Sirius Minerals Plc Holding(s) in Company (1156K)
April 14 2015 - 2:01AM
UK Regulatory
TIDMSXX
RNS Number : 1156K
Sirius Minerals Plc
14 April 2015
For filings with the FCA
include the annex
For filings with issuer exclude
the annex
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i)
------------------------------------------------------------------------------------------------------
1. Identity of the issuer or Sirius Minerals plc
the underlying issuer
of existing shares to which
voting rights are
attached: (ii)
--------------------------------------------------------------- -------------------------------------
2 Reason for the notification (please tick the appropriate
box or boxes):
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An acquisition or disposal of voting rights
--------------------------------------------------------------------------------------------------
An acquisition or disposal of qualifying financial
instruments which may result in the acquisition
of shares already issued to which voting rights
are attached
--------------------------------------------------------------------------------------------------
An acquisition or disposal of instruments with
similar economic effect to qualifying financial
instruments
--------------------------------------------------------------------------------------------------
An event changing the breakdown of voting rights
--------------------------------------------------------------------------------------------------
Other (please Change in company's total voting X
specify): rights
--------------------------------------------------------- ---------------------------------------
3. Full name of person(s) The Capital Group Companies,
subject to the Inc.
notification obligation:
(iii)
----------------------------------------------------------- -----------------------------------------
4. Full name of shareholder(s) See Schedule A
(if different from 3.):(iv)
----------------------------------------------------------- -----------------------------------------
5. Date of the transaction 10 April 2015
and date on
which the threshold is
crossed or
reached: (v)
----------------------------------------------------------- -----------------------------------------
6. Date on which issuer 13 April 2015
notified:
----------------------------------------------------------- -----------------------------------------
7. Threshold(s) that is/are Below 12%
crossed or
reached: (vi, vii)
----------------------------------------------------------- -----------------------------------------
8. Notified details:
----------------------------------------------------------------------------------------------------------------------------------
A: Voting rights attached to shares (viii, ix)
----------------------------------------------------------------------------------------------------------------------------------
Class/type Situation previous Resulting situation after
of to the triggering the triggering transaction
shares transaction
if possible
using
the ISIN
CODE
--------------------- -------------------------------------------- -------------------------------------------------------------
Number Number Number Number of % of voting
of of of voting rights (x)
Shares Voting shares rights
Rights
--------------------- -------------------------- ---------------- --------- ----------------------- -------------------------
Direct Direct Indirect Direct Indirect
(xi) (xii)
--------------------- --------- ----------- ------------ --------- --------- ------------ ------------ -----------
Ordinary
Shares
(GB00B0DG3H29) 208,692,970 208,692,970 208,692,970 9.643%
--------------------- -------------------------- ---------------- --------- --------- ------------ ------------ -----------
B: Qualifying Financial Instruments
----------------------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
----------------------------------------------------------------------------------------------------------------------------------
Type of financial Expiration Exercise/ Number of voting % of voting
instrument date Conversion rights that rights
(xiii) Period (xiv) may be
acquired if
the
instrument
is
exercised/
converted.
------------------------- ------------------------ --------------------------- ------------------------- ---------------------
Warrants 14 Sep
(ISIN: GB00BKJ9V379) 2015 50,000,000 2.310%
------------------------- ------------------------ --------------------------- ------------------------- ---------------------
C: Financial Instruments with similar economic effect
to Qualifying Financial Instruments (xv, xvi)
----------------------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
----------------------------------------------------------------------------------------------------------------------------------
Type of financial Exercise Expiration Exercise/ Number of voting % of voting
instrument price date Conversion rights instrument rights (xix,
(xvii) period refers to xx)
(xviii)
----------------------- ----------- --------------- ----------------------- ------------------------- -----------------------
Nominal Delta
----------------------- ----------- --------------- ----------------------- ------------------------- ------------ ---------
Total (A+B+C)
----------------------------------------------------------------------------------------------------------------------------------
Number of voting rights Percentage of voting rights
--------------------------------------------------------------------- -----------------------------------------------------------
258,692,970 11.954%
--------------------------------------------------------------------- -----------------------------------------------------------
9. Chain of controlled undertakings through which the
voting rights and/or the
financial instruments are effectively held, if applicable:
(xxi)
-----------------------------------------------------------------
See Schedule A
Proxy Voting:
-----------------------------------------------------------------
10. Name of the proxy holder:
--------------------------------------------------------------
11. Number of voting rights proxy
holder will cease
to hold:
--------------------------------------------------------------
12. Date on which proxy holder will
cease to hold
voting rights:
--------------------------------------------------------------
13. Additional information:
------------------------------------------------------------ ---
14. Contact name:
------------------------------------------------------------ ---
15. Contact telephone number:
------------------------------------------------------------ ---
Note: Annex should only be submitted to the FCA not
the issuer
Annex: Notification of major interests in share
A: Identity of the persons or legal entity subject to
the notification obligation
---------------------------------------------------------------------
Full name The Capital Group Companies,
(including legal form of Inc.
legal entities)
------------------------------------ -------------------------------
Contact address 333 South Hope Street, 55(th)
(registered office for legal Floor
entities) Los Angeles, California 90071
------------------------------------ -------------------------------
Phone number & email (213) 615-0469 &
GRGroup@capgroup.com
------------------------------------ -------------------------------
Other useful information
(at least legal representative
for legal persons)
------------------------------------ -------------------------------
B: Identity of the notifier, if applicable
---------------------------------------------------------------------
Full name Vivien Tan
------------------------------------ -------------------------------
Contact address 333 South Hope Street, 55(th)
Floor
Los Angeles, California 90071
------------------------------------ -------------------------------
Phone number & email (213) 615-0469 &
GRGroup@capgroup.com
------------------------------------ -------------------------------
Other useful information Fax: (213) 615-4056
(e.g. functional relationship
with the person or legal
entity subject to the notification
obligation)
------------------------------------ -------------------------------
C: Additional information
---------------------------------------------------------------------
For notes on how to complete form TR-1 please see the
FCA website.
This information is provided by RNS
The company news service from the London Stock Exchange
END
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