Current Report Filing (8-k)
September 26 2017 - 11:58AM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of
The Securities Exchange Act of 1934
Date of Report (Date of earliest event
reported):
September 25, 2017
PhaseRx,
Inc.
(Exact name of registrant as specified
in its charter)
Delaware
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001-37772
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20-4690620
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(State or other jurisdiction
of incorporation)
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(Commission File Number)
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(IRS Employer Identification No.)
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410 W. Harrison Street, Suite 300
Seattle, Washington
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98119
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(Address of principal executive offices)
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(Zip Code)
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Registrant’s telephone number, including
area code:
(206) 805-6300
(Former name or former address, if changed
since last report)
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
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☐
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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☐
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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☐
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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☐
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Indicate by check mark whether the
registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or
Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☒
If an emerging growth company, indicate
by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial
accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☒
Item 5.02
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Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
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On September 25, 2017, PhaseRx, Inc. (the
“Company”) appointed Robert W. Overell, who currently serves as the Company’s president and chief executive officer,
as the Company’s principal accounting officer, effective as of the same date. Biographical and compensation information for
Dr. Overell are included in the Company’s definitive proxy statement for the 2017 Annual Meeting of Stockholders and are
incorporated herein by reference.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act
of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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PhaseRx, Inc.
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Date: September 26, 2017
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By:
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/s/ Robert W. Overell
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Robert W. Overell, Ph.D.
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Chief Executive Officer
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