Statement of Changes in Beneficial Ownership (4)
August 18 2021 - 05:28PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5
obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP OF SECURITIES
|
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OMB Number: 3235-0287
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Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h) of the Investment
Company Act of 1940
|
|
1. Name
and Address of Reporting Person * BERKLEY WILLIAM
R |
2. Issuer Name and Ticker or Trading
Symbol BERKLEY W R CORP [ WRB ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)__X__
Director __X__
10% Owner
__X__ Officer (give title
below) _____ Other
(specify below)
Executive Chairman |
(Last)
(First)
(Middle)
W. R. BERKLEY CORPORATION, 475 STEAMBOAT ROAD |
3. Date of Earliest Transaction (MM/DD/YYYY)
8/16/2021
|
(Street)
GREENWICH, CT 06830
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line) _X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or
Beneficially Owned
|
1.Title of Security
(Instr. 3) |
2. Trans. Date |
2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following
Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
Amount |
(A) or (D) |
Price |
Common Stock |
8/16/2021 |
|
A |
|
49438 (1) |
A |
$0 |
7491250 |
D |
|
Common Stock |
8/16/2021 |
|
F |
|
1887 (2) |
D |
$74.345 |
7489363 (3) |
D |
|
Common Stock |
|
|
|
|
|
|
|
29808460 |
I |
By WR Berkley & Others
LLC |
Common Stock |
|
|
|
|
|
|
|
600000 |
I |
By William R. Berkley 2011 GST
Trust |
Common Stock |
|
|
|
|
|
|
|
90829 |
I |
By spouse |
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
|
1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative
Security |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying
Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially
Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct
(D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Explanation of
Responses: |
(1) |
Represents the vesting of
tranches of performance-based restricted stock units ("RSUs")
granted in 2017 and 2018 under the W. R. Berkley Corporation 2018
Stock Incentive Plan (or its predecessor plan) for the three-year
performance period ending June 30, 2022 (26,029 shares) and June
30, 2023 (23,409 shares). |
(2) |
Represents payment of tax
liability by withholding securities incident to the vesting of
performance-based RSUs. |
(3) |
Includes 3,165,764 shares of
common stock underlying RSUs, all of which have vested (the receipt
of which has been deferred) and does not include unvested shares of
common stock underlying performance-based RSUs. |
Reporting
Owners
|
Reporting Owner Name / Address |
Relationships
|
Director |
10% Owner |
Officer |
Other |
BERKLEY WILLIAM R
W. R. BERKLEY CORPORATION
475 STEAMBOAT ROAD
GREENWICH, CT 06830 |
X |
X |
Executive Chairman |
|
Signatures
|
William R. Berkley |
|
8/18/2021 |
**Signature of Reporting
Person |
Date |
WR Berkley (NYSE:WRB-D)
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