Amended Statement of Ownership (sc 13g/a)
February 11 2021 - 6:15AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE
13G/A
(Rule 13d-102)
UNDER THE
SECURITIES EXCHANGE ACT OF 1934
(Amendment No. 2)*
NIO Inc.
(Name of Issuer)
Class A ordinary
shares, par value of $0.00025 per share
(Title of Class
of Securities)
G6525F 102
(CUSIP Number)
December 31,
2020
(Date of Event
Which Requires Filing of this Statement)
Check the appropriate box to designate
the rule pursuant to which this Schedule is filed:
* The remainder of this cover page
shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities,
and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the
remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange
Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all
other provisions of the Act (however, see the Notes).
1
|
NAMES OF
REPORTING PERSONS
Bin Li
|
2
|
CHECK THE
APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ¨
(b) ¨
|
3
|
SEC USE
ONLY
|
4
|
CITIZENSHIP
OR PLACE OF ORGANIZATION
People’s
Republic of China
|
NUMBER
OF
SHARES
BENEFICIALLY
OWNED
BY
EACH
REPORTING
PERSON
WITH:
|
5
|
SOLE VOTING
POWER
0
|
6
|
SHARED VOTING
POWER
174,467,7761
ordinary shares. See Item 4.
|
7
|
SOLE DISPOSITIVE
POWER
0
|
8
|
SHARED DISPOSITIVE
POWER
174,467,776
ordinary shares. See Item 4.
|
9
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
174,467,776 ordinary shares.
See Item 4.
|
10
|
CHECK IF
THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
¨
|
11
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
11.1%.2
See Item 4.
|
12
|
TYPE OF
REPORTING PERSON
IN
|
|
|
|
|
|
1
|
Includes (i) 9,000,000
Class A ordinary shares issuable to Mr. Li upon exercise
of options within 60 days after December 31, 2020,
(ii) 4,778,523 Class A ordinary shares and 84,234,928 Class
C ordinary shares held on record by Originalwish
Limited, a British Virgin Islands company wholly owned
by Mr. Li, (iii) 26,454,325 Class C ordinary shares
held on record by mobike Global Ltd., a British Virgin Islands
company wholly owned by Mr. Li, (iv) 12,189,253 Class A ordinary shares and 37,810,747
Class C ordinary shares
held on record by NIO Users Limited,
a holding company held upon the terms of the NIO Users Trust, under which Mr. Li has
reserved certain powers to himself. Each Class C Ordinary
Share is convertible at the option of the holder into one
Class A Ordinary Share. The rights of the holders of Class
A Ordinary Shares and Class C Ordinary Shares are identical,
except with respect to conversion rights (noted above) and
voting rights. Each Class
C Ordinary Share is entitled to eight votes per
share, whereas
each Class A Ordinary Share is
entitled to one vote per share.
|
|
2
|
Assumes
conversion of all Class B ordinary shares and Class C ordinary shares into Class A ordinary
shares.
|
1
|
NAMES OF
REPORTING PERSONS
Originalwish
Limited
|
2
|
CHECK THE
APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ¨
(b) ¨
|
3
|
SEC
USE ONLY
|
4
|
CITIZENSHIP
OR PLACE OF ORGANIZATION
British
Virgin Islands
|
NUMBER
OF
SHARES
BENEFICIALLY
OWNED
BY
EACH
REPORTING
PERSON
WITH:
|
5
|
SOLE VOTING
POWER
0
|
6
|
SHARED VOTING
POWER
89,013,451
ordinary shares. See Item 4.
|
7
|
SOLE DISPOSITIVE
POWER
0
|
8
|
SHARED DISPOSITIVE
POWER
89,013,451
ordinary shares. See Item 4.
|
9
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
89,013,451 ordinary shares.
See Item 4.
|
10
|
CHECK IF
THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
¨
|
11
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
5.7.1
See Item 4.
|
12
|
TYPE OF
REPORTING PERSON
CO
|
|
|
|
|
|
1
|
Assumes
conversion of all Class B ordinary shares and Class C ordinary shares into Class A ordinary
shares.
|
1
|
NAMES OF
REPORTING PERSONS
mobike Global Ltd.
|
2
|
CHECK THE
APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ¨
(b) ¨
|
3
|
SEC
USE ONLY
|
4
|
CITIZENSHIP
OR PLACE OF ORGANIZATION
British
Virgin Islands
|
NUMBER
OF
SHARES
BENEFICIALLY
OWNED
BY
EACH
REPORTING
PERSON
WITH:
|
5
|
SOLE VOTING
POWER
0
|
6
|
SHARED VOTING
POWER
26,454,325 ordinary shares.
See Item 4.
|
7
|
SOLE DISPOSITIVE
POWER
0
|
8
|
SHARED DISPOSITIVE
POWER
26,454,325 ordinary shares.
See Item 4.
|
9
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
26,454,325 ordinary shares.
See Item 4.
|
10
|
CHECK IF
THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
¨
|
11
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
1.7%.1
See Item 4.
|
12
|
TYPE
OF REPORTING PERSON
CO
|
|
|
|
|
|
1
|
Assumes
conversion of all Class B ordinary shares and Class C ordinary shares into Class A ordinary
shares.
|
1
|
NAMES OF
REPORTING PERSONS
NIO Users Limited
|
2
|
CHECK THE
APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ¨
(b) ¨
|
3
|
SEC
USE ONLY
|
4
|
CITIZENSHIP
OR PLACE OF ORGANIZATION
British
Virgin Islands
|
NUMBER
OF
SHARES
BENEFICIALLY
OWNED
BY
EACH
REPORTING
PERSON
WITH:
|
5
|
SOLE VOTING
POWER
0
|
6
|
SHARED VOTING
POWER
50,000,000 ordinary shares.
