TIDMBARC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1%
OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from
1(a):
(c) Name of offeror/offeree in relation to NORTONLIFELOCK INC
whose
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify
identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 12 October 2021
(f) In addition to the company in 1(c) above, YES:
is the discloser making
disclosures in respect of any other party AVAST PLC
to the offer?
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in
more than one class of relevant securities of the offeror or
offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for
each additional class of relevant security.
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following
the dealing (if any)
Class of relevant security: USD 0.01 common
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 1,468,593 0.25% 778,088 0.13%
(2) Cash-settled derivatives:
354,367 0.06% 1,028,322 0.18%
Stock-settled derivatives
(3) (including options)
and agreements to purchase/sell: 500 0.00% 2,100 0.00%
(4)
TOTAL: 1,823,460 0.31% 1,808,510 0.31%
Class of relevant
security: Convertible Bond US668771AA66
Interests Short Positions
Number (%) Number (%)
Relevant securities
(1) owned
and/or controlled: 146,000 0.03% 0 0.00%
Cash-settled
(2) derivatives:
0 0.00% 0 0.00%
Stock-settled
derivatives
(including
(3) options)
and agreements to
purchase/sell: 0 0.00% 0 0.00%
(4)
TOTAL: 146,000 0.03% 0 0.00%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions
(including traded options), or agreements to purchase or sell
relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
(b) Rights to subscribe for new securities (including directors'
and other employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(c), copy
table 3(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
USD 0.01 common Purchase 6 25.3100 USD
USD 0.01 common Purchase 8 25.3650 USD
USD 0.01 common Purchase 10 25.3550 USD
USD 0.01 common Purchase 10 25.4050 USD
USD 0.01 common Purchase 14 25.3414 USD
USD 0.01 common Purchase 36 25.3638 USD
USD 0.01 common Purchase 42 25.3900 USD
USD 0.01 common Purchase 62 25.6000 USD
USD 0.01 common Purchase 100 25.3450 USD
USD 0.01 common Purchase 102 25.3544 USD
USD 0.01 common Purchase 102 25.3533 USD
USD 0.01 common Purchase 104 25.3388 USD
USD 0.01 common Purchase 105 25.3752 USD
USD 0.01 common Purchase 178 25.6600 USD
USD 0.01 common Purchase 200 25.3300 USD
USD 0.01 common Purchase 274 25.3218 USD
USD 0.01 common Purchase 400 25.5650 USD
USD 0.01 common Purchase 419 25.4786 USD
USD 0.01 common Purchase 500 25.5080 USD
USD 0.01 common Purchase 850 25.3634 USD
USD 0.01 common Purchase 910 25.3276 USD
USD 0.01 common Purchase 1,516 25.4351 USD
USD 0.01 common Purchase 7,568 25.3787 USD
USD 0.01 common Purchase 12,726 25.4384 USD
USD 0.01 common Purchase 16,383 25.4111 USD
USD 0.01 common Purchase 18,900 25.3818 USD
USD 0.01 common Purchase 19,748 25.3794 USD
USD 0.01 common Purchase 34,317 25.3943 USD
USD 0.01 common Purchase 39,374 25.4035 USD
USD 0.01 common Purchase 47,306 25.3937 USD
USD 0.01 common Purchase 59,979 25.3800 USD
USD 0.01 common Purchase 86,305 25.3823 USD
USD 0.01 common Sale 5 25.2600 USD
USD 0.01 common Sale 10 25.4000 USD
USD 0.01 common Sale 14 25.3450 USD
USD 0.01 common Sale 20 25.4100 USD
USD 0.01 common Sale 20 25.3900 USD
USD 0.01 common Sale 26 25.3500 USD
USD 0.01 common Sale 50 25.3350 USD
USD 0.01 common Sale 100 25.3300 USD
USD 0.01 common Sale 100 25.6100 USD
USD 0.01 common Sale 100 25.6050 USD
USD 0.01 common Sale 100 25.4700 USD
USD 0.01 common Sale 100 25.4200 USD
USD 0.01 common Sale 158 25.6213 USD
USD 0.01 common Sale 198 25.3718 USD
USD 0.01 common Sale 200 25.5350 USD
USD 0.01 common Sale 200 25.3012 USD
USD 0.01 common Sale 210 25.4050 USD
USD 0.01 common Sale 238 25.5979 USD
USD 0.01 common Sale 256 25.3400 USD
USD 0.01 common Sale 300 25.3316 USD
USD 0.01 common Sale 300 25.3516 USD
USD 0.01 common Sale 300 25.4450 USD
USD 0.01 common Sale 300 25.5716 USD
USD 0.01 common Sale 378 25.5223 USD
USD 0.01 common Sale 379 25.5811 USD
