TIDMRSA
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1%
OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of
interest and short
positions disclosed, if
different from 1(a):
(c) Name of offeror/offeree RSA INSURANCE GROUP PLC
in relation to whose
relevant securities this form relates:
(d) If an exempt fund manager
connected with an
offeror/offeree, state this
and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 29 July 2015
(f) In addition to the company in 1(c) NO
above, is the discloser making
disclosures in respect of any
other party to the offer?
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in
more than one class of relevant securities of the offeror or
offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for
each additional class of relevant security.
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following
the dealing (if any)
Class of relevant ORD
security:
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 8,946,661 0.88% 6,441,283 0.63%
(2) Cash-settled derivatives:
4,728,465 0.47% 1,197,331 0.12%
(3) Stock-settled derivatives (including options)
and agreements to purchase/DEALING: 0 0.00% 3,650,000 0.36%
TOTAL: 13,675,126 1.34% 11,288,614 1.11%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions
(including traded options), or agreements to purchase or sell
relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
(b) Rights to subscribe for new securities (including directors'
and other employee options)
Class of relevant security in relation
to which subscription right exists:
Details, including nature of the rights
concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(c), copy
table 3(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a) Purchases and sales
Class of relevant Purchase/DEALING Number of Price per unit
security securities
ORD Purchase 32 5.0775 GBP
ORD Purchase 379 5.0650 GBP
ORD Purchase 500 5.1052 GBP
ORD Purchase 591 5.0450 GBP
ORD Purchase 772 5.1775 GBP
ORD Purchase 774 5.1625 GBP
ORD Purchase 775 5.1575 GBP
ORD Purchase 777 5.1425 GBP
ORD Purchase 780 5.1275 GBP
ORD Purchase 781 5.1175 GBP
ORD Purchase 788 5.0725 GBP
ORD Purchase 790 5.0575 GBP
ORD Purchase 791 5.0525 GBP
ORD Purchase 811 5.1627 GBP
ORD Purchase 988 5.1300 GBP
ORD Purchase 994 5.0550 GBP
ORD Purchase 1,709 5.1500 GBP
ORD Purchase 1,809 5.0700 GBP
ORD Purchase 2,303 5.0902 GBP
ORD Purchase 2,734 5.1100 GBP
ORD Purchase 2,990 5.1852 GBP
ORD Purchase 3,109 5.1429 GBP
ORD Purchase 3,370 5.0850 GBP
ADR Purchase 3,445 8.1676 USD
ORD Purchase 4,117 5.1149 GBP
ORD Purchase 5,778 5.1825 GBP
ORD Purchase 6,960 5.1600 GBP
ORD Purchase 8,138 5.1200 GBP
ORD Purchase 9,515 5.1700 GBP
ORD Purchase 11,169 5.1900 GBP
ORD Purchase 16,547 5.0761 GBP
ORD Purchase 17,500 5.1350 GBP
ORD Purchase 17,500 5.1400 GBP
ORD Purchase 21,570 5.1650 GBP
ORD Purchase 26,362 5.1050 GBP
ADR Purchase 28,325 8.1538 USD
ORD Purchase 36,199 5.0800 GBP
ORD Purchase 42,196 5.0908 GBP
ORD Purchase 43,249 5.1850 GBP
ORD Purchase 43,649 5.0686 GBP
ORD Purchase 45,743 5.1371 GBP
ORD Purchase 46,062 5.0900 GBP
ORD Purchase 47,985 5.1800 GBP
ORD Purchase 55,342 5.1144 GBP
ORD Purchase 58,406 5.1781 GBP
ORD Purchase 61,037 5.1282 GBP
ORD Purchase 72,047 5.1183 GBP
ORD Purchase 76,485 5.0487 GBP
ORD Purchase 132,510 5.1297 GBP
ORD Purchase 154,647 5.0688 GBP
ORD Purchase 261,288 5.1398 GBP
ORD Purchase 323,325 5.1072 GBP
ORD Purchase 500,009 5.1384 GBP
ORD Sale 15 5.0906 GBP
ORD Sale 32 5.0775 GBP
ORD Sale 379 5.0650 GBP
ORD Sale 591 5.0450 GBP
ORD Sale 771 5.0905 GBP
ORD Sale 772 5.1775 GBP
ORD Sale 774 5.1625 GBP
ORD Sale 775 5.1575 GBP
ORD Sale 777 5.1425 GBP
ORD Sale 780 5.1275 GBP
ORD Sale 781 5.1175 GBP
ORD Sale 788 5.0725 GBP
ORD Sale 790 5.0575 GBP
ORD Sale 791 5.0525 GBP
ORD Sale 988 5.1300 GBP
ORD Sale 994 5.0550 GBP
ORD Sale 1,367 5.0850 GBP
ORD Sale 1,464 5.1737 GBP
ORD Sale 1,709 5.1500 GBP
ORD Sale 2,305 5.1543 GBP
ORD Sale 2,734 5.1100 GBP
ADR Sale 3,445 8.1676 USD
ORD Sale 5,166 5.1200 GBP
ORD Sale 5,354 5.1050 GBP
ORD Sale 5,778 5.1825 GBP
ORD Sale 6,250 5.1155 GBP
ORD Sale 6,506 5.0913 GBP
ORD Sale 6,960 5.1600 GBP
ORD Sale 7,964 5.1400 GBP
ORD Sale 8,475 5.1489 GBP
ORD Sale 8,700 5.1714 GBP
ORD Sale 8,909 5.1392 GBP
ORD Sale 9,515 5.1700 GBP
