Barclays PLC Form8.5(EPT/NON-RI)Capital&Counties Properties plc (7053N)
January 24 2023 - 5:50AM
UK Regulatory
TIDMBARC TIDMCAPC
RNS Number : 7053N
Barclays PLC
24 January 2023
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI")
STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt BARCLAYS CAPITAL SECURITIES LTD
principal trader:
(b) Name of offeror/offeree CAPITAL & COUNTIES PROPERTIES PLC
in relation to whose
relevant securities
this form relates:
--------------------------- ----------------------------------
(c) Name of the party Capital & Counties Properties plc
to the offer with
which exempt
principal trader
is connected
--------------------------- ----------------------------------
(d) Date position held/dealing 23 Jan 2023
undertaken:
--------------------------- ----------------------------------
(e) In addition to YES:
the company in 1(b)
above, is the exempt SHAFTESBURY PLC
principal
trader making disclosures
in respect of any
other party to the
offer?
--------------------------- ----------------------------------
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a) Interests and short positions in the relevant
securities of the offeror or offeree
to which the disclosure relates following
the dealing (if any)
Class of relevant security: 25p ordinary
Interests Short Positions
-----------------------
Number (%) Number (%)
------ ------------ ---------
(1) Relevant securities
owned and/or controlled: 9,598,407 1.13% 7,198,055 0.85%
------------ ------ ------------ ---------
(2) Cash-settled derivatives: 7,295,635 0.86% 8,192,299 0.96%
------------ ------ ------------ ---------
(3) Stock-settled derivatives
(including options) and
agreements to purchase/sell: 0 0.00% 0 0.00%
------------ ------ ------------ ---------
TOTAL: 16,894,042 1.98% 15,390,354 1.81%
------------ ------ ------------ ---------
(b) Rights to subscribe for new securities
(including directors and other executive
options)
Class of relevant security
in relation to
which subscription right
exists
Details, including nature
of the rights
concerned and relevant
percentages:
---------------------------------------------
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a) Purchase
and sales
Class of Purchase/sale Total number Highest price Lowest price
relevant of per unit per unit
security securities paid/received paid/received
25p ordinary Purchase 329791 1.1160 GBP 1.1018 GBP
-------------------- ------------------ --------------- ---------------------
25p ordinary Sale 288643 1.1161 GBP 1.1010 GBP
-------------------- ------------------ --------------- ---------------------
(b) Cash-settled derivative transactions
Class of Product description Nature of dealing Number of Price per
relevant reference unit
security securities
25p ordinary SWAP Decreasing Long 1 1.1150 GBP
-------------------- ------------------ --------------- ---------------------
25p ordinary SWAP Decreasing Long 4 1.1080 GBP
-------------------- ------------------ --------------- ---------------------
25p ordinary CFD Decreasing Long 5,334 1.1161 GBP
-------------------- ------------------ --------------- ---------------------
25p ordinary SWAP Decreasing Long 9,567 1.1101 GBP
-------------------- ------------------ --------------- ---------------------
25p ordinary CFD Decreasing Long 10,116 1.1086 GBP
-------------------- ------------------ --------------- ---------------------
25p ordinary SWAP Decreasing Long 12,496 23.5449 ZAR
-------------------- ------------------ --------------- ---------------------
25p ordinary CFD Decreasing Long 16,731 1.1080 GBP
-------------------- ------------------ --------------- ---------------------
25p ordinary SWAP Decreasing Long 32,099 1.1074 GBP
-------------------- ------------------ --------------- ---------------------
25p ordinary SWAP Decreasing Long 32,876 1.1086 GBP
-------------------- ------------------ --------------- ---------------------
25p ordinary SWAP Decreasing Short 275 1.1080 GBP
-------------------- ------------------ --------------- ---------------------
25p ordinary CFD Decreasing Short 289 23.5005 ZAR
-------------------- ------------------ --------------- ---------------------
25p ordinary SWAP Decreasing Short 1,499 1.1116 GBP
-------------------- ------------------ --------------- ---------------------
25p ordinary CFD Decreasing Short 3,637 23.4847 ZAR
-------------------- ------------------ --------------- ---------------------
25p ordinary CFD Decreasing Short 12,496 23.5378 ZAR
-------------------- ------------------ --------------- ---------------------
25p ordinary SWAP Decreasing Short 17,000 1.1083 GBP
-------------------- ------------------ --------------- ---------------------
25p ordinary SWAP Decreasing Short 19,118 1.1103 GBP
-------------------- ------------------ --------------- ---------------------
25p ordinary CFD Increasing Long 1 1.1100 GBP
-------------------- ------------------ --------------- ---------------------
25p ordinary SWAP Increasing Long 48 1.1360 GBP
-------------------- ------------------ --------------- ---------------------
25p ordinary SWAP Increasing Long 757 1.1150 GBP
-------------------- ------------------ --------------- ---------------------
25p ordinary SWAP Increasing Long 1,559 1.1080 GBP
-------------------- ------------------ --------------- ---------------------
25p ordinary SWAP Increasing Long 2,273 1.1093 GBP
-------------------- ------------------ --------------- ---------------------
25p ordinary SWAP Increasing Long 2,379 1.1088 GBP
-------------------- ------------------ --------------- ---------------------
25p ordinary CFD Increasing Long 4,505 1.1048 GBP
-------------------- ------------------ --------------- ---------------------
25p ordinary CFD Increasing Long 20,099 1.1093 GBP
-------------------- ------------------ --------------- ---------------------
25p ordinary SWAP Increasing Long 22,742 23.4888 ZAR
-------------------- ------------------ --------------- ---------------------
25p ordinary SWAP Increasing Long 36,750 1.1126 GBP
-------------------- ------------------ --------------- ---------------------
25p ordinary CFD Increasing Short 22,742 23.4959 ZAR
-------------------- ------------------ --------------- ---------------------
25p ordinary SWAP Opening Short 40,900 1.1128 GBP
-------------------- ------------------ --------------- ---------------------
(c) Stock-settled derivative transactions (including
options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of description purchasing, of price date money
relevant selling, securities per paid/
unit
security varying to which received
etc
option per unit
relates
(ii) Exercising
Class of Product Exercising/ Number Exercise price per
relevant description exercised of
against unit
security securities
(d) Other dealings (including subscribing for new securities)
Class of Nature Details Price per unit (if
relevant of Dealings
applicable)
security
4. OTHER INFORMATION
(a) Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement
or understanding,
formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into
by
the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to
the offer:
NONE
(b) Agreements, arrangements or understandings relating
to options or derivatives
Details of any agreement, arrangement or understanding, formal
or informal, between
the exempt principal trader making the disclosure and any other
person relating to:
(i) the voting rights of any relevant securities under any option;
or
(ii) the voting rights of future acquisition or disposal of any
relevant securities to which
any derivative is referenced:
NONE
(c) Attachments
Is a Supplemental Form 8 (Open Positions) NO
attached?
Date of disclosure: 24 Jan 2023
-------------------------------------
Contact name: Large Holdings Regulatory
Operations
-------------------------------------
Telephone number: 020 3134 7213
-------------------------------------
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