USD 0.01 common Sale 400 25.5125 USD
USD 0.01 common Sale 400 25.5425 USD
USD 0.01 common Sale 400 25.3650 USD
USD 0.01 common Sale 414 25.5549 USD
USD 0.01 common Sale 500 25.3980 USD
USD 0.01 common Sale 500 25.3790 USD
USD 0.01 common Sale 500 25.6700 USD
USD 0.01 common Sale 500 25.3750 USD
USD 0.01 common Sale 600 25.5966 USD
USD 0.01 common Sale 668 25.4559 USD
USD 0.01 common Sale 717 25.2977 USD
USD 0.01 common Sale 1,000 25.3420 USD
USD 0.01 common Sale 1,100 25.3745 USD
USD 0.01 common Sale 1,183 25.3824 USD
USD 0.01 common Sale 1,200 25.3783 USD
USD 0.01 common Sale 1,309 25.4016 USD
USD 0.01 common Sale 1,671 25.3533 USD
USD 0.01 common Sale 6,368 25.3856 USD
USD 0.01 common Sale 11,114 25.3879 USD
USD 0.01 common Sale 13,018 25.4366 USD
USD 0.01 common Sale 14,000 25.3823 USD
USD 0.01 common Sale 21,034 25.3801 USD
USD 0.01 common Sale 23,277 25.3964 USD
USD 0.01 common Sale 34,477 25.3923 USD
USD 0.01 common Sale 36,143 25.3893 USD
USD 0.01 common Sale 49,745 25.3973 USD
USD 0.01 common Sale 59,393 25.3800 USD
USD 0.01 common Sale 61,533 25.3819 USD
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description e.g. reference unit
security e.g. CFD opening/closing a securities
long/short
position,
increasing/reducing
a long/short
position
(c) Stock-settled derivative transactions (including
options)
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type e.g. Expiry Option
relevant description purchasing, securities price American, date money
security e.g. call selling, to which per European paid/
option varying option unit etc. received
etc. relates per
unit
(ii) Exercise
Class of Product Exercising/ Number of Exercise price
relevant description exercised securities per unit
security e.g. call against
option
(d) Other dealings (including subscribing for new
securities)
Class of relevant Nature of dealing Details Price per unit (if
security e.g. subscription, applicable)
conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer: Irrevocable commitments and letters of
intent should not be included. If there are no such agreements, arrangements
or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to: (i)
the voting rights of any relevant securities under any option; or (ii) the
voting rights or future acquisition or disposal of any relevant securities to
which any derivative is referenced: If there are no such agreements,
arrangements or understandings, state "none"
None
(c) Attachments
Is a Supplemental Form 8 (Open
Positions) attached? YES
Date of disclosure: 13 Oct 2021
Large Holdings Regulatory
Contact name: Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's disclosure requirements on
+44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does
not need to be included, provided contact information has been
provided to the Panel's Market Surveillance Unit.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION)
POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Identity of the person whose Barclays PLC.
positions/dealings
are being disclosed:
Name of offeror/offeree in relation to whose NORTONLIFELOCK INC
relevant securities this from relates:
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class Product Writing, Number Exercise Type Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
relates
USD 0.01 21 Jan
common Call Options Purchased 500 27.0000 American 2022
USD 0.01 21 Jan
common Put Options Purchased -2,100 30.0000 American 2022
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position
can be fully understood:
It is not necessary to provide details on a Supplemental Form
(Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be
stated.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's disclosure requirements on
+44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk
View source version on businesswire.com:
https://www.businesswire.com/news/home/20211013005573/en/
CONTACT:
BARCLAYS PLC
SOURCE: BARCLAYS PLC
Copyright Business Wire 2021
(END) Dow Jones Newswires
October 13, 2021 06:45 ET (10:45 GMT)
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