- Current report filing (8-K)
April 19 2012 - 4:33PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant to Section 13 or 15(d) of
The
Securities Exchange Act of 1934
Date
of Report (Date of earliest event reported): April 19, 2012
E*TRADE
Financial Corporation
(Exact
name of registrant as specified in its charter)
Delaware
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1-11921
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94-2844166
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(State or other jurisdiction
of incorporation)
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(Commission File Number)
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(I.R.S. Employer
Identification No.)
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1271 Avenue of the Americas, 14th Floor, New York, New York
10020
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(Address
of principal executive offices and Zip Code)
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(646) 521-4300
(
Registrant’s
telephone number, including area code)
Not
Applicable
(Former
name or former address, if changed since last report)
Check the
appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant under any
of the following provisions:
⃞
Written
communications pursuant to Rule 425 under the Securities Act (17 CFR
230.425)
⃞
Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
⃞
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR
240.14d-2(b))
⃞
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR
240.13e-4(c))
ITEM 2.02.
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RESULTS OF OPERATIONS AND FINANCIAL CONDITION
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On April 19, 2012, the Company announced its first quarter earnings for
fiscal year 2012. A copy of the Company’s press release is attached
hereto as Exhibit 99.1 and incorporated by reference herein.
The information furnished shall not be deemed “filed” for purposes of
Section 18 of the Securities Exchange Act of 1934, or incorporated by
reference into any filing thereunder or under the Securities Act of 1933
unless expressly set forth by specific reference in such filing.
ITEM 9.01.
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FINANCIAL STATEMENTS AND EXHIBITS
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(d)
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Exhibits
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99.1
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Earnings Press Release, dated April 19, 2012
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SIGNATURE
Pursuant
to the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
Dated:
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April 19, 2012
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E*TRADE FINANCIAL CORPORATION
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By:
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/s/ Karl A. Roessner
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Karl A. Roessner
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Corporate Secretary
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