty Property Trust
|
|
|
6,500
|
|
|
|
254,605
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
1,248,457
|
|
|
|
|
|
|
|
|
|
|
|
|
TECHNOLOGY — 12.9%
|
|
|
Amphenol, Cl A
|
|
|
3,600
|
|
|
|
243,252
|
|
|
Broadridge Financial Solutions
|
|
|
22,500
|
|
|
|
530,325
|
|
|
CA
|
|
|
10,600
|
|
|
|
263,092
|
|
|
Fiserv
|
|
|
3,000
|
|
|
|
240,930
|
|
|
Global Payments
|
|
|
13,100
|
|
|
|
645,306
|
|
|
Jack Henry & Associates
|
|
|
6,300
|
|
|
|
261,324
|
|
|
KLA-Tencor
|
|
|
4,600
|
|
|
|
252,586
|
|
|
Lam Research*
|
|
|
6,400
|
|
|
|
263,296
|
|
|
Western Digital
|
|
|
14,100
|
|
|
|
662,700
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
3,362,811
|
|
|
|
|
|
|
|
|
|
|
|
|
UTILITIES — 3.0%
|
|
|
CMS Energy
|
|
|
20,400
|
|
|
|
524,280
|
|
|
Wisconsin Energy
|
|
|
6,700
|
|
|
|
264,181
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
788,461
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Total Common Stock
(Cost $20,896,517)
|
|
|
|
24,682,717
|
|
|
|
|
|
|
|
|
|
|
|
|
SHORT-TERM INVESTMENT — 10.7%
|
|
|
SEI Daily Income Trust, Government Money Market Fund, Cl A, 0.020% (A)
(Cost $2,801,557)
|
|
|
2,801,557
|
|
|
|
2,801,557
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Total Investments — 105.2%
(Cost $23,698,074)†
|
|
|
$
|
27,484,274
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Percentages are based upon Net Assets of $26,113,941.
|
|
*
|
|
Non-income producing security.
|
|
(A)
|
|
The rate reported is the 7-day effective yield as of January 31, 2013.
|
|
†
|
|
At January 31, 2013, the tax basis cost of the Fund’s investments was $23,698,074 , and the unrealized appreciation and depreciation were
$4,015,463 and $(229,263), respectively.
|
|
|
|
|
|
THE ADVISORS’ INNER CIRCLE FUND
|
|
WESTWOOD SMIDCAP PLUS FUND
|
|
|
|
JANUARY 31, 2013 (Unaudited)
|
|
|
|
|
As of January 31, 2013, all of the Fund’s investments were considered Level 1,
in accordance with ASC-820.
For the period ended January 31, 2013, there were no transfers between Level 1 and
Level 2 assets and liabilities. Transfers, if any, between levels are considered to have occurred as of the end of the period. For the period ended January 31, 2013, there were no Level 3 securities.
For information regarding the Fund’s policy regarding valuation of investments and other significant accounting policies, please
refer to the Fund’s most recent financial statements.
WHG-QH-011-0400
|
|
|
|
|
THE ADVISORS’ INNER CIRCLE FUND
|
|
WESTWOOD SMALLCAP VALUE FUND
|
|
|
|
JANUARY 31, 2013 (Unaudited)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
SCHEDULE OF INVESTMENTS
|
|
|
COMMON STOCK — 95.7%
|
|
|
|
|
Shares
|
|
|
Value
|
|
|
|
|
|
|
|
|
|
|
|
|
CONSUMER DISCRETIONARY — 9.0%
|
|
|
Arctic Cat*
|
|
|
21,293
|
|
|
$
|
769,529
|
|
|
Childrens Place Retail Stores*
|
|
|
15,400
|
|
|
|
767,536
|
|
|
Saks*
|
|
|
33,500
|
|
|
|
362,135
|
|
|
Thor Industries
|
|
|
19,200
|
|
|
|
807,936
|
|
|
Wolverine World Wide
|
|
|
18,900
|
|
|
|
812,700
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
3,519,836
|
|
|
|
|
|
|
|
|
|
|
|
|
CONSUMER STAPLES — 1.1%
|
|
|
J&J Snack Foods
|
|
|
6,133
|
|
|
|
417,964
|
|
|
|
|
|
|
|
|
|
|
|
|
ENERGY — 6.3%
|
|
|
Berry Petroleum, Cl A
|
|
|
11,100
|
|
|
|
408,702
|
|
|
Bonanza Creek Energy
|
|
|
12,151
|
|
|
|
375,223
|
|
|
Equities Midstream Partners LP (A)
|
|
|
12,300
|
|
|
|
434,436
|
|
|
Matrix Service*
|
|
|
28,139
|
|
|
|
401,825
|
|
|
PDC Energy*
|
|
|
10,900
|
|
|
|
403,627
|
|
|
Rex Energy*
|
|
|
31,600
|
|
|
|
414,908
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
2,438,721
|
|
|
|
|
|
|
|
|
|
|
|
|
FINANCIAL SERVICES — 22.5%
|
|
|
AMERISAFE
|
|
|
25,100
|
|
|
|
718,864
|
|
|
Bancfirst
|
|
|
8,000
|
|
|
|
327,200
|
|
|
BBCN Bancorp
|
|
|
63,407
|
|
|
|
766,591
|
|
|
Chemical Financial
|
|
|
31,550
|
|
|
|
766,980
|
|
|
Columbia Banking System
|
|
|
37,200
|
|
|
|
751,440
|
|
|
Employers Holdings
|
|
|
36,200
|
|
|
|
771,422
|
|
|
Endurance Specialty Holdings
|
|
|
8,400
|
|
|
|
360,528
|
|
|
First Financial Bancorp
|
|
|
40,800
|
|
|
|
623,832
|
|
|
National Bank Holdings,
Cl A
|
|
|
17,900
|
|
|
|
323,095
|
|
|
PrivateBancorp, Cl A
|
|
|
42,950
|
|
|
|
737,451
|
|
|
Safety Insurance Group
|
|
|
15,019
|
|
|
|
721,062
|
|
|
State Bank Financial
|
|
|
45,808
|
|
|
|
731,096
|
|
|
SVB Financial Group
|
|
|
12,100
|
|
|
|
803,077
|
|
|
Wintrust Financial
|
|
|
10,210
|
|
|
|
378,485
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
8,781,123
|
|
|
|
|
|
|
|
|
|
|
|
|
HEALTH CARE — 5.0%
|
|
|
Given Imaging*
|
|
|
23,200
|
|
|
|
381,640
|
|
|
Omnicell
|
|
|
48,600
|
|
|
|
767,880
|
|
|
Orthofix International NV
|
|
|
20,619
|
|
|
|
786,615
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
1,936,135
|
|
|
|
|
|
|
|
|
|
|
|
|
MATERIALS & PROCESSING — 5.1%
|
|
|
Beacon Roofing Supply
|
|
|
21,545
|
|
|
|
778,636
|
|
|
KapStone Paper and Packaging
|
|
|
33,331
|
|
|
|
799,944
|
|
|
US Silica Holdings
|
|
|
20,400
|
|
|
|
409,428
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
1,988,008
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
COMMON STOCK — continued
|
|
|
|
|
Shares
|
|
|
Value
|
|
|
|
|
|
|
|
|
|
|
|
|
PRODUCER DURABLES — 20.6%
|
|
|
AO Smith
|
|
|
11,500
|
|
|
$
|
796,720
|
|
|
EnerSys*
|
|
|
10,200
|
|
|
|
417,486
|
|
|
Foster Wheeler*
|
|
|
14,806
|
|
|
|
386,585
|
|
|
Gorman-Rupp
|
|
|
24,700
|
|
|
|
750,633
|
|
|
Hurco*
|
|
|
15,540
|
|
|
|
461,227
|
|
|
Kelly Services, Cl A
|
|
|
50,579
|
|
|
|
806,229
|
|
|
Landstar System
|
|
|
7,200
|
|
|
|
410,688
|
|
|
Moog, Cl A*
|
|
|
17,700
|
|
|
|
775,260
|
|
|
Roadrunner Transportation Systems*
|
|
|
40,500
|
|
|
|
814,455
|
|
|
TAL International Group
|
|
|
19,700
|
|
|
|
825,430
|
|
|
Trex
|
|
|
19,100
|
|
|
|
806,975
|
|
|
Watts Water Technologies, Cl A
|
|
|
17,200
|
|
|
|
792,920
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
8,044,608
|
|
|
|
|
|
|
|
|
|
|
|
|
REAL ESTATE INVESTMENT TRUST — 8.2%
|
|
|
Coresite Realty, Cl
|
|
|
12,480
|
|
|
|
368,160
|
|
|
CubeSmart, Cl
|
|
|
26,300
|
|
|
|
401,075
|
|
|
CyrusOne*
|
|
|
6,700
|
|
|
|
141,839
|
|
|
Potlatch
|
|
|
17,800
|
|
|
|
772,342
|
|
|
PS Business Parks
|
|
|
10,933
|
|
|
|
780,179
|
|
|
Summit Hotel Properties
|
|
|
81,553
|
|
|
|
749,472
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
3,213,067
|
|
|
|
|
|
|
|
|
|
|
|
|
TECHNOLOGY — 11.9%
|
|
|
CACI International,
Cl A
|
|
|
14,300
|
|
|
|
766,909
|
|
|
Coherent
|
|
|
13,610
|
|
|
|
754,130
|
|
|
Heartland Payment Systems
|
|
|
25,659
|
|
|
|
814,930
|
|
|
j2 Global
|
|
|
23,900
|
|
|
|
760,498
|
|
|
Littelfuse
|
|
|
6,513
|
|
|
|
416,897
|
|
|
Pervasive Software*
|
|
|
42,659
|
|
|
|
390,330
|
|
|
SYNNEX
|
|
|
20,608
|
|
|
|
740,858
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
4,644,552
|
|
|
|
|
|
|
|
|
|
|
|
|
UTILITIES — 6.0%
|
|
|
ALLETE
|
|
|
17,100
|
|
|
|
788,994
|
|
|
NorthWestern
|
|
|
21,100
|
|
|
|
780,489
|
|
|
Portland General Electric
|
|
|
27,000
|
|
|
|
775,440
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
2,344,923
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Total Common Stock
(Cost $31,030,904)
|
|
|
|
37,328,937
|
|
|
|
|
|
|
|
|
|
|
|
|
SHORT-TERM INVESTMENT — 5.1%
|
|
|
SEI Daily Income Trust, Government
Money Market Fund,
Cl A, 0.020% (B)
(Cost
$1,983,594)
|
|
|
1,983,594
|
|
|
|
1,983,594
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Total Investments — 100.8%
(Cost $33,014,498)†
|
|
|
$
|
39,312,531
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
THE ADVISORS’ INNER CIRCLE FUND
|
|
WESTWOOD SMALLCAP VALUE FUND
|
|
|
|
JANUARY 31, 2013 (Unaudited)
|
|
|
|
|
|
|
|
Percentages are based upon Net Assets of $39,017,529.
|
|
*
|
|
Non-income producing security.
|
|
(A)
|
|
Securities considered to be a Master Limited Partnership. At January 31, 2013, these securities amounted to $434,436 or 1.1% of Net Assets.
|
|
(B)
|
|
The rate reported is the 7-day effective yield as of January 31, 2013.
|
|
†
|
|
At January 31, 2013, the tax basis cost of the Fund’s investments was $33,014,498, and the unrealized appreciation and depreciation were
$6,511,524 and $(213,491), respectively.
|
As of January 31, 2013, all of the Fund’s investments
were considered Level 1, in accordance with ASC-820.
For the period ended January 31, 2013, there were no
transfers between Level 1 and Level 2 assets and liabilities. Transfers, if any, between levels are considered to have occurred as of the end of the period. For the period ended January 31, 2013, there were no Level 3 securities.
For information regarding the Fund’s policy regarding valuation of investments and other significant accounting
policies, please refer to the Fund’s most financial statements.
