Barclays PLC Form 8.5 (EPT/NON-RI) Shaftesbury plc (2947Q)
June 27 2022 - 5:21AM
UK Regulatory
TIDMBARC TIDMSHB
RNS Number : 2947Q
Barclays PLC
27 June 2022
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI")
STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES
(a) LTD
---------------------------------------------
Name of offeror/offeree in relation SHAFTESBURY PLC
(b) to whose
----------------------------------------------
relevant securities this form relates:
------- --------------------------------------------------- ------ ----- ------
Name of the party to the offer with Capital & Counties Properties
(c) which exempt plc
----------------------------------------------
principal trader is connected
------- --------------------------------------------- ---- ------ ----- ------
Date position held/dealing undertaken: 24 June 2022
(d)
------- --------------------------------------------------- ----------------------------------------------
In addition to the company in 1(b) YES:
(e) above, is the exempt principal
trader making disclosures in respect CAPITAL & COUNTIES PROPERTIES
of any other party to the offer? PLC
------- --------------------------------------------------- ----------------------------------------------
2. POSITIONS OF THE EXEMPT
PRINCIPAL TRADER
(a) Interests and short positions in the relevant securities
of the offeror or offeree
to which the disclosure relates following the dealing (if
any)
Class of relevant security: 25p ordinary
----------------------- -----------------------------------
Interests Short Positions
----------------------- -----------------------------------
Number (%) Number (%)
------------------------------------------- ---------- ----------- --------------------- ------------
(1) Relevant securities
owned
and/or controlled: 294,411 0.08% 2,288,443 0.60%
(2) Cash-settled derivatives:
4,301,195 1.12% 174,839 0.05%
(3) Stock-settled derivatives
(including options)
and agreements to purchase/sell: 456097.65 0.12% 0 0.00%
TOTAL: 5,051,704 1.31% 2,463,282 0.64%
(b) Rights to subscribe for new securities (including
directors and other executive
options)
Class of relevant security in relation to
which subscription right exists
------------------------------------------------------------------------------- ------ ------------
Details, including nature of the rights
concerned and relevant percentages:
--------------------------------------------------------------------------------------- ------------
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL
TRADER
(a) Purchases and
sales
------------------ ------------------ -------------- -------------- --------------
Class of relevant Purchase/sale Total number Highest price Lowest price
of per unit per unit
security securities paid/received paid/received
------------------ -------------- -------------- -------------- --------------
25p ordinary Purchase 227,416 5.4800 GBP 5.4397 GBP
---------------- ---------------- -------------- --------------
25p ordinary Sale 36,854 5.4850 GBP 5.44 GBP
---------------- ---------------- -------------- --------------
(b) Cash-settled derivative transactions
------------- ---------------------------------------------------- -----------
Class of Product Nature of Number Price per
dealing of
relevant description reference unit
security securities
------------- -------------- ---------------- ------------ -----------
25p ordinary SWAP Decreasing Long 231 5.4413 GBP
---------------- ------------------ ------------ -----------
25p ordinary SWAP Decreasing Long 347 5.4464 GBP
---------------- ------------------ ------------ -----------
25p ordinary SWAP Decreasing Long 1,417 5.4601 GBP
---------------- ------------------ ------------ -----------
25p ordinary SWAP Decreasing Long 1,732 5.4597 GBP
---------------- ------------------ ------------ -----------
25p ordinary SWAP Decreasing Long 7,428 5.4400 GBP
---------------- ------------------ ------------ -----------
25p ordinary SWAP Decreasing Long 7,874 5.4608 GBP
---------------- ------------------ ------------ -----------
25p ordinary CFD Increasing Long 1 5.4400 GBP
---------------- ------------------ ------------ -----------
25p ordinary CFD Increasing Long 4,856 5.4404 GBP
---------------- ------------------ ------------ -----------
25p ordinary CFD Increasing Long 7,432 5.4670 GBP
---------------- ------------------ ------------ -----------
25p ordinary SWAP Opening Short 6 5.5750 GBP
---------------- ------------------ ------------ -----------
25p ordinary SWAP Opening Short 127 5.4850 GBP
---------------- ------------------ ------------ -----------
25p ordinary SWAP Opening Short 542 5.4823 GBP
---------------- ------------------ ------------ -----------
