Holding in Company
January 16 2009 - 6:16AM
UK Regulatory
TIDMCMR
Holding in Company
TR-1(i): NOTIFICATION OF MAJOR INTERESTS IN SHARES
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are
attached(ii): Cambridge Minerals Resources PLC
2. Reason for the notification (please tick the appropriate box or boxes)
An acquisition or disposal of voting rights
An acquisition or disposal of financial instruments which may result in the
acquisition of shares already issued to which voting rights are attached -
An event changing the breakdown of voting rights -
Other (please specify): Fresh Start notification in the context of reallocation and
threshold related recalculation of reportable holdings due to the new formation of
Allianz Group and Commerzbank Group X
3. Full name of person(s) subject to the notification obligation(iii) : Allianz SE
4. Full name of shareholder(s) (if different from 3.)(iv) : Allianz Insurance plc
5. Date of the transaction (and date on which the threshold is crossed or reached if
different)(v) : 12 January 2009
6. Date on which issuer notified: 15 January 2009
7. Threshold(s) that is/are crossed or reached: 13%
8. Notified details:
A: Voting rights attached to shares
Class/type of shares Situation previous to the Resulting situation after the triggering transaction(vii)
if possible using the Triggering transaction(vi)
ISIN CODE
Number Number of Voting Number
of Shares Rights (viii) of shares Number of voting rights (ix) % of voting rights
Direct Direct (x) Indirect (xi) Direct Indirect
GB0001826303 47,500,000 13.38
B: Financial Instruments
Resulting situation after the triggering transaction (xii)
Type of financial instrument Expiration date (xiii) Exercise/ Conversion Number of voting % of voting rights
Period/ Date (xiv) rights that may be
acquired if the
instrument is
exercised/ converted.
Total (A+B)
Number of voting rights % of voting rights
47,500,000 13.38
9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively
held, if applicable (xv):
Allianz SE is the ultimate holding company of Allianz Europe Ltd, which is the major holding company of Allianz (UK)
Limited, which is the holding company of Allianz Holdings Plc, which is the major holding company of Allianz Insurance
Plc.
Proxy Voting:
10. Name of the proxy holder:
11. Number of voting rights proxy holder will cease to hold:
12. Date on which proxy holder will cease to hold voting rights:
13. Additional information:Fresh Start notification in the context of reallocation and threshold related
recalculation of reportable holdings due to the new formation of Allianz Group and
Commerzbank Group
14. Contact name: Allianz SE Group Compliance
15. Contact telephone number: +49 89 38 0017879
ANNEX NOTIFICATION OF MAJOR INTERESTS IN SHARES (XVI)
A: Identity of the person or legal entity subject to the notification obligation
Full name (including legal form for legal entities) Allianz SE
Contact address (registered office for legal entities) Koniginstrasse 28
80802 Munich
Germany
Phone number +49 89 38 0017879
Other useful information (at least legal
representative for legal persons)
B: Identity of the notifier, if applicable (xvii)
Full name Allianz SE Group Compliance
Contact address Koniginstrasse 28
80802 Munich
Germany
Phone number +49 89 38 0017879
Other useful information (e.g. functional
relationship with the person or legal entity subject
to the notification obligation)
C:Additional information
Notes
=-----------------------
(i) This form is to be sent to the issuer or underlying issuer and to be filed with the competent authority.
(ii) Either the full name of the legal entity or another method for identifying the issuer or underlying issuer,
provided it is reliable and accurate.
(iii) This should be the full name of (a) the shareholder; (b) the person acquiring, disposing of or exercising
voting rights in the cases provided for in DTR5.2.1 (b) to (h); (c) all the parties to the agreement referred to in
DTR5.2.1 (a), or (d) the direct or indirect holder of financial instruments entitled to acquire shares already issued
to which voting rights are attached, as appropriate.