WHG-QH-009-1300
|
|
|
|
|
THE ADVISORS’ INNER CIRCLE FUND
|
|
WESTWOOD INCOME OPPORTUNITY FUND
|
|
|
|
JANUARY 31, 2013 (Unaudited)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
SCHEDULE OF INVESTMENTS
|
|
|
COMMON STOCK — 57.2%
|
|
|
|
|
Shares
|
|
|
Value
|
|
|
|
|
|
|
|
|
|
|
|
|
CONSUMER DISCRETIONARY — 2.3%
|
|
|
Time Warner
|
|
|
237,700
|
|
|
$
|
12,008,604
|
|
|
Wal-Mart Stores
|
|
|
134,000
|
|
|
|
9,373,300
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
21,381,904
|
|
|
|
|
|
|
|
|
|
|
|
|
CONSUMER STAPLES — 4.8%
|
|
|
General Mills
|
|
|
537,398
|
|
|
|
22,538,472
|
|
|
PepsiCo
|
|
|
311,800
|
|
|
|
22,714,630
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
45,253,102
|
|
|
|
|
|
|
|
|
|
|
|
|
ENERGY — 12.0%
|
|
|
Access Midstream
Partners LP (A)
|
|
|
342,155
|
|
|
|
12,481,814
|
|
|
Chevron
|
|
|
156,700
|
|
|
|
18,044,005
|
|
|
El Paso Pipeline
Partners LP (A)
|
|
|
284,449
|
|
|
|
11,850,145
|
|
|
Energy Transfer Equity LP (A)
|
|
|
233,555
|
|
|
|
11,808,541
|
|
|
Enterprise Products
Partners LP (A)
|
|
|
206,541
|
|
|
|
11,704,679
|
|
|
Exxon Mobil
|
|
|
117,400
|
|
|
|
10,562,478
|
|
|
Plains All American
Pipeline LP (A)
|
|
|
239,400
|
|
|
|
12,616,380
|
|
|
Spectra Energy
|
|
|
395,600
|
|
|
|
10,989,768
|
|
|
Western Gas Partners (A)
|
|
|
235,400
|
|
|
|
12,374,978
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
112,432,788
|
|
|
|
|
|
|
|
|
|
|
|
|
FINANCIAL SERVICES — 4.9%
|
|
|
Kinder Morgan
|
|
|
320,400
|
|
|
|
12,002,184
|
|
|
Magellan Midstream Partners (A)
|
|
|
372,438
|
|
|
|
18,849,087
|
|
|
MetLife
|
|
|
83,778
|
|
|
|
3,128,271
|
|
|
Travelers
|
|
|
144,900
|
|
|
|
11,368,854
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
45,348,396
|
|
|
|
|
|
|
|
|
|
|
|
|
HEALTH CARE — 7.5%
|
|
|
Abbott Laboratories
|
|
|
336,900
|
|
|
|
11,414,172
|
|
|
AbbVie
|
|
|
336,900
|
|
|
|
12,360,861
|
|
|
Johnson & Johnson
|
|
|
316,800
|
|
|
|
23,417,856
|
|
|
Novartis ADR
|
|
|
342,307
|
|
|
|
23,215,261
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
70,408,150
|
|
|
|
|
|
|
|
|
|
|
|
|
MATERIALS & PROCESSING — 1.3%
|
|
|
EI Du Pont de Nemours
|
|
|
251,800
|
|
|
|
11,947,910
|
|
|
|
|
|
|
|
|
|
|
|
|
PRODUCER DURABLES — 4.7%
|
|
|
Automatic Data Processing
|
|
|
194,800
|
|
|
|
11,549,692
|
|
|
Boeing
|
|
|
147,935
|
|
|
|
10,927,959
|
|
|
General Electric
|
|
|
519,600
|
|
|
|
11,576,688
|
|
|
Raytheon
|
|
|
192,843
|
|
|
|
10,158,969
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
44,213,308
|
|
|
|
|
|
|
|
|
|
|
|
|
REAL ESTATE INVESTMENT TRUST — 8.1%
|
|
|
Alexandria Real Estate Equities
|
|
|
256,924
|
|
|
|
18,626,990
|
|
|
Digital Realty Trust
|
|
|
262,810
|
|
|
|
17,847,427
|
|
|
Mack-Cali Realty
|
|
|
667,600
|
|
|
|
18,138,692
|
|
|
PS Business Parks
|
|
|
139,961
|
|
|
|
9,987,617
|
|
|
|
|
|
|
|
|
|
|
|
|
COMMON STOCK — continued
|
|
|
|
|
Shares/
Face Amount
|
|
|
Value
|
|
|
|
|
|
|
|
|
|
|
|
|
REAL ESTATE INVESTMENT TRUST — continued
|
|
|
Rayonier
|
|
|
207,350
|
|
|
$
|
11,163,724
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
75,764,450
|
|
|
|
|
|
|
|
|
|
|
|
|
TECHNOLOGY — 3.7%
|
|
|
Intel
|
|
|
546,700
|
|
|
|
11,502,568
|
|
|
Microsoft
|
|
|
824,800
|
|
|
|
22,657,256
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
34,159,824
|
|
|
|
|
|
|
|
|
|
|
|
|
UTILITIES — 7.9%
|
|
|
AT&T
|
|
|
306,300
|
|
|
|
10,656,177
|
|
|
Nextera Energy
|
|
|
161,000
|
|
|
|
11,600,050
|
|
|
Southern
|
|
|
514,900
|
|
|
|
22,774,027
|
|
|
Vodafone Group ADR
|
|
|
622,900
|
|
|
|
17,017,628
|
|
|
Xcel Energy
|
|
|
410,300
|
|
|
|
11,398,134
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
73,446,016
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Total Common Stock
(Cost $456,015,390)
|
|
|
|
|
|
|
534,355,848
|
|
|
|
|
|
|
|
|
|
|
|
|
PREFERRED STOCK — 9.7%
|
|
|
CONSUMER DISCRETIONARY — 0.7%
|
|
|
General Motors,
Ser B, 4.750%
|
|
|
144,000
|
|
|
|
6,238,080
|
|
|
|
|
|
|
|
|
|
|
|
|
FINANCIAL SERVICES — 6.9%
|
|
|
Bank of America,
Ser D, 6.204%
|
|
|
847,402
|
|
|
|
21,354,530
|
|
|
BB&T, Ser D, 5.850%
|
|
|
400,800
|
|
|
|
10,356,672
|
|
|
Hartford Financial Services Group,
Ser F, 7.250%
|
|
|
245,700
|
|
|
|
5,589,675
|
|
|
JPMorgan Chase, 5.500%
|
|
|
438,500
|
|
|
|
10,949,345
|
|
|
MetLife, 5.000%
|
|
|
118,700
|
|
|
|
5,791,373
|
|
|
PNC Financial Services Group, Ser Q, 5.375%
|
|
|
422,800
|
|
|
|
10,633,420
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
64,675,015
|
|
|
|
|
|
|
|
|
|
|
|
|
REAL ESTATE INVESTMENT TRUST — 0.8%
|
|
|
Public Storage, 5.750%
|
|
|
139,950
|
|
|
|
3,600,913
|
|
|
Public Storage, 5.900%
|
|
|
159,679
|
|
|
|
4,191,574
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
7,792,487
|
|
|
|
|
|
|
|
|
|
|
|
|
UTILITIES — 1.3%
|
|
|
Dominion Resources,
Ser A, 8.375%
|
|
|
230,383
|
|
|
|
6,252,595
|
|
|
PPL, 8.750%
|
|
|
108,600
|
|
|
|
5,939,334
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
12,191,929
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Total Preferred Stock
(Cost $88,921,467)
|
|
|
|
|
|
|
90,897,511
|
|
|
|
|
|
|
|
|
|
|
|
|
CORPORATE OBLIGATIONS — 9.6%
|
|
|
ENERGY — 1.7%
|
|
|
Anadarko Petroleum
5.950%, 09/15/16
|
|
$
|
2,750,000
|
|
|
|
3,154,077
|
|
|
|
|
|
|
THE ADVISORS’ INNER CIRCLE FUND
|
|
WESTWOOD INCOME OPPORTUNITY FUND
|
|
|
|
JANUARY 31, 2013 (Unaudited)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
CORPORATE OBLIGATIONS — continued
|
|
|
|
|
Face Amount
|
|
|
Value
|
|
|
|
|
|
|
|
|
|
|
|
|
ENERGY — continued
|
|
|
Marathon Oil
5.900%, 03/15/18
|
|
$
|
1,000,000
|
|
|
$
|
1,202,470
|
|
|
Occidental Petroleum
2.700%, 02/15/23
|
|
|
7,150,000
|
|
|
|
7,128,128
|
|
|
Total Capital
3.000%, 06/24/15
|
|
|
3,825,000
|
|
|
|
4,028,643
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
15,513,318
|
|
|
|
|
|
|
|
|
|
|
|
|
FINANCIAL SERVICES — 5.3%
|
|
|
American International Group 4.250%, 09/15/14
|
|
|
6,000,000
|
|
|
|
6,316,764
|
|
|
Bank of America MTN 5.650%, 05/01/18
|
|
|
9,000,000
|
|
|
|
10,392,210
|
|
|
Barclays Bank , Ser 1
5.000%, 09/22/16
|
|
|
4,350,000
|
|
|
|
4,888,565
|
|
|
Citigroup
6.375%, 08/12/14
|
|
|
2,250,000
|
|
|
|
2,424,436
|
|
|
5.900%, 12/29/49 (B)
|
|
|
5,000,000
|
|
|
|
5,050,000
|
|
|
General Electric Capital 7.125%, 12/31/49 (B)
|
|
|
8,500,000
|
|
|
|
9,747,375
|
|
|
JPMorgan Chase
6.300%, 04/23/19
|
|
|
3,500,000
|
|
|
|
4,269,776
|
|
|
Teva Pharmaceutical Finance IV BV
3.650%, 11/10/21
|
|
|
6,500,000
|
|
|
|
6,841,204
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
49,930,330
|
|
|
|
|
|
|
|
|
|
|
|
|
PRODUCER DURABLES — 0.5%
|
|
|
Boeing
6.000%, 03/15/19
|
|
|
2,000,000
|
|
|
|
2,456,442
|
|
|
CSX
6.250%, 04/01/15
|
|
|
2,000,000
|
|
|
|
2,231,082
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
4,687,524
|
|
|
|
|
|
|
|
|
|
|
|
|
REAL ESTATE INVESTMENT TRUST — 0.3%
|
|
|
Vornado Realty
4.250%, 04/01/15
|
|
|
2,750,000
|
|
|
|
2,909,167
|
|
|
|
|
|
|
|
|
|
|
|
|
TECHNOLOGY — 1.4%
|
|
|
Arrow Electronics
6.000%, 04/01/20
|
|
|
2,500,000
|
|
|
|
2,791,018
|
|
|
Hewlett-Packard
1.550%, 05/30/14
|
|
|
3,000,000
|
|
|
|
3,007,410
|
|
|
Intel
3.300%, 10/01/21
|
|
|
7,000,000
|
|
|
|
7,286,363
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
13,084,791
|
|
|
|
|
|
|
|
|
|
|
|
|
UTILITIES — 0.4%
|
|
|
Sempra Energy
2.000%, 03/15/14
|
|
|
3,500,000
|
|
|
|
3,550,652
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Total Corporate Obligations
(Cost $84,964,488)
|
|
|
|
|
|
|
89,675,782
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
U.S. GOVERNMENT AGENCY OBLIGATIONS — 6.8%
|
|
|
|
|
Face Amount
|
|
|
Value
|
|
|
|
|
|
|
|
|
|
|
|
|
FHLMC
3.750%, 03/27/19
|
|
$
|
8,000,000
|
|
|
$
|
9,150,528
|
|
|
2.375%, 01/13/22
|
|
|
9,000,000
|
|
|
|
9,249,174
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
18,399,702
|
|
|
|
|
|
|
|
|
|
|
|
|
FNMA
5.375%, 06/12/17
|
|
|
2,750,000
|
|
|
|
3,280,453
|
|
|
2.750%, 02/05/14
|
|
|
7,000,000
|
|
|
|
7,186,550
|
|
|
2.625%, 11/20/14
|
|
|
10,000,000
|
|
|
|
10,426,880
|
|
|
1.125%, 04/27/17
|
|
|
13,000,000
|
|
|
|
13,164,801
|
|
|
0.750%, 12/18/13
|
|
|
11,000,000
|
|
|
|
11,058,058
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
45,116,742
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Total U.S. Government Agency Obligations
(Cost $62,140,282)
|
|
|
|
|
|
|
63,516,444
|
|
|
|
|
|
|
|
|
|
|
|
|
U.S. TREASURY OBLIGATIONS — 2.7%
|
|
|
U.S. Treasury Bonds
3.375%, 11/15/19
|
|
|
6,250,000
|
|
|
|
7,091,800
|
|
|
|
|
|
|
|
|
|
|
|
|
U.S. Treasury Inflationary Protection Securities
2.500%, 07/15/16
|
|
|
1,994,965
|
|
|
|
2,308,705
|
|
|
1.375%, 07/15/18
|
|
|
6,459,101
|
|
|
|
7,549,074
|
|
|
1.375%, 01/15/20
|
|
|
5,056,945
|
|
|
|
5,987,737
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
15,845,516
|
|
|
|
|
|
|
|
|
|
|
|
|
U.S. Treasury Notes
3.250%, 05/31/16
|
|
|
2,250,000
|
|
|
|
2,455,488
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Total U.S. Treasury Obligations
(Cost $22,561,693)
|
|
|
|
|
|
|
25,392,804
|
|
|
|
|
|
|
|
|
|
|
|
|
SHORT-TERM INVESTMENT — 13.3%
|
|
|
SEI Daily Income Trust, Government
Money Market Fund,
Cl A, 0.020% (C)
(Cost
$123,811,923)
|
|
|
123,811,923
|
|
|
|
123,811,923
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Total Investments — 99.3%
(Cost $838,415,243)†
|
|
|
|
|
|
$
|
927,650,312
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Percentages are based upon Net Assets of $934,329,899.
|
|
(A)
|
|
Securities considered Master Limited Partnership. At January 31, 2013, these securities amounted to $91,685,624 or 9.8% of Net Assets.
|
|
(B)
|
|
Floating rate security - Rate disclosed is the rate in effect on January 31, 2013.
|
|
(C)
|
|
The rate reported is the 7-day effective yield as of January 31, 2013.
|
ADR – American Depositary Receipt
Cl – Class
FHLMC – Federal Home Loan Mortgage
Corporation
FNMA – Federal National Mortgage Association
LP – Limited Partnership
MTN – Medium Term Note
Ser – Series
|
†
|
|
At January 31, 2013, the tax basis cost of the Fund’s investments was $838,415,243, and the unrealized appreciation and depreciation were
$96,725,347 and $(7,490,278), respectively.
|
|
|
|
|
|
THE ADVISORS’ INNER CIRCLE FUND
|
|
WESTWOOD INCOME OPPORTUNITY FUND
|
|
|
|
JANUARY 31, 2013 (Unaudited)
|
|
|
|
|
The following is a summary of the inputs used as of January 31, 2013 when valuing the
Fund’s investments:
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Investments in
Securities
|
|
Level 1
|
|
|
Level 2
|
|
|
Level 3
|
|
|
Total
|
|
|
|
|
|
|
|
|
Common Stock
|
|
$
|
534,355,848
|
|
|
$
|
—
|
|
|
$
|
—
|
|
|
$
|
534,355,848
|
|
|
Preferred Stock
|
|
|
90,897,511
|
|
|
|
—
|
|
|
|
—
|
|
|
|
90,897,511
|
|
|
Corporate Obligations
|
|
|
—
|
|
|
|
89,675,782
|
|
|
|
—
|
|
|
|
89,675,782
|
|
|
U.S. Government Agency Obligations
|
|
|
—
|
|
|
|
63,516,444
|
|
|
|
—
|
|
|
|
63,516,444
|
|
|
U.S. Treasury Obligations
|
|
|
—
|
|
|
|
25,392,804
|
|
|
|
—
|
|
|
|
25,392,804
|
|
|
Short-Term
Investment
|
|
|
123,811,923
|
|
|
|
—
|
|
|
|
—
|
|
|
|
123,811,923
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Total Investments
in Securities
|
|
$
|
749,065,282
|
|
|
$
|
178,585,030
|
|
|
$
|
—
|
|
|
$
|
927,650,312
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
For the period ended January 31, 2013, there were no transfers between Level 1 and Level 2 assets
and liabilities. Transfers, if any, between levels are considered to have occurred as of the end of the period. For the period ended January 31, 2013, there were no Level 3 securities.
