Amended Statement of Beneficial Ownership (sc 13d/a)
August 21 2018 - 5:05PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
SCHEDULE
13D
Under
the Securities Exchange Act of 1934
(Amendment
No. 5)*
Rennova
Health, Inc.
(Name
of Issuer)
Common
Stock, $.01 par value
(Title
of Class of Securities)
759757
70 1
(CUSIP
Number)
Seamus
Lagan
400
South Australian Avenue, 8
th
Floor
West
Palm Beach, FL 33401
(561)
855-1626
(Name,
Address and Telephone Number of Person Authorized to Receive Notices and Communications)
July 23, 2018
(Date
of Event which Requires Filing of This Statement)
If
the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule
13D, and is filing this schedule because of §§ 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box [ ].
Note
:
Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See §240.13d-7
for other parties to whom copies are to be sent.
*The
remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the
subject class of securities, and for any subsequent amendment containing information which would alter disclosure provided in
a prior cover page.
The
information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section
18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP
No. 759757 70 1
|
13D
|
Page
2 of 9
|
1.
|
Names
of Reporting Persons
Seamus
Lagan
|
2.
|
Check
the Appropriate Box if a Member of a Group
(a)
[ ]
(b)
[ ]
|
3.
|
SEC
Use Only
|
4.
|
Source
of Funds (See Instructions)
OO
|
5.
|
Check
Box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) [ ]
|
6.
|
Citizenship
Or Place Of Organization
Ireland
|
Number
Of
Shares
Beneficially
Owned
By
Each
Reporting
Person
With
|
7.
|
Sole
Voting Power
26,689,543
|
8.
|
Shared
Voting Power
147,063,106
|
9.
|
Sole
Dispositive Power
26,689,543
|
10.
|
Shared
Dispositive Power
147,063,106
|
11.
|
Aggregate
Amount Beneficially Owned by Each Reporting Person
173,752,649
|
12.
|
Check
Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) [X]
|
13.
|
Percent
of Class Represented by Amount in Row (11)
6.97%
|
14.
|
Type
of Reporting Person
IN
|
CUSIP
No. 759757 70 1
|
13D
|
Page
3 of 9
|
1.
|
Names
of Reporting Persons
Alcimede
LLC
|
2.
|
Check
the Appropriate Box if a Member of a Group
(a)
[ ]
(b)
[ ]
|
3.
|
SEC
Use Only
|
4.
|
Source
of Funds (See Instructions)
OO
|
5.
|
Check
Box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) [ ]
|
6.
|
Citizenship
Or Place Of Organization
Delaware
|
Number
Of
Shares
Beneficially
Owned By
Each
Reporting
Person
With
|
7
.
|
Sole
Voting Power
-0-
|
8
.
|
Shared
Voting Power
147,063,106
|
9
.
|
Sole
Dispositive Power
-0-
|
10.
|
Shared
Dispositive Power
147,063,106
|
11.
|
Aggregate
Amount Beneficially Owned by Each Reporting Person
147,063,106
|
12.
|
Check
Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) [X]
|
13.
|
Percent
of Class Represented by Amount in Row (11)
5.90%
|
14.
|
Type
of Reporting Person
OO
|
CUSIP
No. 759757 70 1
|
13D
|
Page
4 of 9
|
1.
|
Names
of Reporting Persons
Epizon
Ltd.
|
2.
|
Check
the Appropriate Box if a Member of a Group
(a)
[ ]
(b)
[ ]
|
3.
|
SEC
Use Only
|
4.
|
Source
of Funds (See Instructions)
OO
|
5.
|
Check
Box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) [ ]
|
6.
|
Citizenship
Or Place Of Organization
Commonwealth
of the Bahamas
|
Number
Of
Shares
Beneficially
Owned By
Each
Reporting
Person
With
|
7.
|
Sole
Voting Power
-0-
|
8.
|
Shared
Voting Power
8,638
|
9.
|
Sole
Dispositive Power
-0-
|
10.
|
Shared
Dispositive Power
8,638
|
11.
|
Aggregate
Amount Beneficially Owned by Each Reporting Person
8,638
|
12.
|
Check
Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) [X]
|
13.
|
Percent
of Class Represented by Amount in Row (11)
0.0%
|
14.
|
Type
of Reporting Person
OO
|
CUSIP
No. 759757 70 1
|
13D
|
Page
5 of 9
|
1.
|
Names
of Reporting Persons
P.