25p ordinary SWAP Opening Short 708 5.4641 GBP
---------------- ------------------ ------------ -----------
25p ordinary SWAP Opening Short 1,030 5.4402 GBP
---------------- ------------------ ------------ -----------
25p ordinary SWAP Opening Short 6,892 5.4726 GBP
---------------- ------------------ ------------ -----------
25p ordinary SWAP Opening Short 8,188 5.4701 GBP
---------------- ------------------ ------------ -----------
25p ordinary SWAP Opening Short 8,320 5.4727 GBP
---------------- ------------------ ------------ -----------
25p ordinary SWAP Opening Short 8,819 5.4717 GBP
---------------- ------------------ ------------ -----------
25p ordinary SWAP Opening Short 8,906 5.4754 GBP
---------------- ------------------ ------------ -----------
25p ordinary SWAP Opening Short 9,476 5.4707 GBP
---------------- ------------------ ------------ -----------
25p ordinary SWAP Opening Short 10,700 5.4670 GBP
---------------- ------------------ ------------ -----------
25p ordinary SWAP Opening Short 10,776 5.4646 GBP
---------------- ------------------ ------------ -----------
25p ordinary SWAP Opening Short 10,810 5.4724 GBP
---------------- ------------------ ------------ -----------
25p ordinary SWAP Opening Short 31,652 5.4447 GBP
---------------- ------------------ ------------ -----------
25p ordinary SWAP Opening Short 39,975 5.4441 GBP
---------------- ------------------ ------------ -----------
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying to received
etc which
option per unit
relates
------------- -------------- ------------ -------------- ----- ------------ -----------
(ii) Exercising
Class of Product description Exercising/ Number Exercise
relevant exercised against of price per
security securities unit
----------- ------------- -------------- ------------ ------------ -----------
(d) Other dealings (including subscribing for new securities)
Class of Nature Details Price
relevant of Dealings per unit
(if
security applicable)
----------- ------------- -------------- ------------ ------------ -----------
4. OTHER INFORMATION
(a) Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement
or understanding,
formal or informal, relating to relevant securities which may be
an inducement to deal
or refrain from dealing entered into by the exempt principal trader
making the disclosure and any party
to the offer or any person acting in concert with a party
to the offer:
--------------------------------------------------------------------------------------------- -----------
NONE
----------------------------------------------------------------------------------------------------------
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or
informal, between
the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under
any option; or
(ii) the voting rights of future acquisition or disposal of any relevant
securities to which
any derivative is referenced:
------------------------------------------ ------------ -------------- ----- ------------ -----------
NONE
----------------------------------------------------------------------------------------------------------
(c) Attachments
Is a Supplemental Form 8 (Open Positions) YES
attached?
------------------------------------------------
Date of disclosure: 27 Jun 2022
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
--------------------- ------------ -----------
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO
PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Identity of the person whose positions/dealings BARCLAYS CAPITAL SECURITIES
LTD
are being
disclosed:
------------------- ---------------- ---------------
Name of offeror/offeree in relation SHAFTESBURY PLC
to whose
-------------------------------------------
relevant securities this from relates:
------------------------------------------------------ ----------- --------- ----- ------------
2. OPTIONS AND DERIVATIVES
Class Product Writing, Number Exercise Type Expiry
of description purchasing, of price date
relevant selling, securities per
unit
security varying to which
etc
option
relates
----------------- ---------------- --------------- ----------- --------- ----- ------------
25p ordinary Exchangeable Long 456097.65 n/a n/a 30 Mar 2026
Bond
---------------- --------------- ----------- --------- ----- ------------
3. AGREEMENTS TO PURCHASE OR SELL
ETC.
Full details should be given so that the nature of the interest
or position can be fully
understood:
----------------- ---------------- --------------- ----------- --------- ----- ------------
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END
FEOEANKXAFNAEEA
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