Amounts designated as “—” are either $0 or have been rounded to $0.
For information regarding the Fund’s policy regarding valuation of investments and other significant accounting policies, please
refer to the Fund’s most recent financial statements.
WHG-QH-005-1200
|
|
|
|
|
THE ADVISORS’ INNER CIRCLE FUND
|
|
WESTWOOD DIVIDEND GROWTH FUND
|
|
|
|
JANUARY 31, 2013 (Unaudited)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
SCHEDULE OF INVESTMENTS
|
|
|
COMMON STOCK — 98.9%
|
|
|
|
|
Shares
|
|
|
Value
|
|
|
|
|
|
|
|
|
|
|
|
|
CONSUMER DISCRETIONARY — 11.1%
|
|
|
Darden Restaurants
|
|
|
30,850
|
|
|
$
|
1,434,525
|
|
|
Family Dollar Stores
|
|
|
23,400
|
|
|
|
1,326,780
|
|
|
Genuine Parts
|
|
|
32,900
|
|
|
|
2,238,187
|
|
|
McDonald’s
|
|
|
15,800
|
|
|
|
1,505,582
|
|
|
Nordstrom
|
|
|
13,100
|
|
|
|
723,513
|
|
|
TJX
|
|
|
18,800
|
|
|
|
849,384
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
8,077,971
|
|
|
|
|
|
|
|
|
|
|
|
|
CONSUMER STAPLES — 18.3%
|
|
|
Colgate-Palmolive
|
|
|
19,850
|
|
|
|
2,131,294
|
|
|
Dr. Pepper Snapple Group
|
|
|
16,680
|
|
|
|
751,768
|
|
|
General Mills
|
|
|
52,400
|
|
|
|
2,197,656
|
|
|
Hershey
|
|
|
9,650
|
|
|
|
766,693
|
|
|
Hormel Foods
|
|
|
41,400
|
|
|
|
1,432,854
|
|
|
JM Smucker
|
|
|
8,100
|
|
|
|
717,903
|
|
|
McCormick
|
|
|
11,500
|
|
|
|
717,025
|
|
|
PepsiCo
|
|
|
31,000
|
|
|
|
2,258,350
|
|
|
Philip Morris International
|
|
|
17,500
|
|
|
|
1,542,800
|
|
|
Procter & Gamble
|
|
|
10,700
|
|
|
|
804,212
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
13,320,555
|
|
|
|
|
|
|
|
|
|
|
|
|
ENERGY — 11.2%
|
|
|
Chevron
|
|
|
12,900
|
|
|
|
1,485,435
|
|
|
ConocoPhillips
|
|
|
24,300
|
|
|
|
1,409,400
|
|
|
Exxon Mobil
|
|
|
16,100
|
|
|
|
1,448,517
|
|
|
Marathon Oil
|
|
|
67,000
|
|
|
|
2,251,870
|
|
|
Total ADR
|
|
|
28,300
|
|
|
|
1,536,407
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
8,131,629
|
|
|
|
|
|
|
|
|
|
|
|
|
FINANCIAL SERVICES — 13.6%
|
|
|
ACE
|
|
|
17,400
|
|
|
|
1,484,742
|
|
|
AFLAC
|
|
|
38,800
|
|
|
|
2,058,728
|
|
|
Franklin Resources
|
|
|
10,800
|
|
|
|
1,478,304
|
|
|
US Bancorp
|
|
|
57,900
|
|
|
|
1,916,490
|
|
|
Waddell & Reed Financial, Cl A
|
|
|
20,050
|
|
|
|
795,985
|
|
|
Wells Fargo
|
|
|
60,900
|
|
|
|
2,121,147
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
9,855,396
|
|
|
|
|
|
|
|
|
|
|
|
|
HEALTH CARE — 12.6%
|
|
|
Baxter International
|
|
|
11,700
|
|
|
|
793,728
|
|
|
GlaxoSmithKline ADR
|
|
|
40,200
|
|
|
|
1,833,522
|
|
|
Johnson & Johnson
|
|
|
27,250
|
|
|
|
2,014,320
|
|
|
Novartis ADR
|
|
|
22,100
|
|
|
|
1,498,822
|
|
|
Pfizer
|
|
|
57,250
|
|
|
|
1,561,780
|
|
|
UnitedHealth Group
|
|
|
25,684
|
|
|
|
1,418,014
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
9,120,186
|
|
|
|
|
|
|
|
|
|
|
|
|
MATERIALS & PROCESSING — 1.0%
|
|
|
PPG Industries
|
|
|
5,150
|
|
|
|
710,030
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
COMMON STOCK — continued
|
|
|
|
|
Shares
|
|
|
Value
|
|
|
|
|
|
|
|
|
|
|
|
|
PRODUCER DURABLES — 13.1%
|
|
|
Deere
|
|
|
8,000
|
|
|
$
|
752,480
|
|
|
Honeywell International
|
|
|
21,300
|
|
|
|
1,453,512
|
|
|
Raytheon
|
|
|
30,750
|
|
|
|
1,619,910
|
|
|
Union Pacific
|
|
|
11,180
|
|
|
|
1,469,723
|
|
|
United Technologies
|
|
|
24,900
|
|
|
|
2,180,493
|
|
|
WW Grainger
|
|
|
9,400
|
|
|
|
2,047,508
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
9,523,626
|
|
|
|
|
|
|
|
|
|
|
|
|
TECHNOLOGY — 15.1%
|
|
|
Accenture, Cl A
|
|
|
30,550
|
|
|
|
2,196,239
|
|
|
CA
|
|
|
60,350
|
|
|
|
1,497,887
|
|
|
Cisco Systems
|
|
|
70,000
|
|
|
|
1,439,900
|
|
|
Microchip Technology
|
|
|
23,100
|
|
|
|
772,695
|
|
|
Microsoft
|
|
|
78,400
|
|
|
|
2,153,648
|
|
|
QUALCOMM
|
|
|
21,800
|
|
|
|
1,439,454
|
|
|
Western Digital
|
|
|
31,100
|
|
|
|
1,461,700
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
10,961,523
|
|
|
|
|
|
|
|
|
|
|
|
|
UTILITIES — 2.9%
|
|
|
Vodafone Group ADR
|
|
|
76,300
|
|
|
|
2,084,516
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Total Common Stock
(Cost $64,971,087)
|
|
|
|
|
|
|
71,785,432
|
|
|
|
|
|
|
|
|
|
|
|
|
RIGHTS — 0.0%
|
|
|
Kinder Morgan* (B)
(Cost $—)
|
|
|
10,038
|
|
|
|
—
|
|
|
|
|
|
|
|
|
|
|
|
|
SHORT-TERM INVESTMENT — 1.6%
|
|
|
Federated Prime Money Market Obligations Fund,
0.090% (A)
(Cost $1,181,779)
|
|
|
1,181,779
|
|
|
|
1,181,779
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Total Investments — 100.5%
(Cost $66,152,866)†
|
|
|
|
|
|
$
|
72,967,211
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Percentages are based upon Net Assets of $72,620,557.
|
|
(A)
|
|
The rate reported is the 7-day effective yield as of January 31, 2013.
|
|
(B)
|
|
Expiration date unavailable.
|
|
*
|
|
Non-income producing security.
|
Amounts designated as “—” are $0.
|
|
|
ADR – American Depositary Receipt
|
|
†
|
|
At January 31, 2013, the tax basis cost of the Fund’s investments was $66,152,866, and the unrealized appreciation and depreciation were
$7,439,160 and $(624,815), respectively.
|
As of January 31, 2013, all of the Fund’s investments
are Level 1 in accordance with ASC 820.
|
|
|
|
|
THE ADVISORS’ INNER CIRCLE FUND
|
|
WESTWOOD DIVIDEND GROWTH FUND
|
|
|
|
JANUARY 31, 2013 (Unaudited)
|
|
|
|
|
For the period ended January 31, 2013, there were no transfers between Level 1 and
Level 2 assets and liabilities. Transfers, if any, between levels are considered to have occurred as of the end of the period. For the period ended January 31, 2013, there were no Level 3 securities.
For information regarding the Fund’s policy regarding valuation of investments and other significant accounting policies, please
refer to the Fund’s most recent financial statements.
WHG-QH-010-0500
|
|
|
|
|
THE ADVISORS’ INNER CIRCLE FUND
|
|
WESTWOOD SHORT DURATION HIGH YIELD FUND
|
|
|
|
JANUARY 31, 2013 (Unaudited)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
SCHEDULE OF INVESTMENTS
|
|
|
|
|
|
|
|
CORPORATE OBLIGATIONS — 96.3%
|
|
|
|
|
Face Amount
|
|
|
Value
|
|
|
|
|
|
|
|
|
|
|
|
|
CONSUMER DISCRETIONARY — 31.3%
|
|
|
Academy
9.250%, 08/01/19 (A)
|
|
$
|
205,000
|
|
|
$
|
228,575
|
|
|
Air Canada
9.250%, 08/01/15 (A)
|
|
|
360,000
|
|
|
|
379,800
|
|
|
Air Lease
4.500%, 01/15/16
|
|
|
170,000
|
|
|
|
172,550
|
|
|
AMC Entertainment
8.750%, 06/01/19
|
|
|
115,000
|
|
|
|
127,075
|
|
|
AMC Networks
7.750%, 07/15/21
|
|
|
200,000
|
|
|
|
228,500
|
|
|
Asbury Automotive Group
8.375%, 11/15/20
|
|
|
200,000
|
|
|
|
222,500
|
|
|
7.625%, 03/15/17
|
|
|
250,000
|
|
|
|
257,500
|
|
|
Beazer Homes USA
6.875%, 07/15/15
|
|
|
150,000
|
|
|
|
152,063
|
|
|
6.625%, 04/15/18
|
|
|
120,000
|
|
|
|
128,400
|
|
|
Boyd Gaming
7.125%, 02/01/16
|
|
|
210,000
|
|
|
|
210,000
|
|
|
6.750%, 04/15/14
|
|
|
350,000
|
|
|
|
348,250
|
|
|
CCO Holdings
7.875%, 04/30/18
|
|
|
235,000
|
|
|
|
251,156
|
|
|
7.375%, 06/01/20
|
|
|
200,000
|
|
|
|
222,500
|
|
|
Chrysler Group
8.000%, 06/15/19
|
|
|
250,000
|
|
|
|
273,750
|
|
|
Cinemark USA
8.625%, 06/15/19
|
|
|
165,000
|
|
|
|
182,737
|
|
|
CityCenter Holdings
7.625%, 01/15/16
|
|
|
140,000
|
|
|
|
151,025
|
|
|
Clear Channel Communications
5.500%, 09/15/14
|
|
|
630,000
|
|
|
|
604,800
|
|
|
Clearwire Communications
12.000%, 12/01/17 (A)
|
|
|
145,000
|
|
|
|
170,737
|
|
|
Coleman Cable
9.000%, 02/15/18
|
|
|
175,000
|
|
|
|
189,875
|
|
|
Continental Airlines
6.750%, 09/15/15 (A)
|
|
|
365,000
|
|
|
|
383,250
|
|
|
Corrections Corp of America
7.750%, 06/01/17
|
|
|
40,000
|
|
|
|
42,200
|
|
|
Dave & Buster’s
11.000%, 06/01/18
|
|
|
320,000
|
|
|
|
361,600
|
|
|
DineEquity
9.500%, 10/30/18
|
|
|
250,000
|
|
|
|
284,375
|
|
|
DISH DBS
7.125%, 02/01/16
|
|
|
350,000
|
|
|
|
390,250
|
|
|
Entravision Communications
8.750%, 08/01/17
|
|
|
200,000
|
|
|
|
217,500
|
|
|
Equinox Holdings
9.500%, 02/01/16 (A)
|
|
|
150,000
|
|
|
|
157,125
|
|
|
Gannett
9.375%, 11/15/17
|
|
|
200,000
|
|
|
|
219,500
|
|
|
Griffon
7.125%, 04/01/18
|
|
|
130,000
|
|
|
|
140,725
|
|
|
|
|
|
|
|
|
|
|
|
|
CORPORATE OBLIGATIONS — continued
|
|
|
|
|
Face Amount
|
|
|
Value
|
|
|
|
|
|
|
|
|
|
|
|
|
CONSUMER DISCRETIONARY — continued
|
|
|
GWR Operating Partnershilp
10.875%, 04/01/17
|
|
$
|
220,000
|
|
|
$
|
250,250
|
|
|
GXS Worldwide
9.750%, 06/15/15
|
|
|
290,000
|
|
|
|
302,325
|
|
|
Harrahs
11.250%, 06/01/17
|
|
|
200,000
|
|
|
|
214,000
|
|
|
5.375%, 12/15/13
|
|
|
120,000
|
|
|
|
118,800
|
|
|
HD Supply
13.500%, 09/01/15
|
|
|
200,000
|
|
|
|
206,250
|
|
|
Hertz
7.500%, 10/15/18
|
|
|
185,000
|
|
|
|
203,037
|
|
|
Inmarsat Finance
7.375%, 12/01/17 (A)
|
|
|
300,000
|
|
|
|
322,500
|
|
|
Intelsat Luxembourg
11.500%, 02/04/17
|
|
|
105,000
|
|
|
|
111,300
|
|
|
Interactive Data
10.250%, 08/01/18
|
|
|
130,000
|
|
|
|
147,225
|
|
|
Interface
7.625%, 12/01/18
|
|
|
400,000
|
|
|
|
434,000
|
|
|
Interline Brands
7.500%, 11/15/18
|
|
|
180,000
|
|
|
|
195,300
|
|
|
International Lease Finance
5.750%, 05/15/16
|
|
|
175,000
|
|
|
|
188,267
|
|
|
J Crew Group
8.125%, 03/01/19
|
|
