Sarossa PLC Holding(s) in Company (4323L)
January 11 2016 - 4:25AM
UK Regulatory
TIDMSARS
RNS Number : 4323L
Sarossa PLC
11 January 2016
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i)
--------------------------------------------------
1. Identity of the issuer or the underlying Sarossa Plc
issuer
of existing shares to which voting rights
are
attached: (ii)
---------------------------------------------------- ------------------------------------------
2 Reason for the notification (please tick the appropriate box or boxes):
------------------------------------------------------------------------------------------------
An acquisition or disposal of voting rights
-------------------------------------------------------------------------------------- --------
An acquisition or disposal of qualifying financial instruments
which may result in the acquisition of shares already issued to
which voting rights are attached
-------------------------------------------------------------------------------------- --------
An acquisition or disposal of instruments with similar economic
effect to qualifying financial instruments
-------------------------------------------------------------------------------------- --------
An event changing the breakdown of voting rights
-------------------------------------------------------------------------------------- --------
Other (please Increase due to company share buyback program X
specify):
------------------ ------------------------------------------------------------------ --------
3. Full name of person(s) subject Richard Griffiths and controlled undertakings
to the
notification obligation: (iii)
------------------------------------------ ----------------------------------------------------
4. Full name of shareholder(s)
(if different from 3.):(iv)
------------------------------------------ ----------------------------------------------------
5. Date of the transaction and date 8 January 2016
on
which the threshold is crossed
or
reached: (v)
------------------------------------------ ----------------------------------------------------
6. Date on which issuer notified: 11 January 2016
------------------------------------------ ----------------------------------------------------
7. Threshold(s) that is/are crossed > 33,34,35,36,37,38%
or
reached: (vi, vii)
------------------------------------------ ----------------------------------------------------
8. Notified details:
-----------------------------------------------------------------------------------------------------------------------------
A: Voting rights attached to shares (viii, ix)
-----------------------------------------------------------------------------------------------------------------------------
Class/type Situation previous Resulting situation after the triggering
of to the triggering transaction
shares transaction
if possible
using
the ISIN CODE
-------------- ------------------------------------ -----------------------------------------------------------------------
Number Number Number Number of voting % of voting rights
of of of shares rights (x)
Shares Voting
Rights
-------------- ---------------- ------------------ -------------- ------------------------- ----------------------------
Direct Direct Indirect Direct Indirect
(xi) (xii)
-------------- ----- ------- ------ ----- --- -------------- -------------- --------- -------------- ------------
JE00BKWBZV64 177,199,249 177,199,249 177,199,249 177,199,249 38.13%
---------------- ------------------ -------------- -------------- --------- -------------- ------------
B: Qualifying Financial Instruments
-----------------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
-----------------------------------------------------------------------------------------------------------------------------
Type of financial Expiration Exercise/ Number of voting % of voting
instrument date (xiii) Conversion Period rights that may rights
(xiv) be
acquired if the
instrument is
exercised/ converted.
----------------------- --------------- -------------------------------- ------------------------------ -----------------
C: Financial Instruments with similar economic effect to Qualifying Financial
Instruments (xv, xvi)
-----------------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
-----------------------------------------------------------------------------------------------------------------------------
Type of Exercise Expiration Exercise/ Number of voting % of voting rights
financial price date (xvii) Conversion rights instrument (xix, xx)
instrument period refers to
(xviii)
---------------- -------------- ------------- ------------------- ------------------------------ -----------------------
Nominal Delta
---------------- -------------- ------------- ------------------- ------------------------------ ------------ ---------
Total (A+B+C)
-----------------------------------------------------------------------------------------------------------------------------
Number of voting rights Percentage of voting rights
------------------------------------------------------------------ ---------------------------------------------------------
177,199,249 38.13%
------------------------------------------------------------------ ---------------------------------------------------------
9. Chain of controlled undertakings through which the voting rights and/or
the
financial instruments are effectively held, if applicable: (xxi)
--------------------------------------------------------------------------------
Blake Holdings
Limited 170,725,265
Oak Trust Limited 4,933,438
RG direct holdings 1,540,546
Total 177,199,249
------------
The above undertakings are all controlled by Richard Griffiths.
Proxy Voting:
--------------------------------------------------------------------------------
10. Name of the proxy holder:
--------------------------------------------------- ---------------------------
11. Number of voting rights proxy holder will
cease
to hold:
--------------------------------------------------- ---------------------------
12. Date on which proxy holder will cease to
hold
voting rights:
--------------------------------------------------- ---------------------------
13. Additional information:
---------------------------------------- --------------------------------------
14. Contact name: James Sutcliffe
---------------------------------------- --------------------------------------
15. Contact telephone number: 01534 719761
---------------------------------------- --------------------------------------
Note: Annex should only be submitted to the FSA not the issuer
Annex: Notification of major interests in share
A: Identity of the persons or legal entity subject to the notification
obligation
-------------------------------------------------------------------------
Full name
(including legal form of legal entities)
-----------------------------------------------------------------------
Contact address
(registered office for legal entities)
-----------------------------------------------------------------------
Phone number & email
-----------------------------------------------------------------------
Other useful information
(at least legal representative for
legal persons)
-----------------------------------------------------------------------
B: Identity of the notifier, if applicable
-------------------------------------------------------------------------
Full name
-----------------------------------------------------------------------
Contact address
-----------------------------------------------------------------------
Phone number & email
-----------------------------------------------------------------------
Other useful information
(e.g. functional relationship with
the person or legal entity subject
to the notification obligation)
-----------------------------------------------------------------------
C: Additional information
January 11, 2016 04:25 ET (09:25 GMT)
-------------------------------------------------------------------------
For notes on how to complete form TR-1 please see the FSA website.
This information is provided by RNS
The company news service from the London Stock Exchange
END
HOLAKDDBCBKKNDD
(END) Dow Jones Newswires
January 11, 2016 04:25 ET (09:25 GMT)
Sarossa (LSE:SARS)
Historical Stock Chart
From Apr 2024 to May 2024
Sarossa (LSE:SARS)
Historical Stock Chart
From May 2023 to May 2024