Wilhelm F. Toothe, Trustee of The Shanoven Trust
|
2.
|
Check
the Appropriate Box if a Member of a Group
(a)
[ ]
(b)
[ ]
|
3.
|
SEC
Use Only
|
4.
|
Source
of Funds (See Instructions)
OO
|
5.
|
Check
Box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) [ ]
|
6.
|
Citizenship
Or Place Of Organization
Commonwealth
of the Bahamas
|
Number
Of
Shares Beneficially Owned By
Each
Reporting
Person
With
|
7
.
|
Sole
Voting Power
-0-
|
8
.
|
Shared
Voting Power
8,638
|
9.
|
Sole
Dispositive Power
-0-
|
10.
|
Shared
Dispositive Power
8,638
|
11.
|
Aggregate
Amount Beneficially Owned by Each Reporting Person
8,638
|
12.
|
Check
Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) [X]
|
13.
|
Percent
of Class Represented by Amount in Row (11)
0.0%
|
14.
|
Type
of Reporting Person
OO
|
CUSIP
No. 759757 70 1
|
13D
|
Page
6 of 9
|
1.
|
Names
of Reporting Persons
The
Shanoven Trust
|
2.
|
Check
the Appropriate Box if a Member of a Group
(a)
[ ]
(b)
[ ]
|
3.
|
SEC
Use Only
|
4.
|
Source
of Funds (See Instructions)
OO
|
5.
|
Check
Box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) [ ]
|
6.
|
Citizenship
Or Place Of Organization
Commonwealth
of the Bahamas
|
Number
Of Shares Beneficially Owned
By Each Reporting
Person
With
|
7.
|
Sole
Voting Power
-0-
|
8
.
|
Shared
Voting Power
8,638
|
9
.
|
Sole
Dispositive Power
-0-
|
10
.
|
Shared
Dispositive Power
8,638
|
11.
|
Aggregate
Amount Beneficially Owned by Each Reporting Person
8,638
|
12.
|
Check
Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) [X]
|
13.
|
Percent
of Class Represented by Amount in Row (11)
0.0%
|
14.
|
Type
of Reporting Person
OO
|
CUSIP
No. 759757 70 1
|
13D
|
Page
7 of 9
|
Item
1. Security and Issuer
This Amendment No. 5 to Schedule 13D amends the Statement on Schedule 13D, dated November 2, 2015, as previously amended by
Amendments No. 1, No. 2, No. 3 and No. 4 to Schedule 13D, with respect to the Common Stock, $0.01 par value per share (the
"Shares"), of Rennova Health, Inc., a Delaware corporation (the "Issuer"), filed by: Seamus Lagan; Alcimede LLC, a Delaware
limited liability company ("Alcimede"); Epizon Ltd. ("Epizon"), a Bahamian international business corporation, which is wholly-owned
by The Shanoven Trust, of which P. Wilhelm F. Toothe serves as the trustee; P. Wilhelm F. Toothe, as trustee of The Shanoven
Trust; and The Shanoven Trust. Except as expressly amended below, Schedule 13D, dated November 2, 2015, as previously amended,
remains in effect.
Item
3. Source and Amount of Funds or Other Consideration
Item
3 is hereby amended to include the following:
This Amendment No. 5 to Schedule 13D is being filed to report the acquisition on July 23, 2018 by Alcimede of 250,000 shares
of the Issuer’s Series J Convertible Preferred Stock (the “Series J Preferred Stock”) for $250,000. Alcimede
owns all of the outstanding Series J Preferred Stock. Each share of Series J Preferred Stock is convertible, at any time at
the option of the holder, into that number of Shares determined by dividing the stated value (which is $1.00 per share) of
such share of Series J Preferred Stock, plus any accrued and unpaid dividends thereon, by the conversion price. The conversion
price is equal to the average closing price of the Shares on the 10 trading days immediately prior to the conversion date.
As of July 23, 2018, the shares of Series J Preferred Stock owned by Alcimede are convertible into 147,058,824 Shares.
Each holder of the Series
J Preferred Stock shall be entitled to vote on all matters submitted to a vote of the holders of the Shares. With respect to a
vote of stockholders, no later than September 30, 2018 only, to approve either or both of a reverse stock split of the Shares
and to increase the authorized Shares from three billion to up to 10 billion Shares, each share of Series J Preferred Stock
shall be entitled to the whole number of votes equal to 12,000 Shares. With respect to all other matters, and from and after October
1, 2018, each share of Series J Preferred Stock shall be entitled to the whole number of votes equal to the number of Shares into
which it is then convertible. The Series J Preferred Stock shall vote with the Shares as if they were a single class of securities.
As a result, with respect to a vote with regard to a reverse split or such an increase in the authorized Shares, on or prior to
September 30, 2018, the 250,000 shares of Series J Preferred Stock owned by Alcimede will have total votes equal to 3,000,000,000
Shares.