|
380,000
|
|
|
|
407,550
|
|
|
Jo-Ann Stores
8.125%, 03/15/19 (A)
|
|
|
130,000
|
|
|
|
133,900
|
|
|
KAR Auction Services
4.299%, 05/01/14 (B)
|
|
|
320,000
|
|
|
|
320,403
|
|
|
Lamar Media
7.875%, 04/15/18
|
|
|
165,000
|
|
|
|
180,881
|
|
|
Lear
8.125%, 03/15/20
|
|
|
150,000
|
|
|
|
167,625
|
|
|
LIN Television
8.375%, 04/15/18
|
|
|
225,000
|
|
|
|
245,250
|
|
|
Live Nation Entertainment
8.125%, 05/15/18 (A)
|
|
|
300,000
|
|
|
|
325,875
|
|
|
Local TV Finance
9.250%, 06/15/15 (A)
|
|
|
370,000
|
|
|
|
372,775
|
|
|
Manitowoc
9.500%, 02/15/18
|
|
|
200,000
|
|
|
|
222,000
|
|
|
MDC Partners
11.000%, 11/01/16
|
|
|
450,000
|
|
|
|
495,000
|
|
|
Mediacom
9.125%, 08/15/19
|
|
|
400,000
|
|
|
|
444,000
|
|
|
MGM Resorts International
7.625%, 01/15/17
|
|
|
150,000
|
|
|
|
164,437
|
|
|
7.500%, 06/01/16
|
|
|
388,000
|
|
|
|
424,860
|
|
|
6.625%, 07/15/15
|
|
|
65,000
|
|
|
|
70,200
|
|
|
NBTY
9.000%, 10/01/18
|
|
|
185,000
|
|
|
|
210,438
|
|
|
NCL
11.750%, 11/15/16
|
|
|
395,000
|
|
|
|
446,350
|
|
|
9.500%, 11/15/18
|
|
|
75,000
|
|
|
|
82,500
|
|
|
|
|
|
|
THE ADVISORS’ INNER CIRCLE FUND
|
|
WESTWOOD SHORT DURATION HIGH YIELD FUND
|
|
|
|
JANUARY 31, 2013 (Unaudited)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
CORPORATE OBLIGATIONS — continued
|
|
|
|
|
Face Amount
|
|
|
Value
|
|
|
|
|
|
|
|
|
|
|
|
|
CONSUMER DISCRETIONARY — continued
|
|
|
Nielsen Finance
11.625%, 02/01/14
|
|
$
|
40,000
|
|
|
$
|
43,900
|
|
|
Norcraft
10.500%, 12/15/15
|
|
|
145,000
|
|
|
|
150,075
|
|
|
Nortek
10.000%, 12/01/18
|
|
|
125,000
|
|
|
|
141,875
|
|
|
Petco Animal Supplies
9.250%, 12/01/18 (A)
|
|
|
150,000
|
|
|
|
165,938
|
|
|
Physio-Control International
9.875%, 01/15/19 (A)
|
|
|
135,000
|
|
|
|
151,200
|
|
|
Realogy
11.500%, 04/15/17
|
|
|
295,000
|
|
|
|
317,125
|
|
|
Regal Entertainment
9.125%, 08/15/18
|
|
|
250,000
|
|
|
|
279,375
|
|
|
Royal Caribbean Cruises
11.875%, 07/15/15
|
|
|
153,000
|
|
|
|
185,704
|
|
|
7.000%, 06/15/13
|
|
|
412,000
|
|
|
|
419,210
|
|
|
Salem Communications
9.625%, 12/15/16
|
|
|
403,000
|
|
|
|
443,300
|
|
|
Scientific Games International
9.250%, 06/15/19
|
|
|
405,000
|
|
|
|
452,588
|
|
|
Sealy Mattress
10.875%, 04/15/16 (A)
|
|
|
80,000
|
|
|
|
85,600
|
|
|
8.250%, 06/15/14
|
|
|
100,000
|
|
|
|
100,376
|
|
|
Service International
7.000%, 05/15/19
|
|
|
115,000
|
|
|
|
126,356
|
|
|
Sinclair Television Group
9.250%, 11/01/17 (A)
|
|
|
200,000
|
|
|
|
218,500
|
|
|
8.375%, 10/15/18
|
|
|
170,000
|
|
|
|
189,125
|
|
|
Sonic Automotive
9.000%, 03/15/18
|
|
|
300,000
|
|
|
|
329,250
|
|
|
Southern States
11.250%, 05/15/15 (A)
|
|
|
100,000
|
|
|
|
103,750
|
|
|
Sprint Nextel
9.125%, 03/01/17
|
|
|
220,000
|
|
|
|
258,500
|
|
|
Tenneco
7.750%, 08/15/18
|
|
|
170,000
|
|
|
|
185,725
|
|
|
Tomkins
9.000%, 10/01/18
|
|
|
230,000
|
|
|
|
256,738
|
|
|
Tower Auto Holdings
10.625%, 09/01/17 (A)
|
|
|
380,000
|
|
|
|
421,800
|
|
|
Toys R Us Property
10.750%, 07/15/17
|
|
|
200,000
|
|
|
|
215,000
|
|
|
United Air Lines
12.000%, 11/01/13 (A)
|
|
|
140,000
|
|
|
|
140,000
|
|
|
UR Merger Sub
9.250%, 12/15/19
|
|
|
100,000
|
|
|
|
114,750
|
|
|
Warner Chilcott
7.750%, 09/15/18
|
|
|
225,000
|
|
|
|
243,000
|
|
|
West
8.625%, 10/01/18
|
|
|
300,000
|
|
|
|
321,750
|
|
|
|
|
|
|
|
|
|
|
|
|
CORPORATE OBLIGATIONS — continued
|
|
|
|
|
Face Amount
|
|
|
Value
|
|
|
|
|
|
|
|
|
|
|
|
|
CONSUMER DISCRETIONARY — continued
|
|
|
WMG Acquisition
11.500%, 10/01/18
|
|
$
|
330,000
|
|
|
$
|
383,625
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
20,549,751
|
|
|
|
|
|
|
|
|
|
|
|
|
CONSUMER STAPLES — 10.0%
|
|
|
ARAMARK
8.500%, 02/01/15
|
|
|
317,000
|
|
|
|
318,984
|
|
|
ARAMARK Holdings
8.625%, 05/01/16 (A)
|
|
|
110,000
|
|
|
|
112,614
|
|
|
B&G Foods
7.625%, 01/15/18
|
|
|
171,000
|
|
|
|
184,466
|
|
|
Burger King
9.875%, 10/15/18
|
|
|
400,000
|
|
|
|
457,000
|
|
|
Burlington Coat Factory Warehouse
10.000%, 02/15/19
|
|
|
100,000
|
|
|
|
108,750
|
|
|
Central Garden and Pet
8.250%, 03/01/18
|
|
|
210,000
|
|
|
|
218,137
|
|
|
CKE Restaurants
11.375%, 07/15/18
|
|
|
383,000
|
|
|
|
446,195
|
|
|
Cott Beverages
8.375%, 11/15/17
|
|
|
110,000
|
|
|
|
119,075
|
|
|
Darling International
8.500%, 12/15/18
|
|
|
210,000
|
|
|
|
240,188
|
|
|
Dean Foods
9.750%, 12/15/18
|
|
|
450,000
|
|
|
|
513,000
|
|
|
Hanesbrands
8.000%, 12/15/16
|
|
|
82,000
|
|
|
|
89,482
|
|
|
Jarden
8.000%, 05/01/16
|
|
|
40,000
|
|
|
|
41,950
|
|
|
JBS USA
11.625%, 05/01/14
|
|
|
310,000
|
|
|
|
345,262
|
|
|
Liz Claiborne
10.500%, 04/15/19 (A)
|
|
|
325,000
|
|
|
|
362,375
|
|
|
Michael Foods Group
9.750%, 07/15/18
|
|
|
150,000
|
|
|
|
166,500
|
|
|
Michaels Stores
7.750%, 11/01/18
|
|
|
90,000
|
|
|
|
98,438
|
|
|
New Albertsons
7.250%, 05/01/13
|
|
|
80,000
|
|
|
|
80,800
|
|
|
Pinnacle Foods
9.250%, 04/01/15
|
|
|
226,000
|
|
|
|
228,260
|
|
|
Pinnacle Foods Finance
8.250%, 09/01/17
|
|
|
145,000
|
|
|
|
154,244
|
|
|
Prestige Brands
8.250%, 04/01/18
|
|
|
240,000
|
|
|
|
263,400
|
|
|
Revlon Consumer Products
9.750%, 11/15/15
|
|
|
189,000
|
|
|
|
199,395
|
|
|
Reynolds Group Issuer
9.000%, 04/15/19
|
|
|
300,000
|
|
|
|
316,500
|
|
|
7.875%, 08/15/19
|
|
|
375,000
|
|
|
|
412,500
|
|
|
Rite Aid
9.500%, 06/15/17
|
|
|
270,000
|
|
|
|
281,813
|
|
|
8.000%, 08/15/20
|
|
|
100,000
|
|
|
|
114,000
|
|
|
6.875%, 08/15/13
|
|
|
480,000
|
|
|
|
487,500
|
|
|
|
|
|
|
THE ADVISORS’ INNER CIRCLE FUND
|
|
WESTWOOD SHORT DURATION HIGH YIELD FUND
|
|
|
|
JANUARY 31, 2013 (Unaudited)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
CORPORATE OBLIGATIONS — continued
|
|
|
|
|
Face Amount
|
|
|
Value
|
|
|
|
|
|
|
|
|
|
|
|
|
CONSUMER STAPLES — continued
|
|
|
Yankee Candle
9.750%, 02/15/17
|
|
$
|
215,000
|
|
|
$
|
223,065
|
|
|
8.500%, 02/15/15
|
|
|
12,000
|
|
|
|
12,030
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
6,595,923
|
|
|
|
|
|
|
|
|
|
|
|
|
ENERGY — 9.4%
|
|
|
Alta Mesa Holdings
9.625%, 10/15/18
|
|
|
175,000
|
|
|
|
183,750
|
|
|
Antero Resources
9.375%, 12/01/17
|
|
|
135,000
|
|
|
|
147,150
|
|
|
Arch Coal
8.750%, 08/01/16
|
|
|
225,000
|
|
|
|
231,187
|
|
|
BreitBurn Energy Partners
8.625%, 10/15/20
|
|
|
215,000
|
|
|
|
235,962
|
|
|
Carrizo Oil & Gas
8.625%, 10/15/18
|
|
|
250,000
|
|
|
|
269,375
|
|
|
CCS
11.000%, 11/15/15 (A)
|
|
|
450,000
|
|
|
|
450,000
|
|
|
Chaparral Energy
9.875%, 10/01/20
|
|
|
230,000
|
|
|
|
263,925
|
|
|
Chesapeake Energy
9.500%, 02/15/15
|
|
|
540,000
|
|
|
|
611,550
|
|
|
Cloud Peak Energy
8.250%, 12/15/17
|
|
|
60,000
|
|
|
|
63,750
|
|
|
Cloud Peak Energy Resources
8.500%, 12/15/19
|
|
|
175,000
|
|
|
|
190,313
|
|
|
Crosstex Energy
8.875%, 02/15/18
|
|
|
210,000
|
|
|
|
225,488
|
|
|
Encore Acquisition
9.500%, 05/01/16
|
|
|
70,000
|
|
|
|
74,802
|
|
|
Energy XXI
9.250%, 12/15/17
|
|
|
255,000
|
|
|
|
290,381
|
|
|
EP Energy
6.875%, 05/01/19
|
|
|
50,000
|
|
|
|
54,125
|
|
|
Forest Oil
7.250%, 06/15/19
|
|
|
250,000
|
|
|
|
250,625
|
|
|
GenOn Energy
9.875%, 10/15/20
|
|
|
250,000
|
|
|
|
287,500
|
|
|
Laredo Petroleum
9.500%, 02/15/19
|
|
|
140,000
|
|
|
|
158,200
|
|
|
Murray Energy
10.250%, 10/15/15 (A)
|
|
|
75,000
|
|
|
|
75,000
|
|
|
Newfield Exploration
7.125%, 05/15/18
|
|
|
200,000
|
|
|
|
209,000
|
|
|
Parker Drilling
9.125%, 04/01/18
|
|
|
330,000
|
|
|
|
356,400
|
|
|
Penn Virginia
10.375%, 06/15/16
|
|
|
300,000
|
|
|
|
320,250
|
|
|
Pioneer Energy Services
9.875%, 03/15/18
|
|
|
234,000
|
|
|
|
253,890
|
|
|
Quicksilver Resources
11.750%, 01/01/16
|
|
|
185,000
|
|
|
|
188,700
|
|
|
8.250%, 08/01/15
|
|
|
200,000
|
|
|
|
193,000
|
|
|
|
|
|
|
|
|
|
|
|
|
CORPORATE OBLIGATIONS — continued
|
|
|
|
|
Face Amount
|
|
|
Value
|
|
|
|
|
|
|
|
|
|
|
|
|
ENERGY — continued
|
|
|
SandRidge Energy
9.875%, 05/15/16
|
|
$
|
175,000
|
|
|
$
|
187,250
|
|
|
Stone Energy
8.625%, 02/01/17
|
|
|
300,000
|
|
|
|
324,000
|
|
|
Swift Energy
7.125%, 06/01/17
|
|
|
75,000
|
|
|
|
76,688
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
6,172,261
|
|
|
|
|
|
|
|
|
|
|
|
|
FINANCIAL SERVICES — 8.5%
|
|
|
Aircastle
9.750%, 08/01/18
|
|
|
285,000
|
|
|
|
327,037
|
|
|
Ally Financial
8.300%, 02/12/15
|
|
|
380,000
|
|
|
|
423,225
|
|
|
Antero Resources Finance
7.250%, 08/01/19
|
|
|
125,000
|
|
|
|
135,625
|
|
|
Ardagh Packaging Finance
7.375%, 10/15/17 (A)
|
|
|
200,000
|
|
|
|
219,750
|
|
|
CIT Group
4.750%, 02/15/15 (A)
|
|
|
290,000
|
|
|
|
304,500
|
|
|
Comstock Resources
8.375%, 10/15/17
|
|
|
150,000
|
|
|
|
159,000
|
|
|
CONSOL Energy
8.000%, 04/01/17
|
|
|
225,000
|
|
|
|
243,000
|
|
|
Credit Acceptance
9.125%, 02/01/17
|
|
|
335,000
|
|
|
|
365,988
|
|
|
Ford Motor Credit
5.625%, 09/15/15
|
|
|
100,000
|
|
|
|
109,443
|
|
|
Fresenius US Finance II
9.000%, 07/15/15 (A)
|
|
|
125,000
|
|
|
|
142,500
|
|
|
Icahn Enterprises
8.000%, 01/15/18
|
|
|
200,000
|
|
|
|
214,250
|
|
|
Ineos Finance
9.000%, 05/15/15 (A)
|
|
|
400,000
|
|
|
|
424,000
|
|
|
International Lease Finance
8.625%, 09/15/15
|
|
|
275,000
|
|
|
|
312,469
|
|
|
