As filed with the Securities and Exchange
Commission on November 16, 2020
Registration No. 333-
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM S-3
REGISTRATION STATEMENT
UNDER
THE SECURITIES ACT OF 1933
Resideo Technologies, Inc.
(Exact name of registrant as specified in its
charter)
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Delaware |
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82-5318796 |
(State or other jurisdiction of
incorporation or organization)
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(I.R.S. Employer
Identification No.)
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901 E 6th Street
Austin, Texas 78702
(512) 726-3500
(Address, including zip code, and telephone
number, including area code, of registrant’s principal executive
offices)
Jeannine J. Lane
Executive Vice President, General
Counsel,
Corporate Secretary and Chief Compliance
Officer
901 E 6th Street
Austin, Texas 78702
(512) 726-3500
(Name, address, including zip code, and telephone
number, including area code, of agent for service)
Copies to:
Russell Leaf, Esq.
Sean Ewen, Esq.
Willkie Farr & Gallagher LLP
787 Seventh Avenue
New York, New York 10019
(212) 728-8000
Approximate date of commencement of proposed sale to the
public: From time to time after the effective date of this
registration statement.
If the only securities being registered on this form are being
offered pursuant to dividend or interest reinvestment plans, please
check the following box. ☐
If any of the securities being registered on this form are to be
offered on a delayed or continuous basis pursuant to Rule 415 under
the Securities Act of 1933, other than securities offered only in
connection with dividend or interest reinvestment plans, check the
following box ☑
If this form is filed to register additional securities for an
offering pursuant to Rule 462(b) under the Securities Act of 1933,
please check the following box and list the Securities Act
registration statement number of the earlier effective registration
statement for the same offering. ☐
If this form is a post-effective amendment filed pursuant to Rule
462(c) under the Securities Act of 1933, check the following box
and list the Securities Act registration statement number of the
earlier effective registration statement for the same
offering. ☐
If this Form is a registration statement pursuant to General
Instruction I.D. or a post-effective amendment thereto that shall
become effective upon filing with the Commission pursuant to Rule
462(e) under the Securities Act, check the following
box. ☑
If this Form is a post-effective amendment to a registration
statement filed pursuant to General Instruction I.D. filed to
register additional securities or additional classes of securities
pursuant to Rule 413(b) under the Securities Act, check the
following box. ☐
Indicate by check mark whether the registrant is a large
accelerated filer, an accelerated filer, a non-accelerated filer, a smaller
reporting company, or an emerging growth company. See the
definitions of “large accelerated filer,” “accelerated filer,”
“smaller reporting company” and “emerging growth company” in Rule
12b-2 of the Exchange
Act.
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Large accelerated filer |
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☑ |
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Accelerated filer |
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☐ |
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Non-accelerated filer |
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☐ |
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Smaller reporting company |
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☐ |
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Emerging growth company |
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☐ |
If an emerging growth company, indicate by check mark if the
registrant has elected not to use the extended transition period
for complying with any new or revised financial accounting
standards provided pursuant to Section 7(a)(2)(B) of
Securities Act. ☐
CALCULATION OF REGISTRATION FEE
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Title of Each Class of
Securities to be Registered
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Amount
to be
Registered(1)(2)
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Proposed
Maximum
Offering Price
Per Share(1)
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Maximum
Aggregate
Offering Price(1)
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Amount of
Registration Fee(1) |
Common Stock, par value $0.001 per share
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Preferred Stock, par value $0.001 per share
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Warrants
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Debt Securities
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Total
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(1) |
An unspecified aggregate initial offering price and
number of the securities of each class identified above is being
registered pursuant to this registration statement as may from time
to time be offered, at indeterminate prices. In accordance with
Rules 456(b) and 457(r) under the Securities Act of 1933, as
amended (the “Securities Act”), the registrant is deferring payment
of all of the related registration fees. Any registration fees will
be paid subsequently on a pay-as-you-go basis in
accordance with Rule 457(r) under the Securities Act.
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(2) |
Pursuant to Rule 457(i) under the Securities Act, the
securities registered hereunder include such indeterminate number
of shares of common stock or preferred stock as may be issued upon
conversion or exchange of any preferred stock, warrants or debt
securities registered hereunder that provide for conversion or
exchange or upon exercise of warrants. In addition, pursuant to
Rule 416 under the Securities Act, the securities registered
hereunder include such indeterminate number of securities as may be
issued with respect to the securities being registered hereunder as
a result of stock splits, stock dividends or similar
transactions.
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