TIDMBARC
FORM 8.3 - Amendment to Purchases
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1%
OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose NORTONLIFELOCK INC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 22 July 2021
(f) In addition to the company in 1(c) above, is the YES:
discloser making
disclosures in respect of any other party to the AVAST PLC
offer?
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in
more than one class of relevant securities of the offeror or
offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for
each additional class of relevant security.
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following
the dealing (if any)
Class of relevant security: USD 0.01 common
Interests Short Positions
Number (%) Number (%)
Relevant securities
(1) owned
and/or controlled: 1,827,246 0.31% 212,948 0.04%
Cash-settled
(2) derivatives:
24,339 0.00% 1,279,498 0.22%
Stock-settled
derivatives (including
(3) options)
and agreements to
purchase/sell: 500 0.00% 2,100 0.00%
TOTAL: 1,852,085 0.32% 1,494,546 0.26%
Convertible Bond
Class of relevant security: US668771AA66
Interests Short Positions
Number (%) Number (%)
Relevant securities
(1) owned
and/or controlled: 129,000 0.02% 0 0.00%
Cash-settled
(2) derivatives:
0 0.00% 0 0.00%
Stock-settled
derivatives (including
(3) options)
and agreements to
purchase/sell: 0 0.00% 0 0.00%
TOTAL: 129,000 0.02% 0 0.00%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions
(including traded options), or agreements to purchase or sell
relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
(b) Rights to subscribe for new securities (including directors'
and other employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(c), copy
table 3(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
USD 0.01 common Purchase 100 25.5950 USD
USD 0.01 common Purchase 100 25.5750 USD
USD 0.01 common Purchase 100 25.5850 USD
USD 0.01 common Purchase 113 25.5794 USD
USD 0.01 common Purchase 200 25.7175 USD
USD 0.01 common Purchase 300 25.6300 USD
USD 0.01 common Purchase 400 25.5600 USD
USD 0.01 common Purchase 520 25.5703 USD
USD 0.01 common Purchase 612 25.7412 USD
USD 0.01 common Purchase 1,200 25.5758 USD
USD 0.01 common Purchase 2,378 25.5650 USD
USD 0.01 common Purchase 3,556 25.6225 USD
USD 0.01 common Purchase 4,210 25.5564 USD
USD 0.01 common Purchase 4,687 25.6595 USD
USD 0.01 common Purchase 7,785 25.7112 USD
USD 0.01 common Purchase 11,471 25.5588 USD
USD 0.01 common Purchase 20,209 25.7018 USD
USD 0.01 common Purchase 40,299 25.7734 USD
USD 0.01 common Purchase 41,849 25.6086 USD
USD 0.01 common Purchase 47,489 25.7065 USD
USD 0.01 common Purchase 50,233 25.7255 USD
USD 0.01 common Purchase 53,819 25.7087 USD
USD 0.01 common Purchase 63,221 25.6349 USD
USD 0.01 common Purchase 66,945 25.6314 USD
USD 0.01 common Purchase 67,363 25.7100 USD
USD 0.01 common Sale 13 25.5450 USD
USD 0.01 common Sale 13 25.5600 USD
USD 0.01 common Sale 26 25.5525 USD
USD 0.01 common Sale 26 25.6100 USD
USD 0.01 common Sale 26 25.5875 USD
USD 0.01 common Sale 37 25.5700 USD
USD 0.01 common Sale 52 25.5500 USD
USD 0.01 common Sale 100 25.5550 USD
USD 0.01 common Sale 100 25.6500 USD
USD 0.01 common Sale 117 25.5755 USD
USD 0.01 common Sale 139 25.5900 USD
USD 0.01 common Sale 300 25.6300 USD
USD 0.01 common Sale 740 25.7981 USD
USD 0.01 common Sale 800 25.7850 USD
USD 0.01 common Sale 970 25.5850 USD
USD 0.01 common Sale 990 25.7461 USD
USD 0.01 common Sale 1,110 25.5890 USD
USD 0.01 common Sale 1,994 25.5922 USD
USD 0.01 common Sale 3,456 25.6244 USD
USD 0.01 common Sale 3,539 25.8156 USD
USD 0.01 common Sale 4,747 25.8080 USD
USD 0.01 common Sale 6,449 25.7621 USD
USD 0.01 common Sale 8,597 25.7135 USD
USD 0.01 common Sale 11,517 25.6644 USD
USD 0.01 common Sale 12,397 25.7555 USD
USD 0.01 common Sale 18,006 25.6967 USD
USD 0.01 common Sale 19,139 25.7084 USD
USD 0.01 common Sale 30,397 25.7048 USD
USD 0.01 common Sale 49,647 25.6143 USD
USD 0.01 common Sale 52,971 25.7401 USD
USD 0.01 common Sale 53,674 25.7088 USD
USD 0.01 common Sale 54,770 25.6256 USD
USD 0.01 common Sale 59,752 25.5931 USD
USD 0.01 common Sale 72,150 25.7100 USD
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description e.g. reference unit
security e.g. CFD opening/closing a securities
long/short
position,
increasing/reducing
a long/short
position
(c) Stock-settled derivative transactions (including
options)
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type e.g. Expiry Option
relevant description purchasing, securities price American, date money
security e.g. call selling, to which per European paid/
option varying option unit etc. received
etc. relates per
unit
(ii) Exercise
Class of Product Exercising/ Number of Exercise price
relevant description exercised securities per unit
security e.g. call against
option
(d) Other dealings (including subscribing for new
securities)
Class of relevant Nature of dealing Details Price per unit (if
security e.g. subscription, applicable)
conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer: Irrevocable commitments and letters of
intent should not be included. If there are no such agreements, arrangements
or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to: (i)
the voting rights of any relevant securities under any option; or (ii) the
voting rights or future acquisition or disposal of any relevant securities to
which any derivative is referenced: If there are no such agreements,
arrangements or understandings, state "none"
None
(c) Attachments
Is a Supplemental Form 8 (Open
Positions) attached? NO
Date of disclosure: 26 Jul 2021
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's disclosure requirements on
+44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does
not need to be included, provided contact information has been
provided to the Panel's Market Surveillance Unit.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
View source version on businesswire.com:
https://www.businesswire.com/news/home/20210726005524/en/
CONTACT:
BARCLAYS PLC
SOURCE: BARCLAYS PLC
Copyright Business Wire 2021
(END) Dow Jones Newswires
July 26, 2021 10:07 ET (14:07 GMT)
Barclays (LSE:BARC)
Historical Stock Chart
From Aug 2024 to Sep 2024
Barclays (LSE:BARC)
Historical Stock Chart
From Sep 2023 to Sep 2024