6.625%, 11/15/13
|
|
|
90,000
|
|
|
|
93,375
|
|
|
5.650%, 06/01/14
|
|
|
135,000
|
|
|
|
141,244
|
|
|
5.625%, 09/20/13
|
|
|
70,000
|
|
|
|
71,662
|
|
|
iStar Financial
5.875%, 03/15/16
|
|
|
80,000
|
|
|
|
81,200
|
|
|
Nuveen Investments
5.500%, 09/15/15
|
|
|
498,000
|
|
|
|
483,060
|
|
|
PHH
9.250%, 03/01/16
|
|
|
210,000
|
|
|
|
246,225
|
|
|
RBS Global
8.500%, 05/01/18
|
|
|
280,000
|
|
|
|
306,600
|
|
|
Regions Financial
7.750%, 11/10/14
|
|
|
85,000
|
|
|
|
94,031
|
|
|
Sabre Holdings
8.350%, 03/15/16
|
|
|
145,000
|
|
|
|
156,600
|
|
|
SM Energy
6.625%, 02/15/19
|
|
|
160,000
|
|
|
|
169,200
|
|
|
Springleaf Finance MTN
5.850%, 06/01/13
|
|
|
210,000
|
|
|
|
212,625
|
|
|
|
|
|
|
THE ADVISORS’ INNER CIRCLE FUND
|
|
WESTWOOD SHORT DURATION HIGH YIELD FUND
|
|
|
|
JANUARY 31, 2013 (Unaudited)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
CORPORATE OBLIGATIONS — continued
|
|
|
|
|
Face Amount
|
|
|
Value
|
|
|
|
|
|
|
|
|
|
|
|
|
FINANCIAL SERVICES — continued
|
|
|
Swift Energy
8.875%, 01/15/20
|
|
$
|
125,000
|
|
|
$
|
135,625
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
5,572,234
|
|
|
|
|
|
|
|
|
|
|
|
|
HEALTH CARE — 7.1%
|
|
|
Alere
9.000%, 05/15/16
|
|
|
540,000
|
|
|
|
568,350
|
|
|
Catalent Pharma Solutions 9.500%, 04/15/15
|
|
|
290,000
|
|
|
|
292,900
|
|
|
CHS
8.000%, 11/15/19
|
|
|
300,000
|
|
|
|
329,250
|
|
|
DaVita HealthCare Partners 6.375%, 11/01/18
|
|
|
100,000
|
|
|
|
107,000
|
|
|
HCA
8.500%, 04/15/19
|
|
|
125,000
|
|
|
|
139,063
|
|
|
6.500%, 02/15/16
|
|
|
110,000
|
|
|
|
119,900
|
|
|
6.375%, 01/15/15
|
|
|
180,000
|
|
|
|
193,950
|
|
|
HealthSouth
8.125%, 02/15/20
|
|
|
385,000
|
|
|
|
422,537
|
|
|
7.250%, 10/01/18
|
|
|
175,000
|
|
|
|
189,875
|
|
|
IMS Health
12.500%, 03/01/18 (A)
|
|
|
200,000
|
|
|
|
238,000
|
|
|
Mylan
7.625%, 07/15/17 (A)
|
|
|
230,000
|
|
|
|
257,400
|
|
|
Omnicare
7.750%, 06/01/20
|
|
|
360,000
|
|
|
|
403,200
|
|
|
Select Medical
7.625%, 02/01/15
|
|
|
40,000
|
|
|
|
40,050
|
|
|
Tenet Healthcare
9.250%, 02/01/15
|
|
|
291,000
|
|
|
|
329,558
|
|
|
Universal Hospital Services
3.902%, 06/01/15 (B)
|
|
|
400,000
|
|
|
|
398,500
|
|
|
Valeant Pharmaceuticals
6.750%, 10/01/17 (A)
|
|
|
250,000
|
|
|
|
265,625
|
|
|
6.500%, 07/15/16 (A)
|
|
|
200,000
|
|
|
|
208,250
|
|
|
Vanguard Health Holding II
8.000%, 02/01/18
|
|
|
135,000
|
|
|
|
143,100
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
4,646,508
|
|
|
|
|
|
|
|
|
|
|
|
|
MATERIALS & PROCESSING — 14.1%
|
|
|
Ainsworth Lumber
7.500%, 12/15/17 (A)
|
|
|
195,000
|
|
|
|
208,163
|
|
|
AM Castle
12.750%, 12/15/16
|
|
|
260,000
|
|
|
|
306,800
|
|
|
Amsted Industries
8.125%, 03/15/18 (A)
|
|
|
200,000
|
|
|
|
213,500
|
|
|
Appleton Papers
10.500%, 06/15/15 (A)
|
|
|
240,000
|
|
|
|
253,200
|
|
|
ArcelorMittal
9.500%, 02/15/15
|
|
|
250,000
|
|
|
|
281,875
|
|
|
4.250%, 08/05/15
|
|
|
150,000
|
|
|
|
154,484
|
|
|
Atkore International
9.875%, 01/01/18
|
|
|
225,000
|
|
|
|
248,062
|
|
|
|
|
|
|
|
|
|
|
|
|
CORPORATE OBLIGATIONS — continued
|
|
|
|
|
Face Amount
|
|
|
Value
|
|
|
|
|
|
|
|
|
|
|
|
|
MATERIALS & PROCESSING — continued
|
|
|
Berry Plastics
10.250%, 03/01/16
|
|
$
|
90,000
|
|
|
$
|
92,025
|
|
|
9.750%, 01/15/21
|
|
|
280,000
|
|
|
|
328,300
|
|
|
8.250%, 11/15/15 (A)
|
|
|
110,000
|
|
|
|
114,950
|
|
|
4.183%, 09/15/14 (B)
|
|
|
474,000
|
|
|
|
475,185
|
|
|
Boise Paper Holdings
9.000%, 11/01/17
|
|
|
450,000
|
|
|
|
489,375
|
|
|
Calumet Specialty Products Partners
9.375%, 05/01/19
|
|
|
125,000
|
|
|
|
137,344
|
|
|
Cascades
7.750%, 12/15/17
|
|
|
210,000
|
|
|
|
222,600
|
|
|
Clearwater Paper
10.625%, 06/15/16
|
|
|
65,000
|
|
|
|
70,525
|
|
|
FMG Resources
7.000%, 11/01/15 (A)
|
|
|
640,000
|
|
|
|
667,200
|
|
|
Georgia Gulf
9.000%, 01/15/17 (A)
|
|
|
135,000
|
|
|
|
150,862
|
|
|
Graphic Packaging International
9.500%, 06/15/17
|
|
|
370,000
|
|
|
|
395,900
|
|
|
7.875%, 10/01/18
|
|
|
185,000
|
|
|
|
203,037
|
|
|
Huntsman International
8.625%, 03/15/20
|
|
|
95,000
|
|
|
|
107,350
|
|
|
5.500%, 06/30/16
|
|
|
47,000
|
|
|
|
47,258
|
|
|
KB Home
5.875%, 01/15/15
|
|
|
175,000
|
|
|
|
185,500
|
|
|
Koppers
7.875%, 12/01/19
|
|
|
250,000
|
|
|
|
275,312
|
|
|
Lennar
5.600%, 05/31/15
|
|
|
105,000
|
|
|
|
112,350
|
|
|
Longview Fibre Paper & Packaging
8.000%, 06/01/16 (A)
|
|
|
495,000
|
|
|
|
520,988
|
|
|
MasTec
7.625%, 02/01/17
|
|
|
90,000
|
|
|
|
92,475
|
|
|
NOVA Chemicals
8.625%, 11/01/19
|
|
|
50,000
|
|
|
|
57,000
|
|
|
Novelis
8.750%, 12/15/20
|
|
|
180,000
|
|
|
|
203,400
|
|
|
NXP Funding
9.750%, 08/01/18 (A)
|
|
|
100,000
|
|
|
|
115,000
|
|
|
Owens-Brockway Glass Container
7.375%, 05/15/16
|
|
|
300,000
|
|
|
|
345,000
|
|
|
Packaging Dynamics
8.750%, 02/01/16 (A)
|
|
|
300,000
|
|
|
|
314,250
|
|
|
Ply Gem Industries
8.250%, 02/15/18
|
|
|
225,000
|
|
|
|
244,688
|
|
|
Polymer Group
7.750%, 02/01/19
|
|
|
240,000
|
|
|
|
261,000
|
|
|
PolyOne
7.375%, 09/15/20
|
|
|
210,000
|
|
|
|
233,100
|
|
|
Resolute Forest Products
10.250%, 10/15/18
|
|
|
373,000
|
|
|
|
429,882
|
|
|
|
|
|
|
THE ADVISORS’ INNER CIRCLE FUND
|
|
WESTWOOD SHORT DURATION HIGH YIELD FUND
|
|
|
|
JANUARY 31, 2013 (Unaudited)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
CORPORATE OBLIGATIONS — continued
|
|
|
|
|
Face Amount
|
|
|
Value
|
|
|
|
|
|
|
|
|
|
|
|
|
MATERIALS & PROCESSING — continued
|
|
|
Sealed Air
7.875%, 06/15/17
|
|
$
|
40,000
|
|
|
$
|
42,400
|
|
|
Spectrum Brands
9.500%, 06/15/18
|
|
|
140,000
|
|
|
|
158,375
|
|
|
Steel Dynamics
6.750%, 04/01/15
|
|
|
200,000
|
|
|
|
201,500
|
|
|
Sunstate Equipment
12.000%, 06/15/16 (A)
|
|
|
115,000
|
|
|
|
127,363
|
|
|
Texas Industries
9.250%, 08/15/20
|
|
|
170,000
|
|
|
|
187,850
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
9,275,428
|
|
|
|
|
|
|
|
|
|
|
|
|
PRODUCER DURABLES — 3.6%
|
|
|
Affinia Group
10.750%, 08/15/16 (A)
|
|
|
80,000
|
|
|
|
86,800
|
|
|
9.000%, 11/30/14
|
|
|
175,000
|
|
|
|
175,440
|
|
|
American Axle & Manufacturing
7.875%, 03/01/17
|
|
|
204,000
|
|
|
|
210,377
|
|
|
American Axle & Manufacturing Holdings
9.250%, 01/15/17 (A)
|
|
|
49,000
|
|
|
|
54,145
|
|
|
BWAY Holding
10.000%, 06/15/18
|
|
|
200,000
|
|
|
|
223,500
|
|
|
Case New Holland
7.750%, 09/01/13
|
|
|
40,000
|
|
|
|
41,200
|
|
|
Esterline Technologies
6.625%, 03/01/17
|
|
|
30,000
|
|
|
|
30,675
|
|
|
Geo Group
7.750%, 10/15/17
|
|
|
100,000
|
|
|
|
107,500
|
|
|
Huntington Ingalls Industries
6.875%, 03/15/18
|
|
|
140,000
|
|
|
|
153,475
|
|
|
Kratos Defense
10.000%, 06/01/17
|
|
|
450,000
|
|
|
|
493,875
|
|
|
Lear
7.875%, 03/15/18
|
|
|
300,000
|
|
|
|
323,250
|
|
|
Meritor
8.125%, 09/15/15
|
|
|
210,000
|
|
|
|
220,237
|
|
|
TransDigm
7.750%, 12/15/18
|
|
|
225,000
|
|
|
|
250,031
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
2,370,505
|
|
|
|
|
|
|
|
|
|
|
|
|
REAL ESTATE INVESTMENT TRUST — 0.7%
|
|
|
DuPont Fabros Technology
8.500%, 12/15/17
|
|
|
175,000
|
|
|
|
189,875
|
|
|
Felcor Lodging
10.000%, 10/01/14
|
|
|
128,000
|
|
|
|
145,440
|
|
|
Host Hotels & Resorts
9.000%, 05/15/17
|
|
|
100,000
|
|
|
|
106,250
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
441,565
|
|
|
|
|
|
|
|
|
|
|
|
|
TECHNOLOGY — 6.4%
|
|
|
|
|
|
|
|
|
|
Advanced Micro Devices
8.125%, 12/15/17
|
|
|
160,000
|
|
|
|
149,600
|
|
|
|
|
|
|
|
|
|
|
|
|
CORPORATE OBLIGATIONS — continued
|
|
|
|
|
Face Amount
|
|
|
Value
|
|
|
|
|
|
|
|
|
|
|
|
|
TECHNOLOGY — continued
|
|
|
Amkor Technologies
7.375%, 05/01/18
|
|
$
|
200,000
|
|
|
$
|
210,500
|
|
|
CCO Holdings
8.125%, 04/30/20
|
|
|
100,000
|
|
|
|
112,250
|
|
|
CDW
12.535%, 10/12/17
|
|
|
267,000
|
|
|
|
285,690
|
|
|
8.000%, 12/15/18
|
|
|
225,000
|
|
|
|
250,312
|
|
|
Digicel
12.000%, 04/01/14 (A)
|
|
|
200,000
|
|
|
|
215,500
|
|
|
Emdeon
11.000%, 12/31/19
|
|
|
390,000
|
|
|
|
448,500
|
|
|
Fidelity National Information Services
7.625%, 07/15/17
|
|
|
400,000
|
|
|
|
432,000
|
|
|
First Data
10.550%, 09/24/15
|
|
|
481,000
|
|
|
|
495,731
|
|
|
Freescale Semiconductor
10.125%, 03/15/18 (A)
|
|
|
75,000
|
|
|
|
82,875
|
|
|
Freescale Semiconductors
9.250%, 04/15/18 (A)
|
|
|
175,000
|
|
|
|
192,500
|
|
|
iGATE
9.000%, 05/01/16
|
|
|
285,000
|
|
|
|
313,144
|
|
|
Infor US
11.500%, 07/15/18
|
|
|
181,880
|
|
|
|
214,164
|
|
|
Intelsat Jackson Holdings
7.250%, 04/01/19
|
|
|
290,000
|
|
|
|
311,025
|
|
|
Magnachip Semiconductor
10.500%, 04/15/18
|
|
|
225,000
|
|
|
|
251,437
|
|
|
Nexstar Broadcasting
8.875%, 04/15/17
|
|
|
240,000
|
|
|
|
264,600
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
4,229,828
|
|
|
|
|
|
|
|
|
|
|
|
|
UTILITIES — 5.2%
|
|
|
|
|
|
|
|
|
|
AES
9.750%, 04/15/16
|
|
|
311,000
|
|
|
|
370,090
|
|
|
7.750%, 10/15/15
|
|
|
200,000
|
|
|
|
223,500
|
|
|
Allbritton Communication
8.000%, 05/15/18
|
|
|
500,000
|
|
|
|
541,250
|
|
|
Calpine
7.250%, 10/15/17 (A)
|
|
|
291,000
|
|
|
|
308,460
|
|
|
Calpine Construction
8.000%, 06/01/16 (A)
|
|
|
125,000
|
|
|
|
131,875
|
|
|
Cincinnati Bell
8.250%, 10/15/17
|
|
|
211,000
|
|
|