ORD Sale 10,517 5.1650 GBP
ORD Sale 10,950 5.1339 GBP
ORD Sale 11,128 5.1002 GBP
ORD Sale 11,169 5.1900 GBP
ORD Sale 13,581 5.0900 GBP
ORD Sale 14,394 5.1350 GBP
ORD Sale 14,906 5.1850 GBP
ORD Sale 14,966 5.0800 GBP
ORD Sale 16,417 5.1114 GBP
ORD Sale 16,792 5.1540 GBP
ORD Sale 24,231 5.1569 GBP
ADR Sale 28,325 8.1538 USD
ORD Sale 31,239 5.1405 GBP
ORD Sale 42,118 5.1441 GBP
ORD Sale 43,611 5.1076 GBP
ORD Sale 48,201 5.1188 GBP
ORD Sale 52,781 5.1800 GBP
ORD Sale 60,712 5.1389 GBP
ORD Sale 88,668 5.1419 GBP
ORD Sale 96,672 5.0953 GBP
ORD Sale 100,609 5.1181 GBP
ORD Sale 128,558 5.0943 GBP
ORD Sale 155,737 5.1502 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
ORD CFD Long 1,464 5.1737 GBP
ORD CFD Long 1,577 5.1354 GBP
ORD SWAP Long 6,506 5.0913 GBP
ORD CFD Long 8,700 5.1714 GBP
ORD CFD Long 9,373 5.1337 GBP
ORD CFD Long 20,000 5.1795 GBP
ORD SWAP Long 26,884 5.1005 GBP
ORD CFD Long 27,325 5.1678 GBP
ORD SWAP Long 29,130 5.1034 GBP
ORD SWAP Long 40,579 5.1427 GBP
ORD CFD Long 155,737 5.1502 GBP
ORD SWAP Long 211,944 5.0905 GBP
ORD SWAP Short 300 5.1550 GBP
ORD CFD Short 2,445 5.1788 GBP
ORD CFD Short 13,779 5.0655 GBP
ORD SWAP Short 34,530 5.1041 GBP
ORD SWAP Short 42,196 5.0908 GBP
ORD SWAP Short 58,406 5.1781 GBP
ORD SWAP Short 154,647 5.0688 GBP
ORD CFD Short 198,905 5.1363 GBP
ORD SWAP Short 261,288 5.1398 GBP
ORD CFD Short 301,104 5.1397 GBP
ORD CFD Short 261,777 5.0953 GBP
(c) Stock-settled derivative transactions (including
options)
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number Exercise Type Expiry date Option
relevant description purchasing, of price e.g. money
security e.g. selling, securities per unit American, paid/
call varying to European received
option etc. which etc. per
option unit
relates
(ii) Exercise
Class of relevant Product Exercising/ Number Exercise price
security description exercised of securities per unit
e.g. call against
option
(d) Other dealings (including subscribing for new
securities)
Class of relevant Nature of dealing Details Price per unit (if
security e.g. subscription, applicable)
conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement,
or any agreement or understanding,
formal or informal, relating to relevant securities
which may be an inducement to
deal or refrain from dealing entered into by
the person making the disclosure and any
party to the offer or any person acting
in concert with a party to the offer:
Irrevocable commitments and letters of intent
should not be included. If there
are no such agreements, arrangements or understandings, state "none"
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or
understanding, formal or informal,
between the person making the disclosure
and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any
relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements
or understandings, state "none"
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 30 Jul 2015
Contact name: Jay Supaya
Telephone number: 020 7773 0635
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service and must also be emailed to the
Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market
Surveillance Unit is available for consultation in relation to the
Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION)
POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Identity of the person whose positions/dealings Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose RSA INSURANCE GROUP PLC
relevant securities this from relates:
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class Product Writing, Number Exercise Type Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
relates
ORD Call Written -3,650,000 540.0000 American 17 Jun 2016
Options
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the
interest or position can be fully understood:
It is not necessary to provide details on a Supplemental Form
(Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be
stated.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's disclosure requirements on
+44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
View source version on businesswire.com:
http://www.businesswire.com/news/home/DEALING/en/
This information is provided by Business Wire
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