Beazley PLC Standard form for notification of major holdings (4614G)
March 01 2018 - 12:23PM
UK Regulatory
TIDMBEZ
RNS Number : 4614G
Beazley PLC
01 March 2018
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant
issuer and to the FCA in Microsoft Word format if possible)(i)
----------------------------------------------------------------------------------------------------
1a. Identity of the issuer Beazley PLC
or the underlying issuer LEI: 213800VTOMUWD41GIT12
of existing shares to which
voting rights are attached(ii)
:
------------------------------------------------- -------------------------------------------------
1b. Please indicate if the issuer is a non-UK issuer
(please mark with an "X" if appropriate)
----------------------------------------------------------------------------------------------------
Non-UK issuer
------------------------------------------------------------------------------------- -------------
2. Reason for the notification (please mark the appropriate
box or boxes with an "X")
----------------------------------------------------------------------------------------------------
An acquisition or disposal of voting rights X
------------------------------------------------------------------------------------- -------------
An acquisition or disposal of financial instruments
------------------------------------------------------------------------------------- -------------
An event changing the breakdown of voting rights
------------------------------------------------------------------------------------- -------------
Other (please specify)(iii) :
------------------------------------------------------------------------------------- -------------
3. Details of person subject to the notification obligation(iv)
Name Invesco Ltd.
City and country of registered 1555 Peachtree Street NE,
office (if applicable) Suite 1800,
Atlanta, GA 30309 United
States
4. Full name of shareholder(s) (if different from 3.)(v)
----------------------------------------------------------------------------------------------------
Name
------------------------------------------------- -------------------------------------------------
City and country of registered
office (if applicable)
------------------------------------------------- -------------------------------------------------
5. Date on which the threshold 28-02-2018
was crossed or reached(vi)
:
------------------------------------------------- -------------------------------------------------
6. Date on which issuer notified 01-03-2018
(DD/MM/YYYY):
------------------------------------------------- -------------------------------------------------
7. Total positions of person(s) subject to the notification
obligation
----------------------------------------------------------------------------------------------------
% of voting % of voting Total of Total number
rights attached rights through both in % of voting
to shares financial (8.A + 8.B) rights of
(total of instruments issuer(vii)
8. A) (total of
8.B 1 + 8.B
2)
---------------------- ------------------------- ---------------- ---------------- -------------
Resulting
situation
on the date
on which
threshold
was crossed
or reached 12.94% 0 12.94% 527,234,276
---------------------- ------------------------- ---------------- ---------------- -------------
Position
of previous
notification
(if
applicable) 13.79% 0 13.79%
---------------------- ------------------------- ---------------- ---------------- -------------
8. Notified details of the resulting situation on the
date on which the threshold was crossed or reached(viii)
--------------------------------------------------------------------------------------------------------------
A: Voting rights attached to shares
--------------------------------------------------------------------------------------------------------------
Class/type Number of voting rights(ix) % of voting rights
of
shares
ISIN code
(if possible)
GB00BYQ0JC66
----------------------
Direct Indirect Direct Indirect
(Art 9 of (Art 10 of (Art 9 of (Art 10 of
Directive Directive Directive Directive
2004/109/EC) 2004/109/EC) 2004/109/EC) 2004/109/EC)
(DTR5.1) (DTR5.2.1) (DTR5.1) (DTR5.2.1)
--------------------- --------------------- -------------- ------------------------------ ---------------
68,272,400 12.94%
---------------------- --------------------- -------------- ------------------------------ ---------------
SUBTOTAL
8. A 68,272,400 12.94%
---------------------- ------------------------------------- -----------------------------------------------
B 1: Financial Instruments according to Art. 13(1)(a)
of Directive 2004/109/EC (DTR5.3.1.1 (a))
--------------------------------------------------------------------------------------------------------------
Type of financial Expiration Exercise/ Number of voting % of voting
instrument date(x) Conversion rights that rights
Period(xi) may be acquired
if the instrument
is
exercised/converted.
---------------------- --------------------- -------------- ------------------------------ ---------------
SUBTOTAL 8.
B 1
-------------- ------------------------------ ---------------
B 2: Financial Instruments with similar economic effect
according to Art. 13(1)(b) of Directive 2004/109/EC
(DTR5.3.1.1 (b))
--------------------------------------------------------------------------------------------------------------
Type of Expiration Exercise/ Physical Number % of voting
financial date(x) Conversion or cash of voting rights
instrument Period settlement(xii) rights
(xi)
--------------------- ---------------------- -------------- ----------------- ----------- ---------------
SUBTOTAL
8.B.2
----------------- ----------- ---------------
9. Information in relation to the person subject to
the notification obligation (please mark the
applicable box with an "X")
Person subject to the notification obligation is
not controlled by any natural person or legal entity
and does not control any other undertaking(s) holding
directly or indirectly an interest in the (underlying)
issuer(xiii)
Full chain of controlled undertakings through which X
the voting rights and/or the
financial instruments are effectively held starting
with the ultimate controlling natural person or
legal entity(xiv) (please add additional rows as
necessary)
--------------------------------------------------------------------- ---------------------
Name(xv) % of voting % of voting Total of both
rights if rights through if it equals
it equals financial instruments or is higher
or is higher if it equals than the notifiable
than the notifiable or is higher threshold
threshold than the notifiable
threshold
--------------------- --------------------- ----------------------- ---------------------
Invesco Asset
Management Limited 12.94% 0 12.94%
--------------------- --------------------- ----------------------- ---------------------
Invesco PowerShares
Capital Management
LLC 0.007% 0 0.007%
--------------------- --------------------- ----------------------- ---------------------
10. In case of proxy voting, please identify:
--------------------------------------------------------------------------------------------
Name of the proxy holder Invesco (UK) Ltd.
-------------------------------------------- ----------------------------------------------
The number and % of voting N/A
rights held
-------------------------------------------- ----------------------------------------------
The date until which the N/A
voting rights will be held
-------------------------------------------- ----------------------------------------------
11. Additional information(xvi)
--------------------------------------------------------------------------------------------
Place of completion Henley-on-Thames
-------------------- -----------------
Date of completion 01-03-2018
-------------------- -----------------
Annex: Notification of major holdings (to be filed with
the FCA only)
A: Identity of the person subject to the notification
obligation
-------------------------------------------------------------------------
Full name (including legal
form for legal entities)
-------------------------------------- ---------------------------------
Contact address (registered
office for legal entities)
-------------------------------------- ---------------------------------
E-Mail
-------------------------------------- ---------------------------------
Phone number / Fax number
-------------------------------------- ---------------------------------
Other useful information
(at least legal representative
for legal persons)
-------------------------------------- ---------------------------------
B: Identity of the notifier, if applicable
-------------------------------------------------------------------------
Full name Invesco (UK) Ltd.
-------------------------------------- ---------------------------------
Contact address Registered Office
Perpetual Park, Perpetual
Park Drive, Henley-on-Thames.
Oxon. RG9 1HH
-------------------------------------- ---------------------------------
E-Mail HEN-ComplianceTRTeam@invesco.com
-------------------------------------- ---------------------------------
Phone number / Fax number Phone: 01491 417 000/Fax:
01491 417309
-------------------------------------- ---------------------------------
Other useful information
(e.g. functional relationship
with the person or legal
entity subject to the notification
obligation)
-------------------------------------- ---------------------------------
C: Additional information
-------------------------------------------------------------------------
This information is provided by RNS
The company news service from the London Stock Exchange
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