Item 4. Purpose of Transaction
Item 4 is hereby
amended to include the following:
If and when proposed by
the Board of Directors of the Issuer, Mr. Lagan and Alcimede expect that they will vote for, or consent to,
an increase in the authorized Shares up to 10 billion Shares and a reverse split of the Shares. Mr. Lagan’s and Alcimede’s
Shares and Series J Preferred Stock give them enough votes to approve such proposals, if the stockholder vote or consent
occurs on or prior to September 30, 2018.
Item
5. Interest in Securities of the Issuer
Item
5 is hereby amended to include the following:
As of July 23, 2018, Mr.
Lagan may be deemed to beneficially own 173,752,649 Shares (or approximately 6.97% of the total number of Shares then currently
deemed outstanding), which consists of 26,680,098 Shares owned of record by Mr. Lagan and 9,445 stock options owned of record
by Mr. Lagan, and as to which Mr. Lagan may be deemed to have sole dispositive and voting power; and 4,282 Shares owned of record
by Alcimede and 147,058,824 Shares into which the Series J Preferred Stock owned of record by Alcimede is convertible as
of July 23, 2018. Mr. Lagan may be deemed to have shared dispositive and voting power with Alcimede over the 4,282 Shares
owned of record by Alcimede and the 147,058,824 Shares into which the Series J Preferred Stock owned of record by Alcimede is
convertible as of July 23, 2018. Because the conversion price of the Series J Preferred Stock is determined by the average
closing price of the Shares for the 10 trading days immediately prior to the conversion date, the number of Shares issuable upon
conversion will increase or decrease depending upon the market price of the Shares at any particular time. Such Shares do not
include 8,638 Shares owned of record by Epizon and with respect to such Shares, The Shanoven Trust, P. Wilhelm F. Toothe, as trustee
of The Shanoven Trust, and Epizon share dispositive and voting power. Such Shares also do not include Shares owned by a third
party entity, and which third party entity is owned by a trust of which P. Wilhelm F. Toothe serves as trustee.
Item
7. Materials to be Filed as Exhibits
Item
7 is hereby amended to include the following:
Exhibit
D – Joint Filing Agreement pursuant to Rule 13d-1(k).
CUSIP
No. 759757 70 1
|
13D
|
Page
8 of 9
|
SIGNATURES
After
reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true,
complete and correct.
August 21, 2018
|
/s/ Seamus Lagan
|
|
Seamus Lagan, individually
|
|
|
|
August 21, 2018
|
Alcimede
LLC
|
|
|
|
By:
|
/s/
Seamus Lagan
|
|
|
Seamus
Lagan, Sole Manager
|
|
|
|
August 21, 2018
|
Epizon
Ltd.
|
|
|
|
|
By:
|
The
Shanoven Trust
|
|
|
|
|
By:
|
/s/
P. Wilhelm F. Toothe
|
|
|
P.
Wilhelm F. Toothe, Trustee
|
|
|
|
August 21, 2018
|
The
Shanoven Trust
|
|
|
|
|
By:
|
/s/
P. Wilhelm F. Toothe
|
|
|
P.
Wilhelm F. Toothe, Trustee
|
CUSIP
No. 759757 70 1
|
13D
|
Page
9 of 9
|
Exhibit
D
JOINT
FILING AGREEMENT PURSUANT TO RULE 13d-1(k)
The
undersigned acknowledge and agree that the foregoing statement on Amendment No. 5 to Schedule 13D is filed on behalf of each of
the undersigned. The undersigned acknowledge that each shall be responsible for the completeness and accuracy of the information
concerning it contained therein, but shall not be responsible for the completeness and accuracy of the information concerning
the others, except to the extent it knows or has reason to believe that such information is inaccurate. This Joint Filing Agreement
may be executed in any number of counterparts and all of such counterparts taken together shall constitute one and the same instrument.
Dated:
August 21, 2018
|
/s/ Seamus Lagan
|
|
Seamus Lagan, individually
|
|
|
|
|
Alcimede
LLC
|
|
|
|
|
By:
|
/s/
Seamus Lagan
|
|
|
Seamus
Lagan, Sole Manager
|
|
|
|
|
Epizon
Ltd.
|
|
|
|
|
By:
|
The
Shanoven Trust
|
|
|
|
|
By:
|
/s/
P. Wilhelm F. Toothe
|
|
|
P.
Wilhelm F. Toothe, Trustee
|
|
|
|
|
The
Shanoven Trust
|
|
|
|
|
By:
|
/s/
P. Wilhelm F. Toothe
|
|
|
P.
Wilhelm F. Toothe, Trustee
|