Initial Statement of Beneficial Ownership (3)
October 07 2020 - 4:54PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Schwertner Kristin L |
2. Date of Event Requiring Statement (MM/DD/YYYY)
10/3/2020
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3. Issuer Name and Ticker or Trading Symbol
Container Store Group, Inc. [TCS]
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(Last)
(First)
(Middle)
C/O THE CONTAINER STORE GROUP, INC., 500 FREEPORT PARKWAY |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner
___X___ Officer (give title below) _____ Other (specify below)
Vice President & CAO / |
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(Street)
COPPELL, TX 75019
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
(Instr. 4) | 2. Amount of Securities Beneficially Owned
(Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5) | 4. Nature of Indirect Beneficial Ownership
(Instr. 5) |
| Common Stock | 28943 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 4) | 2. Date Exercisable and Expiration Date
(MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5) | 6. Nature of Indirect Beneficial Ownership
(Instr. 5) |
| Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Stock Option (Right to Buy) | (1) | 6/20/2022 | Common Stock | 352 | $17.01 | D | |
| Stock Option (Right to Buy) | (2) | 10/31/2023 | Common Stock | 2800 | $18.00 | D | |
| Stock Option (Right to Buy) | (1) | 10/31/2023 | Common Stock | 1200 | $18.00 | D | |
| Explanation of Responses: |
| (1) | The options reported on this row are fully vested. |
| (2) | Subject to Ms. Schwertner's continued service through each such vesting date, the option reported on this row shall vest and become exercisable in seven equal installments on each of October 31, 2014, 2015, 2016, 2017, 2018, 2019, 2020. |
Remarks:
Exhibit List: Exhibit 24 - Power of Attorney |
Reporting Owners
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| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
Schwertner Kristin L
C/O THE CONTAINER STORE GROUP, INC.
500 FREEPORT PARKWAY
COPPELL, TX 75019 |
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| Vice President & CAO |
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Signatures
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| /s/ Tyler Drinkwine, Attorney-in Fact for Kristin L. Schwertner | | 10/7/2020 |
| **Signature of Reporting Person | Date |
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