Current Report Filing (8-k)
August 08 2017 - 4:45PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):
August 8, 2017 (August 3, 2017)
Summit Midstream Partners, LP
(Exact name of
registrant as specified in its charter)
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Delaware
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001-35666
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45-5200503
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(State or other jurisdiction
of incorporation)
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(Commission
File
Number)
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(IRS Employer
Identification No.)
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1790 Hughes Landing Blvd
Suite 500
The Woodlands, TX 77380
(Address of principal executive offices) (Zip Code)
Registrants telephone number, including area code:
(832)
413-4770
Not applicable
(Former name or former address,
if changed since last report)
Check the appropriate box below if the
Form 8-K
filing is intended to simultaneously
satisfy the filing obligation of the registrant under any of the following provisions:
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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☐
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Soliciting material pursuant to
Rule 14a-12
under the Exchange Act (17 CFR
240.14a-12)
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Pre-commencement
communications pursuant to
Rule 14d-2(b) under
the Exchange Act (17 CFR
240.14d-2(b))
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☐
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Pre-commencement
communications pursuant to
Rule 13e-4(c) under
the Exchange Act (17 CFR
240.13e-4(c))
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule
405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule
12b-2
of the Securities Exchange Act of 1934
(§240.12b-2
of this chapter).
Emerging growth company ☐
If an emerging growth
company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
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Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers;
Compensatory Arrangements of Certain Officers.
Amended and Restated Employment Agreements
On August 3, 2017, the board of Summit Midstream GP, LLC (the general partner), which manages and operates Summit Midstream Partners, LP
(SMLP or the Partnership), approved amendments to the respective employment agreements of Steve Newby, President and Chief Executive Officer of the general partner and Leonard Mallett, Executive Vice President and Chief
Operations Officer of the general partner. The amendments extend the terms of both employment agreements to March 1, 2020.
Item 9.01 Financial
Statements and Exhibits.
(d)
Exhibits
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Exhibit
Number
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Description
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10.1
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Amendment No. 1 to Second Amended and Restated Employment Agreement by and between Summit Midstream Partners, LLC and Steve Newby, effective August 4, 2017
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10.2
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Amendment No. 1 to Employment Agreement by and between Summit Midstream Partners, LLC and Leonard Mallett, effective August 4, 2017
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Management
contract or compensatory plan or arrangement that is being filed as an exhibit pursuant to Item 9.01(d) of this report.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto
duly authorized.
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Summit Midstream Partners, LP
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(Registrant)
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By:
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Summit Midstream GP, LLC (its general partner)
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Date: August 8, 2017
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/s/ Matthew S. Harrison
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Matthew S. Harrison, Executive Vice President and Chief Financial Officer
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EXHIBIT INDEX
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Exhibit
Number
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Description
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10.1
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Amendment No. 1 to Second Amended and Restated Employment Agreement by and between Summit Midstream Partners, LLC and Steve Newby, effective August 4, 2017
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10.2
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Amendment No. 1 to Employment Agreement by and between Summit Midstream Partners, LLC and Leonard Mallett, effective August 4, 2017
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