As filed with the Securities and Exchange
Commission on October 31, 2022
Registration No. 333-147027
Registration No. 333-163370
Registration No. 333-221339
Registration No. 333-235756
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
POST-EFFECTIVE AMENDMENT NO. 1 TO FORM
S-8 REGISTRATION STATEMENT
NO. 333-147027
POST-EFFECTIVE AMENDMENT NO. 1 TO FORM
S-8 REGISTRATION STATEMENT
NO. 333-163370
POST-EFFECTIVE AMENDMENT NO. 1 TO FORM
S-8 REGISTRATION STATEMENT
NO. 333-221339
POST-EFFECTIVE AMENDMENT NO. 1 TO FORM
S-8 REGISTRATION STATEMENT
NO. 333-235756
REGISTRATION STATEMENT
UNDER
THE SECURITIES ACT OF 1933
PZENA INVESTMENT MANAGEMENT, INC.
(Exact name of Registrant as specified in its
charter)
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Delaware |
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20-8999751 |
(State or Other Jurisdiction of
Incorporation or Organization)
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(I.R.S. Employer
Identification Number)
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Pzena Investment Management, Inc.
320 Park Avenue
New York, New York 10022
(212) 355-1600
(Address, Including Zip Code, and Telephone
Number, Including Area Code, of Registrant’s Principal Executive
Offices)
Jessica R. Doran
Chief Financial Officer
Pzena Investment Management, Inc.
320 Park Avenue
New York, New York 10022
(212) 355-1600
(Name, address, including zip code, and telephone
number, including area code, of agent for service)
Copies to:
Scott Golenbock, Esq.
Brett Nadritch, Esq.
Milbank LLP
55 Hudson Yards
New York, New York 10001
(212) 530-5000
Approximate date of commencement of proposed sale
to the public: Not applicable
Pzena Investment Management, Inc. 2007 Equity
Incentive Plan
Pzena Investment Management, LLC Amended and
Restated 2006 Equity Incentive Plan
Pzena Investment Management, Inc. Amended and
Restated 2007 Equity Incentive Plan
Indicate by check mark whether the registrant is a large
accelerated filer, an accelerated filer, a non-accelerated filer or a smaller
reporting company. See the definitions of “large accelerated
filer,” “accelerated filer” and “smaller reporting company” in Rule
12b-2 of the Exchange Act.
(Check one):
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Large accelerated filer |
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☐ |
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Accelerated filer |
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☒ |
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Non-accelerated filer |
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☐ |
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Smaller Reporting Company |
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☒ |
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Emerging growth company |
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☐ |
If an emerging growth company, indicate by check mark if the
registrant has elected not to use the extended transition period
for complying with any new or revised financial accounting
standards provided pursuant to Section 7(a)(2)(B) of the
Securities Act. ☐