Statement of Changes in Beneficial Ownership (4)
January 29 2013 - 5:09PM
Edgar (US Regulatory)
FORM 4
[
X
]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
HUNT KEVIN J
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2. Issuer Name
and
Ticker or Trading Symbol
RALCORP HOLDINGS INC /MO
[
RAH
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__
X
__ Director
_____ 10% Owner
__
X
__ Officer (give title below)
_____ Other (specify below)
Director, CEO & President
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(Last)
(First)
(Middle)
800 MARKET STREET, SUITE 2900
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3. Date of Earliest Transaction
(MM/DD/YYYY)
1/29/2013
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(Street)
ST. LOUIS, MO 63101
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock
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1/29/2013
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D
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40001
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D
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(1)
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0
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D
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Common Stock
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1/29/2013
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D
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5631
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D
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(2)
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0
(2)
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I
(2)
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By 401(K), Executive SIP and Def. Comp.
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3)
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2. Conversion or Exercise Price of Derivative Security
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3. Trans. Date
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3A. Deemed Execution Date, if any
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4. Trans. Code
(Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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6. Date Exercisable and Expiration Date
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7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
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8. Price of Derivative Security
(Instr. 5)
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9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
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11. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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(A)
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(D)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Employee Restricted Stock Unit with Tax Withholding Right
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(3)
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1/29/2013
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D
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50000
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(3)
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(3)
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Common Stock
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50000
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(3)
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0
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D
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Employee Restricted Stock Unit with Tax Withholding Right
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(3)
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1/29/2013
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D
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50000
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(3)
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(3)
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Common Stock
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50000
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(3)
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0
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D
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Stock Appreciation Right with Tax Withholding Right
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$55.78
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1/29/2013
(3)
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D
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29611
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(3)
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9/24/2018
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Common Stock
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29611
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(3)
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0
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D
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Stock Appreciation Right with Tax Withholding Right
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$47.51
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1/29/2013
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D
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29611
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(3)
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10/8/2019
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Common Stock
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29611
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(3)
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0
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D
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Stock Appreciation Right with Tax Withholding Right
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$48.50
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1/29/2013
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D
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88833
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(3)
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9/26/2017
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Common Stock
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88833
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(3)
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0
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D
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Stock Appreciation Right with Tax Withholding Right
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$74.65
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1/29/2013
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D
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85000
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(3)
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2/14/2022
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Common Stock
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85000
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(3)
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0
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D
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Explanation of Responses:
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(
1)
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Pursuant to the Agreement and Plan of Merger, dated as of November 26, 2012 (the "Merger Agreement"), by and among Ralcorp Holdings, Inc. ("Ralcorp"), ConAgra Foods, Inc., and Phoenix Acquistion Sub Inc. ("Merger Sub"), Ralcorp merged with and into Merger Sub on January 29, 2013 (the "Merger"). Upon the effective time of the Merger, each share of Ralcorp common stock was cancelled and exchanged for $90.00 in cash, without interest.
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(
2)
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Pursuant to the Merger Agreement, amounts held in Issuer's 401(K) Plan, Executive Savings Investment Plan, and Deferred Compensation Plan were designated to another fund due to the applicable Ralcorp fund being terminated upon the effective time of the Merger.
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(
3)
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Pursuant to the Merger Agreement, each restricted stock unit and stock appreciation right to acquire shares of Ralcorp common stock, whether or not then vested or exercisable, was cancelled and terminated at the effective time of the Merger in exchange for the right to receive $90.00 in cash, without interest.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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HUNT KEVIN J
800 MARKET STREET
SUITE 2900
ST. LOUIS, MO 63101
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X
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Director, CEO & President
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Signatures
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Gregory A. Billhartz, Attorney-in-Fact for Kevin J. Hunt
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1/29/2013
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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