|
226,561
|
|
|
Citizens Communications
6.625%, 03/15/15
|
|
|
165,000
|
|
|
|
179,025
|
|
|
Frontier Communications
7.875%, 04/15/15
|
|
|
199,000
|
|
|
|
222,383
|
|
|
Level 3 Financing
10.000%, 02/01/18
|
|
|
125,000
|
|
|
|
139,063
|
|
|
NRG Energy
8.500%, 06/15/19
|
|
|
225,000
|
|
|
|
249,187
|
|
|
PAETEC Holding
9.875%, 12/01/18
|
|
|
255,000
|
|
|
|
294,206
|
|
|
|
|
|
|
THE ADVISORS’ INNER CIRCLE FUND
|
|
WESTWOOD SHORT DURATION HIGH YIELD FUND
|
|
|
|
JANUARY 31, 2013 (Unaudited)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
CORPORATE OBLIGATIONS — continued
|
|
|
|
|
Face Amount
|
|
|
Value
|
|
|
|
|
|
|
|
|
|
|
|
|
UTILITIES — continued
|
|
|
RRI Energy
7.625%, 06/15/14
|
|
$
|
125,000
|
|
|
$
|
133,750
|
|
|
Univision Communications
7.875%, 11/01/20 (A)
|
|
|
200,000
|
|
|
|
216,500
|
|
|
Virgin Media Finance
8.375%, 10/15/19
|
|
|
127,000
|
|
|
|
143,669
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
3,379,519
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Total Corporate Obligations
(Cost $62,998,842)
|
|
|
|
63,233,522
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Total Investments — 96.3%
(Cost $62,998,842)†
|
|
|
$
|
63,233,522
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Percentages are based upon Net Assets of $65,641,573.
|
|
(A)
|
|
Securities sold within terms of a private placement memorandum, exempt from registration under Section 144A of the Securities Act of 1933, as
amended, and may be sold only to dealers in that program or other “accredited investors.” These securities have been determined to be liquid under guidelines established by the Board of Trustees.
|
|
(B)
|
|
Floating rate security – Rate disclosed is the rate in effect on January 31, 2013.
|
|
(C)
|
|
Step Bonds – The rate reflected on the Schedule of Investments is the effective yield on January 31, 2013. The coupon on a step bond
changes on a specified date.
|
MTN – Medium Term Note
As of January 31, 2013, all of the Fund’s investments were considered Level 2, in accordance with ASC-820.
|
†
|
|
At January 31, 2013, the tax basis cost of the Fund’s investments was $62,998,842, and the unrealized appreciation and depreciation were
$515,728 and $(281,048), respectively.
|
For the period ended January 31, 2013, there were no
transfers between Level 1 and Level 2 assets and liabilities. Transfers, if any, between levels are considered to have occurred as of the end of the period. For the period ended January 31, 2013, there were Level 3 securities.
For information regarding the Fund’s policy regarding valuation of investments and other significant accounting policies, please
refer to the Fund’s most recent financial statements.
WHG-QH-012-0300
|
|
|
|
|
THE ADVISORS’ INNER CIRCLE FUND
|
|
WESTWOOD EMERGING MARKETS FUND
|
|
|
|
JANUARY 31, 2013 (Unaudited)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
SCHEDULE OF INVESTMENTS
|
|
|
COMMON STOCK — 10.9%
|
|
|
|
|
Shares
|
|
|
Value
|
|
|
|
|
|
|
|
|
|
|
|
|
CANADA — 0.3%
|
|
|
Eldorado Gold
|
|
|
5,300
|
|
|
$
|
59,249
|
|
|
Yamana Gold
|
|
|
4,000
|
|
|
|
65,370
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
124,619
|
|
|
|
|
|
|
|
|
|
|
|
|
CHILE — 0.2%
|
|
|
Enersis
|
|
|
157,200
|
|
|
|
62,616
|
|
|
|
|
|
|
|
|
|
|
|
|
CHINA — 1.0%
|
|
|
China BlueChemical
|
|
|
113,400
|
|
|
|
81,445
|
|
|
Golden Eagle Retail Group
|
|
|
31,100
|
|
|
|
66,969
|
|
|
Industrial & Commercial Bank of China, Cl H
|
|
|
64,000
|
|
|
|
48,193
|
|
|
PetroChina, Cl H
|
|
|
51,100
|
|
|
|
72,874
|
|
|
Tingyi Cayman Islands Holding
|
|
|
26,100
|
|
|
|
73,366
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
342,847
|
|
|
|
|
|
|
|
|
|
|
|
|
CZECH REPUBLIC — 0.2%
|
|
|
CEZ
|
|
|
2,100
|
|
|
|
68,011
|
|
|
|
|
|
|
|
|
|
|
|
|
EGYPT — 0.1%
|
|
|
Commercial International Bank Egypt
|
|
|
9,100
|
|
|
|
47,999
|
|
|
|
|
|
|
|
|
|
|
|
|
HONG KONG — 1.8%
|
|
|
ASM Pacific Technology
|
|
|
7,300
|
|
|
|
92,245
|
|
|
BOC Hong Kong Holdings
|
|
|
9,294
|
|
|
|
32,057
|
|
|
China Overseas Land & Investment
|
|
|
20,900
|
|
|
|
64,812
|
|
|
CNOOC
|
|
|
37,700
|
|
|
|
77,875
|
|
|
Daphne International Holdings
|
|
|
70,200
|
|
|
|
90,427
|
|
|
First Pacific
|
|
|
71,000
|
|
|
|
91,366
|
|
|
VTech Holdings
|
|
|
7,800
|
|
|
|
89,864
|
|
|
Wharf Holdings
|
|
|
10,500
|
|
|
|
92,742
|
|
|
Zoomlion Heavy Industry Science and Technology
|
|
|
20,299
|
|
|
|
27,588
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
658,976
|
|
|
|
|
|
|
|
|
|
|
|
|
INDONESIA — 0.9%
|
|
|
Bank Mandiri Persero
|
|
|
92,300
|
|
|
|
85,761
|
|
|
Media Nusantara Citra
|
|
|
272,400
|
|
|
|
66,422
|
|
|
Telekomunikasi Indonesia Persero
|
|
|
74,000
|
|
|
|
73,696
|
|
|
United Tractors
|
|
|
40,500
|
|
|
|
82,123
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
308,002
|
|
|
|
|
|
|
|
|
|
|
|
|
ISRAEL — 0.2%
|
|
|
Teva Pharmaceutical Industries ADR
|
|
|
1,700
|
|
|
|
64,583
|
|
|
|
|
|
|
|
|
|
|
|
|
JERSEY — 0.2%
|
|
|
Randgold Resources
|
|
|
800
|
|
|
|
75,747
|
|
|
|
|
|
|
|
|
|
|
|
|
LUXEMBOURG — 0.4%
|
|
|
Samsonite International
|
|
|
23,800
|
|
|
|
51,863
|
|
|
|
|
|
|
|
|
|
|
|
|
COMMON STOCK — continued
|
|
|
|
|
Shares
|
|
|
Value
|
|
|
|
|
|
|
|
|
|
|
|
|
LUXEMBOURG — continued
|
|
|
Tenaris ADR
|
|
|
2,100
|
|
|
$
|
88,347
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
140,210
|
|
|
|
|
|
|
|
|
|
|
|
|
MALAYSIA — 0.3%
|
|
|
British American Tobacco Malaysia
|
|
|
2,700
|
|
|
|
49,881
|
|
|
CIMB Group Holdings
|
|
|
22,500
|
|
|
|
52,213
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
102,094
|
|
|
|
|
|
|
|
|
|
|
|
|
MEXICO — 0.8%
|
|
|
Fomento Economico Mexicano ADR
|
|
|
600
|
|
|
|
64,734
|
|
|
Grupo Financiero Banorte, Cl O
|
|
|
10,200
|
|
|
|
70,203
|
|
|
Kimberly-Clark de Mexico, Cl A
|
|
|
29,100
|
|
|
|
82,004
|
|
|
Wal-Mart de Mexico
|
|
|
21,100
|
|
|
|
68,272
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
285,213
|
|
|
|
|
|
|
|
|
|
|
|
|
PERU — 0.3%
|
|
|
Credicorp
|
|
|
600
|
|
|
|
94,038
|
|
|
|
|
|
|
|
|
|
|
|
|
SINGAPORE — 0.2%
|
|
|
Keppel Land
|
|
|
18,300
|
|
|
|
62,989
|
|
|
|
|
|
|
|
|
|
|
|
|
SOUTH AFRICA — 0.9%
|
|
|
Aveng
|
|
|
15,700
|
|
|
|
54,849
|
|
|
Foschini Group
|
|
|
4,100
|
|
|
|
53,679
|
|
|
Group
|
|
|
3,200
|
|
|
|
62,641
|
|
|
Impala Platinum Holdings
|
|
|
2,600
|
|
|
|
47,201
|
|
|
Massmart Holdings
|
|
|
2,100
|
|
|
|
42,961
|
|
|
Woolworths Holdings
|
|
|
8,200
|
|
|
|
58,303
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
319,634
|
|
|
|
|
|
|
|
|
|
|
|
|
SOUTH KOREA — 0.7%
|
|
|
BS Financial Group*
|
|
|
4,700
|
|
|
|
62,153
|
|
|
Hankook Tire*
|
|
|
1,500
|
|
|
|
61,574
|
|
|
Samsung Electronics
|
|
|
90
|
|
|
|
119,678
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
243,405
|
|
|
|
|
|
|
|
|
|
|
|
|
TAIWAN — 0.8%
|
|
|
Giant Manufacturing
|
|
|
12,000
|
|
|
|
63,807
|
|
|
Taiwan Semiconductor Manufacturing
|
|
|
31,000
|
|
|
|
106,566
|
|
|
Tripod Technology
|
|
|
23,000
|
|
|
|
46,348
|
|
|
TSRC
|
|
|
28,000
|
|
|
|
56,803
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
273,524
|
|
|
|
|
|
|
|
|
|
|
|
|
THAILAND — 0.8%
|
|
|
Kasikornbank
|
|
|
12,200
|
|
|
|
81,211
|
|
|
PTT Exploration & Production
|
|
|
13,900
|
|
|
|
77,377
|
|
|
Siam Cement
|
|
|
4,200
|
|
|
|
65,352
|
|
|
Thai Oil
|
|
|
27,100
|
|
|
|
67,023
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
290,963
|
|
|
|
|
|
|
|
|
|
|
|
|
TURKEY — 0.4%
|
|
|
Tupras Turkiye Petrol Rafinerileri
|
|
|
3,000
|
|
|
|
82,729
|
|
|
|
|
|
|
THE ADVISORS’ INNER CIRCLE FUND
|
|
WESTWOOD EMERGING MARKETS FUND
|
|
|
|
JANUARY 31, 2013 (Unaudited)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
COMMON STOCK — continued
|
|
|
|
|
Shares
|
|
|
Value
|
|
|
|
|
|
|
|
|
|
|
|
|
TURKEY — continued
|
|
|
Turkiye Garanti Bankasi
|
|
|
14,400
|
|
|
$
|
72,215
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
154,944
|
|
|
|
|
|
|
|
|
|
|
|
|
UNITED KINGDOM — 0.4%
|
|
|
Fresnillo
|
|
|
2,600
|
|
|
|
68,369
|
|
|
SABMiller
|
|
|
1,800
|
|
|
|
89,926
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
158,295
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Total Common Stock
(Cost $3,899,982)
|
|
|
|
|
|
|
3,878,709
|
|
|
|
|
|
|
|
|
|
|
|
|
EXCHANGE TRADED FUNDS — 2.2%
|
|
|
UNITED STATES — 2.2%
|
|
|
iShares MSCI Brazil Index Fund
|
|
|
7,800
|
|
|
|
442,806
|
|
|
PowerShares India Portfolio
|
|
|
18,500
|
|
|
|
362,600
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
805,406
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Total Exchange Traded Funds
(Cost $780,789)
|
|
|
|
|
|
|
805,406
|
|
|
|
|
|
|
|
|
|
|
|
|
SHORT-TERM INVESTMENT — 2.8%
|
|
|
SEI Daily Income Trust, Government
Money Market Fund,
Cl A, 0.020% (A)
(Cost
$988,472)
|
|
|
988,472
|
|
|
|
988,472
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Total Investments — 15.9%
(Cost $5,669,243)†
|
|
|
$
|
5,672,587
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Percentages are based upon Net Assets of $35,655,429.