In relation to the transactions referred to in points DTR5.2.1 (b) to (h), the following list is provided as
indication of the persons who should be mentioned:
-in the circumstances foreseen in DTR5.2.1 (b), the person that acquires the voting rights and is entitled to
exercise them under the agreement and the natural person or legal entity who is transferring temporarily for
consideration the voting rights;
-in the circumstances foreseen in DTR 5.2.1 (c), the person holding the collateral, provided the person or
entity controls the voting rights and declares its intention of exercising them, and person lodging the collateral
under these conditions;
-in the circumstances foreseen in DTR5.2.1(d), the person who has a life interest in shares if that person is
entitled to exercise the voting rights attached to the shares and the person who is disposing of the voting rights
when the life interest is created;
-in the circumstances foreseen in DTR5.2.1 (e), the parent undertaking and, provided it has a notification duty
at an individual level under DTR 5.1, under DTR5.2.1 (a) to (d) or under a combination of any of those situations, the
controlled undertaking;
-in the circumstances foreseen in DTR5.2.1 (f), the deposit taker of the shares, if he can exercise the voting
rights attached to the shares deposited with him at his discretion, and the depositor of the shares allowing the
deposit taker to exercise the voting rights at his discretion;
-in the circumstances foreseen in DTR5.2.1 (g), the person that controls the voting rights;
-in the circumstances foreseen in DTR5.2.1 (h), the proxy holder, if he can exercise the voting rights at his
discretion, and the shareholder who has given his proxy to the proxy holder allowing the latter to exercise the voting
rights at his discretion.
(iv) Applicable in the cases provided for in DTR 5.2.1 (b) to (h). This should be the full name of the shareholder
or holder of financial instruments who is the counterparty to the natural person or legal entity referred to in
DTR5.2.
(v)The date of the transaction should normally be, in the case of an on exchange transaction, the date on which
the matching of orders occurs; in the case of an off exchange transaction, date of the entering into an agreement.
The date on which threshold is crossed should normally be the date on which the acquisition, disposal or possibility
to exercise voting rights takes effect (see DTR 5.1.1R (3)). For passive crossings, the date when the corporate event
took effect.
These dates will usually be the same unless the transaction is subject to a condition beyond the control of the parties.
(vi) Please refer to the situation disclosed in the previous notification, In case the situation previous to the
triggering transaction was below 3%, please state 'below 3%'.
(vii) If the holding has fallen below the minimum threshold , the notifying party should not be obliged to disclose
the extent of the holding, only that the new holding is less than 3%.
For the case provided for in DTR5.2.1(a), there should be no disclosure of individual holdings per party to the
agreement unless a party individually crosses or reaches an Article 9 threshold. This applies upon entering into,
introducing changes to or terminating an agreement.
(viii)Direct and indirect
(ix) In case of combined holdings of shares with voting rights attached 'direct holding' and voting
rights 'indirect holdings', please split the voting rights number and percentage into the direct and indirect columns-
if there is no combined holdings, please leave the relevant box blank.
(X) Voting rights attached to shares in respect of which the notifying party is a direct shareholder (DTR 5.1)
(xi)Voting rights held by the notifying party as an indirect shareholder (DTR 5.2.1)
(xii) If the holding has fallen below the minimum threshold, the notifying party should not be obliged to disclose
the extent of the holding, only that the new holding is below 3%.
(xiii) date of maturity / expiration of the finical instrument i.e. the date when the right to acquire shares ends.
(xiv) If the financial instrument has such a period-please specify the period- for example once every three months
starting from the [date]
(xv)The notification should include the name(s) of the controlled undertakings through which the voting rights are
held. The notification should also include the amount of voting rights and the percentage held by each controlled
undertaking, insofar as individually the controlled undertaking holds 3% or more, and insofar as the notification by
the parent undertaking is intended to cover the notification obligations of the controlled undertaking.
(xvi)This annex is only to be filed with the competent authority.
(xvii)Whenever another person makes the notification on behalf of the shareholder or the natural person/legal
entity referred to in DTR5.2 and DTR5.3.
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