Plant Health Care PLC Holding(s) in Company (0197H)
March 07 2018 - 10:02AM
UK Regulatory
TIDMPHC
RNS Number : 0197H
Plant Health Care PLC
07 March 2018
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant
issuer and to the FCA in Microsoft Word format if possible)(i)
-----------------------------------------------------------------------------------------------------
1a. Identity of the issuer Plant Healthcare Plc
or the underlying issuer
of existing shares to which
voting rights are attached(ii)
:
------------------------------------------------- --------------------------------------------------
1b. Please indicate if the issuer is a non-UK issuer
(please mark with an "X" if appropriate)
-----------------------------------------------------------------------------------------------------
Non-UK issuer
------------------------------------------------------------------------------------- --------------
2. Reason for the notification (please mark the appropriate
box or boxes with an "X")
-----------------------------------------------------------------------------------------------------
An acquisition or disposal of voting rights X
------------------------------------------------------------------------------------- --------------
An acquisition or disposal of financial instruments
------------------------------------------------------------------------------------- --------------
An event changing the breakdown of voting rights
------------------------------------------------------------------------------------- --------------
Other (please specify)(iii) : Dilution on placing X
of shares
------------------------------------------------------------------------------------- --------------
3. Details of person subject to the notification obligation(iv)
Name Richard Griffiths and controlled
undertakings
City and country of registered Jersey, Channel Islands
office (if applicable)
4. Full name of shareholder(s) (if different from 3)(v)
-----------------------------------------------------------------------------------------------------
Name
------------------------------------------------- --------------------------------------------------
City and country of registered
office (if applicable)
------------------------------------------------- --------------------------------------------------
5. Date on which the threshold 28 February 2018
was crossed or reached(vi)
:
------------------------------------------------- --------------------------------------------------
6. Date on which issuer notified
(DD/MM/YYYY): 7 March 2018
------------------------------------------------- --------------------------------------------------
7. Total positions of person(s) subject to the notification
obligation
-----------------------------------------------------------------------------------------------------
% of voting % of voting Total of Total number
rights attached rights through both in % of voting
to shares financial (8.A + 8.B) rights of
(total of instruments issuer(vii)
8. A) (total of
8.B 1 + 8.B
2)
---------------------- ------------------------- ---------------- ---------------- --------------
Resulting
situation
on the date
on which
threshold
was crossed
or reached 36.71% 0.00% 36.71% 172,822,881
---------------------- ------------------------- ---------------- ---------------- --------------
Position
of previous
notification
(if
applicable) 38.26% 0.00% 38.26%
---------------------- ------------------------- ---------------- ---------------- --------------
8. Notified details of the resulting situation on the
date on which the threshold was crossed or reached(viii)
--------------------------------------------------------------------------------------------------------------
A: Voting rights attached to shares
--------------------------------------------------------------------------------------------------------------
Class/type Number of voting rights(ix) % of voting rights
of
shares
ISIN code
(if possible)
----------------------
Direct Indirect Direct Indirect
(Art 9 of (Art 10 of (Art 9 of (Art 10 of
Directive Directive Directive Directive
2004/109/EC) 2004/109/EC) 2004/109/EC) 2004/109/EC)
(DTR5.1) (DTR5.2.1) (DTR5.1) (DTR5.2.1)
--------------------- --------------------- -------------- ------------------------------ ---------------
Ordinary
GB0009067447 63,447,432 36.71%
---------------------- --------------------- -------------- ------------------------------ ---------------
SUBTOTAL
8. A 63,447,432 36.71%
---------------------- ------------------------------------- -----------------------------------------------
B 1: Financial Instruments according to Art. 13(1)(a)
of Directive 2004/109/EC (DTR5.3.1.1 (a))
--------------------------------------------------------------------------------------------------------------
Type of financial Expiration Exercise/ Number of voting % of voting
instrument date(x) Conversion rights that rights
Period(xi) may be acquired
if the instrument
is
exercised/converted.
---------------------- --------------------- -------------- ------------------------------ ---------------
SUBTOTAL 8.
B 1
-------------- ------------------------------ ---------------
B 2: Financial Instruments with similar economic effect
according to Art. 13(1)(b) of Directive 2004/109/EC
(DTR5.3.1.1 (b))
--------------------------------------------------------------------------------------------------------------
Type of Expiration Exercise/ Physical Number % of voting
financial date(x) Conversion or cash of voting rights
instrument Period settlement(xii) rights
(xi)
--------------------- ---------------------- -------------- ----------------- ----------- ---------------
SUBTOTAL
8.B.2
----------------- ----------- ---------------
9. Information in relation to the person subject to
the notification obligation (please mark the
applicable box with an "X")
Person subject to the notification obligation is
not controlled by any natural person or legal entity
and does not control any other undertaking(s) holding
directly or indirectly an interest in the (underlying)
issuer(xiii)
Full chain of controlled undertakings through which X
the voting rights and/or the
financial instruments are effectively held starting
with the ultimate controlling natural person or
legal entity(xiv) (please add additional rows as
necessary)
---------------------------------------------------------------------- ---------------------
Name(xv) % of voting % of voting Total of both
rights if rights through if it equals
it equals financial instruments or is higher
or is higher if it equals than the notifiable
than the or is higher threshold
notifiable than the notifiable
threshold threshold
----------------------------- -------------- ----------------------- ---------------------
Seren Investment Management
Limited 12.21% 12.21%
----------------------------- -------------- ----------------------- ---------------------
Sarossa Plc 6.33% 6.33%
----------------------------- -------------- ----------------------- ---------------------
Blake Holdings Limited 17.10% 17.10%
----------------------------- -------------- ----------------------- ---------------------
Other cumulative holdings
< 3% 1.07% 1.07%
----------------------------- -------------- ----------------------- ---------------------
Totals 36.71% 36.71%
----------------------------- -------------- ----------------------- ---------------------
10. In case of proxy voting, please identify:
---------------------------------------------------------------------------------------------
Name of the proxy holder NA
--------------------------------------------- ----------------------------------------------
The number and % of voting rights NA
held
--------------------------------------------- ----------------------------------------------
The date until which the voting NA
rights will be held
--------------------------------------------- ----------------------------------------------
11. Additional information(xvi)
---------------------------------------------------------------------------------------------
Place of completion Jersey, Channel Islands
-------------------- ------------------------
Date of completion 7 March 2018
-------------------- ------------------------
This information is provided by RNS
The company news service from the London Stock Exchange
END
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