|
|
(A)
|
|
The rate reported is the 7-day effective yield as of January 31, 2013.
|
|
*
|
|
Non-income producing security.
|
|
|
|
ADR – American Depositary Receipt
|
|
|
|
MSCI – Morgan Stanley Capital International
|
|
†
|
|
At January 31, 2013, the tax basis cost of the Fund’s investments was $5,669,243, and the unrealized appreciation and depreciation were
$105,997 and $(102,633), respectively.
|
As of January 31, 2013, all of the Fund’s investments
were considered Level 1, in accordance with ASC-820.
For the period ended January 31, 2013, there were no
transfers between Level 1 and Level 2 assets and liabilities. Transfers, if any, between levels are considered to have occurred as of the end of the period. For the period ended January 31, 2013, there were no Level 3 securities.
For information regarding the Fund’s policy regarding valuation of investments and other significant accounting
policies, please refer to the Fund’s most recent financial statements.
WHG-QH-013-0100
|
|
|
|
|
THE ADVISORS’ INNER CIRCLE FUND
|
|
WESTWOOD GLOBAL EQUITY FUND
|
|
|
|
JANUARY 31, 2013 (Unaudited)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
SCHEDULE OF INVESTMENTS
|
|
|
|
|
|
|
|
COMMON STOCK — 83.2%
|
|
|
|
|
|
|
|
|
|
Shares
|
|
|
Value
|
|
|
|
|
|
|
|
|
|
|
|
|
AUSTRALIA — 1.4%
|
|
|
Rio Tinto
|
|
|
1,900
|
|
|
$
|
131,480
|
|
|
|
|
|
|
|
|
|
|
|
|
AUSTRIA — 2.8%
|
|
|
Vienna Insurance Group Wiener
|
|
|
|
|
|
|
|
|
|
Versicherung Gruppe
|
|
|
2,200
|
|
|
|
116,454
|
|
|
Voestalpine
|
|
|
3,900
|
|
|
|
142,816
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
259,270
|
|
|
|
|
|
|
|
|
|
|
|
|
BELGIUM — 1.5%
|
|
|
Anheuser-Busch InBev
|
|
|
1,600
|
|
|
|
138,821
|
|
|
|
|
|
|
|
|
|
|
|
|
BRAZIL — 0.7%
|
|
|
Petroleo Brasileiro ADR
|
|
|
2,000
|
|
|
|
36,560
|
|
|
Vale ADR, Cl B
|
|
|
1,500
|
|
|
|
30,255
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
66,815
|
|
|
|
|
|
|
|
|
|
|
|
|
CANADA — 2.1%
|
|
|
Agrium
|
|
|
800
|
|
|
|
90,756
|
|
|
Goldcorp
|
|
|
2,900
|
|
|
|
102,341
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
193,097
|
|
|
|
|
|
|
|
|
|
|
|
|
CZECH REPUBLIC — 0.6%
|
|
|
CEZ
|
|
|
1,800
|
|
|
|
58,295
|
|
|
|
|
|
|
|
|
|
|
|
|
FRANCE — 4.8%
|
|
|
BNP Paribas
|
|
|
2,900
|
|
|
|
181,956
|
|
|
Schneider Electric
|
|
|
2,400
|
|
|
|
182,813
|
|
|
Total
|
|
|
1,600
|
|
|
|
86,747
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
451,516
|
|
|
|
|
|
|
|
|
|
|
|
|
GERMANY — 4.3%
|
|
|
Hannover Rueckversicherung
|
|
|
2,500
|
|
|
|
201,836
|
|
|
Henkel & KGaA
|
|
|
1,900
|
|
|
|
141,038
|
|
|
RWE
|
|
|
1,600
|
|
|
|
60,188
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
403,062
|
|
|
|
|
|
|
|
|
|
|
|
|
HONG KONG — 4.5%
|
|
|
CNOOC
|
|
|
74,700
|
|
|
|
154,305
|
|
|
Wharf Holdings
|
|
|
25,500
|
|
|
|
225,230
|
|
|
Zoomlion Heavy Industry Science and Technology
|
|
|
34,300
|
|
|
|
46,615
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
426,150
|
|
|
|
|
|
|
|
|
|
|
|
|
ISRAEL — 0.9%
|
|
|
Teva Pharmaceutical Industries ADR
|
|
|
2,100
|
|
|
|
79,779
|
|
|
|
|
|
|
|
|
|
|
|
|
JAPAN — 8.0%
|
|
|
Astellas Pharma
|
|
|
3,200
|
|
|
|
162,896
|
|
|
Canon
|
|
|
3,900
|
|
|
|
143,513
|
|
|
Japan Tobacco
|
|
|
4,600
|
|
|
|
143,214
|
|
|
Keyence
|
|
|
700
|
|
|
|
194,204
|
|
|
|
|
|
|
|
|
|
|
|
|
COMMON STOCK — continued
|
|
|
|
|
|
|
|
|
|
Shares
|
|
|
Value
|
|
|
|
|
|
|
|
|
|
|
|
|
JAPAN — continued
|
|
|
Nippon Telegraph & Telephone
|
|
|
2,700
|
|
|
$
|
113,084
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
756,911
|
|
|
|
|
|
|
|
|
|
|
|
|
JERSEY — 1.2%
|
|
|
Randgold Resources ADR
|
|
|
1,200
|
|
|
|
112,992
|
|
|
|
|
|
|
|
|
|
|
|
|
LUXEMBOURG — 1.3%
|
|
|
Tenaris
|
|
|
6,000
|
|
|
|
125,786
|
|
|
|
|
|
|
|
|
|
|
|
|
NETHERLANDS — 0.8%
|
|
|
ING Groep
|
|
|
7,800
|
|
|
|
78,891
|
|
|
|
|
|
|
|
|
|
|
|
|
SINGAPORE — 1.0%
|
|
|
Keppel
|
|
|
7,900
|
|
|
|
73,405
|
|
|
Singapore Press Holdings
|
|
|
6,300
|
|
|
|
20,870
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
94,275
|
|
|
|
|
|
|
|
|
|
|
|
|
SOUTH KOREA — 2.6%
|
|
|
BS Financial Group*
|
|
|
8,800
|
|
|
|
116,372
|
|
|
Samsung Electronics
|
|
|
100
|
|
|
|
132,975
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
249,347
|
|
|
|
|
|
|
|
|
|
|
|
|
SWITZERLAND — 2.3%
|
|
|
Roche Holding
|
|
|
1,000
|
|
|
|
221,306
|
|
|
|
|
|
|
|
|
|
|
|
|
THAILAND — 1.7%
|
|
|
BEC World
|
|
|
30,600
|
|
|
|
74,396
|
|
|
PTT Exploration & Production
|
|
|
16,000
|
|
|
|
89,068
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
163,464
|
|
|
|
|
|
|
|
|
|
|
|
|
TURKEY — 1.0%
|
|
|
Tupras Turkiye Petrol Rafinerileri
|
|
|
3,400
|
|
|
|
93,760
|
|
|
|
|
|
|
|
|
|
|
|
|
UNITED KINGDOM — 9.5%
|
|
|
British American Tobacco
|
|
|
3,500
|
|
|
|
182,238
|
|
|
GlaxoSmithKline
|
|
|
3,000
|
|
|
|
68,777
|
|
|
Informa
|
|
|
18,600
|
|
|
|
141,302
|
|
|
Lloyds Banking Group*
|
|
|
115,700
|
|
|
|
94,796
|
|
|
Persimmon*
|
|
|
7,500
|
|
|
|
100,215
|
|
|
Royal Dutch Shell, Cl B
|
|
|
2,900
|
|
|
|
105,510
|
|
|
SABMiller
|
|
|
2,100
|
|
|
|
104,913
|
|
|
Sage Group
|
|
|
20,300
|
|
|
|
103,895
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
901,646
|
|
|
|
|
|
|
|
|
|
|
|
|
UNITED STATES — 30.2%
|
|
|
ACE
|
|
|
1,500
|
|
|
|
127,995
|
|
|
AGCO
|
|
|
2,600
|
|
|
|
137,800
|
|
|
AT&T
|
|
|
3,400
|
|
|
|
118,286
|
|
|
Bristol-Myers Squibb
|
|
|
1,500
|
|
|
|
54,210
|
|
|
Cameron International
|
|
|
1,300
|
|
|
|
82,303
|
|
|
Caterpillar
|
|
|
1,300
|
|
|
|
127,907
|
|
|
Dun & Bradstreet
|
|
|
2,300
|
|
|
|
187,542
|
|
|
|
|
|
|
THE ADVISORS’ INNER CIRCLE FUND
|
|
WESTWOOD GLOBAL EQUITY FUND
|
|
|
|
JANUARY 31, 2013 (Unaudited)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
COMMON STOCK — continued
|
|
|
|
|
Shares
|
|
|
Value
|
|
|
|
|
|
|
|
|
|
|
|
|
UNITED STATES — continued
|
|
|
Exxon Mobil
|
|
|
900
|
|
|
$
|
80,973
|
|
|
Freeport-McMoRan
Copper & Gold
|
|
|
1,900
|
|
|
|
66,975
|
|
|
Honeywell International
|
|
|
3,200
|
|
|
|
218,368
|
|
|
International Business Machines
|
|
|
900
|
|
|
|
182,763
|
|
|
JPMorgan Chase
|
|
|
4,900
|
|
|
|
230,545
|
|
|
Kraft Foods Group
|
|
|
900
|
|
|
|
41,598
|
|
|
MetLife
|
|
|
3,300
|
|
|
|
123,222
|
|
|
Mondelez International, Cl A
|
|
|
2,700
|
|
|
|
75,033
|
|
|
Moody’s
|
|
|
4,400
|
|
|
|
241,208
|
|
|
Omnicom Group
|
|
|
2,500
|
|
|
|
135,700
|
|
|
Philip Morris International
|
|
|
1,600
|
|
|
|
141,056
|
|
|
Raytheon
|
|
|
1,800
|
|
|
|
94,824
|
|
|
Stanley Black & Decker
|
|
|
1,500
|
|
|
|
115,245
|
|
|
T. Rowe Price Group
|
|
|
1,400
|
|
|
|
100,030
|
|
|
Williams
|
|
|
5,000
|
|
|
|
175,250
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
2,858,833
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Total Common Stock
(Cost $7,653,515)
|
|
|
|
|
|
|
7,865,496
|
|
|
|
|
|
|
|
|
|
|
|
|
EXCHANGE TRADED FUNDS — 1.8%
|
|
|
iShares MSCI France Index Fund
|
|
|
2,600
|
|
|
|
63,258
|
|
|
iShares MSCI Germany Index Fund
|
|
|
1,400
|
|
|
|
35,994
|
|
|
iShares MSCI Italy Index Fund
|
|
|
5,300
|
|
|
|
75,260
|
|
|
|
|
|
|
|
|
|
|
|
|
(Cost $169,228)
|
|
|
|
|
|
|
174,512
|
|
|
|
|
|
|
|
|
|
|
|
|
SHORT-TERM INVESTMENT — 14.7%
|
|
|
SEI Daily Income Trust, Government
Money Market Fund,
Cl A, 0.020% (A)
(Cost
$1,386,672)
|
|
|
1,386,672
|
|
|
|
1,386,672
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Total Investments — 99.7%
(Cost $9,209,415)†
|
|
|
$
|
9,426,680
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Percentages are based upon Net Assets of $9,454,484.
|
|
(A)
|
|
The rate reported is the 7-day effective yield as of January 31, 2013.
|
|
*
|
|
Non-income producing security.
|
|
|
|
ADR – American Depositary Receipt
|
|
|
|
MSCI – Morgan Stanley Capital International
|
|
†
|
|
At January 31, 2013, the tax basis cost of the Fund’s investments was $9,209,415, and the unrealized appreciation and depreciation were
$271,318 and $(54,053), respectively.
|
As of January 31, 2013, all of the Fund’s investments were
considered Level 1, in accordance with ASC-820.
For the period ended January 31, 2013, there were no transfers between Level 1 and
Level 2 assets and liabilities. Transfers, if any, between levels are considered to have occurred as of the end of the period. For the period ended January 31, 2013, there were no Level 3 securities.
For information regarding the Fund’s policy regarding valuation of investments and other significant accounting policies, please
refer to the Fund’s most financial statements.
WHG-QH-015-0100
|
|
|
|
|
THE ADVISORS’ INNER CIRCLE FUND
|
|
WESTWOOD GLOBAL DIVIDEND FUND
|
|
|
|
JANUARY 31, 2013 (Unaudited)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
SCHEDULE OF INVESTMENTS
|
|
|
COMMON STOCK — 86.6%
|
|
|
|
|
Shares
|
|
|
Value
|
|
|
|
|
|
|
|
|
|
|
|
|
AUSTRIA — 2.8%
|
|
|
Vienna Insurance Group Wiener
|
|
|
|
|
|
|
|
|
|
Versicherung Gruppe
|
|
|
800
|
|
|
$
|
42,347
|
|
|
Voestalpine
|
|
|
1,700
|
|
|
|
62,253
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
104,600
|
|
|
|
|
|
|
|
|
|
|
|
|
BELGIUM — 2.3%
|
|
|
Anheuser-Busch InBev
|
|
|
700
|
|
|
|
60,734
|
|
|
Umicore
|
|
|
500
|
|
|
|
26,036
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
86,770
|
|
|
|
|
|
|
|
|
|
|
|
|
BRAZIL — 1.4%
|
|
|
Petroleo Brasileiro ADR
|
|
|
1,200
|
|
|
|
21,936
|
|
|
Vale ADR, Cl B
|
|
|
1,400
|
|
|
|
28,238
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
50,174
|
|
|
|
|
|
|
|
|
|
|
|
|
CANADA — 1.1%
|
|
|
Intact Financial, Cl Common Subscription Receipt
|
|
|
600
|
|
|
|
39,499
|
|
|
|
|
|
|
|
|
|
|
|
|
CZECH REPUBLIC — 0.9%
|
|
|
CEZ
|
|
|
1,000
|
|
|
|
32,386
|
|
|
|
|
|
|
|
|
|
|
|
|
FRANCE — 6.1%
|
|
|
AXA
|
|
|
1,100
|
|
|
|
20,372
|
|
|
BNP Paribas
|
|
|
600
|
|
|
|
37,646
|
|
|
Schneider Electric
|
|
|
700
|
|
|
|
53,321
|
|
|
Total
|
|
|
800
|
|
|
|
43,373
|
|
|
Unibail-Rodamco
|
|
|
300
|
|
|
|
70,897
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
225,609
|
|
|
|
|
|
|
|
|
|
|
|
|
GERMANY — 3.8%
|
|
|
Hannover Rueckversicherung
|
|
|
1,300
|
|
|
|
104,954
|
|
|
RWE
|
|
|
1,000
|
|
|
|
37,618
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
142,572
|
|
|
|
|
|
|
|
|
|
|
|
|
HONG KONG — 4.4%
|
|
|
ASM Pacific Technology
|
|
|
2,800
|
|
|
|
35,382
|
|
|
CNOOC
|
|
|
17,000
|
|
|
|
35,116
|
|
|
Samsung Electronics GDR (A)
|
|
|
100
|
|
|
|
38,985
|
|
|
VTech Holdings
|
|
|
3,100
|
|
|
|
35,715
|
|
|
Zoomlion Heavy Industry Science and Technology
|
|
|
13,500
|
|
|
|
18,347
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
163,545
|
|
|
|
|
|
|
|
|
|
|
|
|
JAPAN — 4.5%
|
|
|
Astellas Pharma
|
|
|
800
|
|
|
|
40,724
|
|
|
Canon
|
|
|
1,400
|
|
|
|
51,517
|
|
|
Japan Tobacco
|
|
|
1,400
|
|
|
|
43,587
|
|
|
Nippon Telegraph & Telephone
|
|
|
700
|
|
|
|
29,318
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
165,146
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
COMMON STOCK — continued
|
|
|
|
|
Shares
|
|
|
Value
|
|
|
|
|
|
|
|
|
|
|
|
|
LUXEMBOURG — 1.4%
|
|
|
Tenaris
|
|
|
2,400
|
|
|
$
|
50,315
|
|
|
|
|
|
|
|
|
|
|
|
|
MALAYSIA — 0.4%
|
|
|
CIMB Group Holdings
|
|
|
6,100
|
|
|
|
14,156
|
|
|
|
|
|
|
|
|
|
|
|
|
NETHERLANDS — 3.2%
|
|
|
Akzo Nobel
|
|
|
400
|
|
|
|
27,368
|
|
|
ING Groep
|
|
|
3,300
|
|
|
|
33,377
|
|
|
Koninklijke Philips Electronics
|
|
|
700
|
|
|
|
21,870
|
|
|
Wereldhave
|
|
|
500
|
|
|
|
34,474
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
117,089
|
|
|
|
|
|
|
|
|
|
|
|
|
NEW ZEALAND — 1.2%
|
|
|
Sky Network Television
|
|
|
10,600
|
|
|
|
46,079
|
|
|
|
|
|
|
|
|
|
|
|
|
SINGAPORE — 1.9%
|
|
|
Keppel
|
|
|
5,700
|
|
|
|
52,963
|
|
|
Singapore Press Holdings
|
|
|
5,500
|
|
|
|
18,220
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
71,183
|
|
|
|
|
|
|
|
|
|
|
|
|
SWITZERLAND — 1.8%
|
|
|
Roche Holding
|
|
|
300
|
|
|
|
66,392
|
|
|
|
|
|
|
|
|
|
|
|
|
TAIWAN — 0.5%
|
|
|
TSRC
|
|
|
9,000
|
|
|
|
18,258
|
|
|
|
|
|
|
|
|
|
|
|
|
THAILAND — 3.1%
|
|
|
BEC World
|
|
|
35,800
|
|
|
|
87,039
|
|
|
Thai Oil
|
|
|
11,000
|
|
|
|
27,205
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
114,244
|
|
|
|
|
|
|
|
|
|
|
|
|
TURKEY — 1.0%
|
|
|
Tupras Turkiye Petrol Rafinerileri
|
|
|
1,400
|
|
|
|
38,607
|
|
|
|
|
|
|
|
|
|
|
|
|
UNITED KINGDOM — 12.7%
|
|
|
British American Tobacco
|
|
|
1,000
|
|
|
|
52,068
|
|
|
Centrica
|
|
|
8,300
|
|
|
|
46,100
|
|
|
Close Brothers Group
|
|
|
2,800
|
|
|
|
43,897
|
|
|
Fresnillo
|
|
|
1,600
|
|
|
|
42,073
|
|
|
GlaxoSmithKline
|
|
|
1,700
|
|
|
|
38,973
|
|
|
Informa
|
|
|
7,600
|
|
|
|
57,737
|
|
|
Royal Dutch Shell, Cl B
|
|
|
800
|
|
|
|
29,106
|
|
|
Sage Group
|
|
|
10,000
|
|
|
|
51,180
|
|
|
Segro
|
|
|
8,600
|
|
|
|
33,853
|
|
|
Standard Chartered
|
|
|
1,200
|
|
|
|
31,926
|
|
|
Vodafone Group
|
|
|
16,300
|
|
|
|
44,491
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
471,404
|
|
|
|
|
|
|
|
|
|
|
|
|
UNITED STATES — 32.1%
|
|
|
ACE
|
|
|
1,100
|
|
|
|
93,863
|
|
|
AT&T
|
|
|
1,600
|
|
|
|
55,664
|
|
|
|
|
|
|
THE ADVISORS’ INNER CIRCLE FUND
|
|
WESTWOOD GLOBAL DIVIDEND FUND
|
|
|
|
JANUARY 31, 2013 (Unaudited)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
COMMON STOCK — continued
|
|
|
|
|
Shares
|
|
|
Value
|
|
|
|
|
|
|
|
|
|
|
|
|
UNITED STATES — continued
|
|
|
Bristol-Myers Squibb
|
|
|
2,200
|
|
|
$
|
79,508
|
|
|
Dun & Bradstreet
|
|
|
500
|
|
|
|
40,770
|
|
|
Freeport-McMoRan Copper & Gold
|
|
|
1,300
|
|
|
|
45,825
|
|
|
Honeywell International
|
|
|
1,400
|
|
|
|
95,536
|
|
|
International Business Machines
|
|
|
400
|
|
|
|
81,228
|
|
|
JPMorgan Chase
|
|
|
2,100
|
|
|
|
98,805
|
|
|
Kinder Morgan Energy Partners
|
|
|
1,100
|
|
|
|
97,790
|
|
|
Kraft Foods Group
|
|
|
500
|
|
|
|
23,110
|
|
|
MetLife
|
|
|
1,500
|
|
|
|
56,010
|
|
|
Mondelez International, Cl A
|
|
|
1,500
|
|
|
|
41,685
|
|
|
National Retail Properties
|
|
|
2,400
|
|
|
|
76,848
|
|
|
Philip Morris International
|
|
|
1,000
|
|
|
|
88,160
|
|
|
Raytheon
|
|
|
800
|
|
|
|
42,144
|
|
|
Stanley Black & Decker
|
|
|
600
|
|
|
|
46,098
|
|
|
T. Rowe Price Group
|
|
|
600
|
|
|
|
42,870
|
|
|
Williams
|
|
|
2,400
|
|
|
|
84,120
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
1,190,034
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Total Common Stock
(Cost $3,112,470)
|
|
|
|
|
|
|
3,208,062
|
|
|
|
|
|
|
|
|
|
|
|
|
SHORT-TERM INVESTMENT — 13.5%
|
|
|
SEI Daily Income Trust, Government
Money Market Fund,
Cl A, 0.020% (B)
(Cost
$501,625)
|
|
|
501,625
|
|
|
|
501,625
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Total Investments — 100.1%
(Cost $3,614,095)†
|
|
|
$
|
3,709,687
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Percentages are based upon Net Assets of $3,706,167.
|
|
(A)
|
|
Securities sold within terms of a private placement memorandum, exempt from registration under Section 144A of the Securities Act of 1933, as
amended, and may be sold only to dealers in that program or other “accredited investors.” These securities have been determined to be liquid under guidelines established by the Board of Trustees.
|
|
(B)
|
|
The rate reported is the 7-day effective yield as of January 31, 2013.
|
|
|
|
ADR – American Depositary Receipt
|
|
|
|
GDR – Global Depositary Receipt
|
|
†
|
|
At January 31, 2013, the tax basis cost of the Fund’s investments was $3,614,095, and the unrealized appreciation and depreciation were
$128,861 and $(33,270), respectively.
|
As of January 31, 2013, all of the Fund’s investments
were considered Level 1, in accordance with ASC-820.
For the period ended January 31, 2013, there were no
transfers between Level 1 and Level 2 assets and liabilities. Transfers, if any, between levels are considered to have occurred as of the end of the period. For the period ended January 31, 2013, there were no Level 3 securities.
For information regarding the Fund’s policy regarding valuation of investments and
other significant accounting policies, please refer to the Fund’s most recent financial statements.
WHG-QH-014-0100
|
Item 2.
|
Controls and Procedures
|
(a) The
registrant’s principal executive and principal financial officers, or persons performing similar functions, have concluded that the Registrant’s disclosure controls and procedures (as defined in Rule 30a-3(c) under the Investment Company
Act of 1940 (the “1940 Act”)) are effective, based on the evaluation of these controls and procedures required by Rule 30a-3(b) under the 1940 Act and Rules 13a-15(b) or 15d-15(b) under the Securities Exchange Act of 1934 as of a date
within 90 days of the filing date of this report.
(b) There were no significant changes in the registrant’s internal control over
financial reporting (as defined in Rule 30a-3(d) under the 1940 Act) that occurred during the registrant’s last fiscal quarter that have materially affected, or are reasonably likely to materially affect, the registrant’s internal control
over financial reporting.
(a) A separate certification
for the principal executive officer and the principal financial officer of the registrant as required by Rule 30a-2(a) under the Investment Company Act of 1940, as amended (17 CFR 270.30a-2(a)), are filed herewith.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned,
thereunto duly authorized.
|
|
|
|
|
|
|
|
|
(Registrant)
|
|
|
|
|
|
The Advisors’ Inner Circle Fund
|
|
|
|
|
|
|
By (Signature and Title)
|
|
|
|
|
|
/s/ Michael Beattie
|
|
|
|
|
|
|
|
Michael Beattie
|
|
|
|
|
|
|
|
President
|
|
|
|
|
|
|
Date: March 28, 2013
|
|
|
|
|
|
|
Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, this report
has been signed below by the following persons on behalf of the registrant and in the capacities and on the dates indicated.
|
|
|
|
|
|
|
|
|
By (Signature and Title)
|
|
|
|
|
|
/s/ Michael Beattie
|
|
|
|
|
|
|
|
Michael Beattie
|
|
|
|
|
|
|
|
President
|
Date:
March 28, 2013
|
|
|
|
|
|
|
|
|
By (Signature and Title)
|
|
|
|
|
|
/s/ Michael Lawson
|
|
|
|
|
|
|
|
Michael Lawson
|
|
|
|
|
|
|
|
Treasurer, Controller & CFO
|
Date: March 28, 2013