See Item 4.
|
7
|
SOLE DISPOSITIVE
POWER
0
|
8
|
SHARED DISPOSITIVE
POWER
50,000,000 ordinary shares.
See Item 4.
|
9
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
50,000,000 ordinary shares.
See Item 4.
|
10
|
CHECK IF
THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
¨
|
11
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
3.2%.1
See Item 4.
|
12
|
TYPE OF
REPORTING PERSON
CO
|
|
|
|
|
|
1
|
Assumes
conversion of all Class B ordinary shares and Class C ordinary shares into Class A ordinary
shares.
|
1
|
NAMES OF
REPORTING PERSONS
NIO Users Trust
|
2
|
CHECK THE
APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ¨
(b) ¨
|
3
|
SEC
USE ONLY
|
4
|
CITIZENSHIP
OR PLACE OF ORGANIZATION
Cayman Islands
|
NUMBER
OF
SHARES
BENEFICIALLY
OWNED
BY
EACH
REPORTING
PERSON
WITH:
|
5
|
SOLE VOTING
POWER
0
|
6
|
SHARED VOTING
POWER
50,000,000 ordinary shares.
See Item 4.
|
7
|
SOLE DISPOSITIVE
POWER
0
|
8
|
SHARED DISPOSITIVE
POWER
50,000,000 ordinary shares.
See Item 4.
|
9
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
50,000,000 ordinary shares.
See Item 4.
|
10
|
CHECK IF
THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
¨
|
11
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
3.2%.1
See Item 4.
|
12
|
TYPE OF
REPORTING PERSON
CO
|
|
|
|
|
|
1
|
Assumes
conversion of all Class B ordinary shares and Class C ordinary shares into Class A ordinary
shares.
|
|
ITEM 1(a).
|
NAME OF ISSUER:
|
NIO Inc.
|
ITEM 1(b).
|
ADDRESS OF ISSUER’S PRINCIPAL
EXECUTIVE OFFICES:
|
Building 20, No. 56 AnTuo
Road
Jiading District, Shanghai, 201804
People’s Republic of China
|
ITEM 2(a).
|
NAME OF PERSON FILING:
|
Bin Li
Originalwish
Limited
mobike Global
Ltd.
NIO Users Limited
NIO Users Trust
|
ITEM 2(b).
|
ADDRESS OF PRINCIPAL BUSINESS
OFFICE, OR, IF NONE, RESIDENCE:
|
Bin Li
Building 20, No. 56 AnTuo Road
Jiading District, Shanghai, 201804
People’s Republic of China
Originalwish Limited
Sertus Chambers, P.O. Box 905
Quastisky Building, Road Town
Tortola, British Virgin Islands
mobike Global Ltd.
Sertus Chambers, P.O. Box 905
Quastisky Building, Road Town
Tortola, British Virgin Islands
NIO Users Limited
PO Box 173, Road Town
Tortola, British Virgin Islands
NIO Users Trust
Boundary Hall
Cricket Square, George Town
Grand Cayman
Cayman Islands
Bin Li – People’s
Republic of China
Originalwish Limited –
British Virgin Islands
mobike Global Ltd. –
British Virgin Islands
NIO Users Limited –
British Virgin Islands
NIO Users Trust –
Cayman Islands
|
ITEM 2(d).
|
TITLE OF CLASS OF SECURITIES:
|
Class A ordinary shares,
par value of $0.00025 per share (the “Class A Ordinary Shares”). Each Class C ordinary share, par value of $0.00025
per share (the “Class C Ordinary Shares”), held by the reporting persons is convertible into one Class A Ordinary
Share at the option of the holders at any time. Each Class C Ordinary Share is entitled to eight votes per share, whereas each
Class A Ordinary Share is entitled to one vote per share.
G6525F 102
|
ITEM 3.
|
IF
THIS STATEMENT IS FILED PURSUANT TO §§ 240.13d-1(b), OR 240.13d-2(b) OR (c),
CHECK WHETHER THE PERSONS FILING IS A:
|
Not applicable
The following information
with respect to the ownership of the Class A Ordinary Shares by each of the reporting persons is provided as of December 31, 2019:
Reporting
Person
|
|
Amount beneficially owned:
|
|
|
Percent
of class: (1)
|
|
|
Sole power to vote or direct the vote
|
|
|
Shared power to vote or to direct the vote:
|
|
|
Sole power to dispose or to direct the disposition of:
|
|
|
Shared power to dispose or to direct the disposition of:
|
|
Bin Li
|
|
|
174,467,776
|
(2)
|
|
|
11.1
|
%
|
|
|
0
|
|
|
|
174,467,776
|
(2)
|
|
|
0
|
|
|
|
174,467,776
|
(2)
|
Originalwish Limited
|
|
|
89,013,451
|
(3)
|
|
|
5.7
|
%
|
|
|
0
|
|
|
|
89,013,451
|
(3)
|
|
|
0
|
|
|
|
89,013,451
|
(3)
|
mobike Global Ltd.
|
|
|
26,454,325
|
(4)
|
|
|
1.7
|
%
|
|
|
0
|
|
|
|
26,454,325
|
(4)
|
|
|
0
|
|
|
|
26,454,325
|
(4)
|
NIO Users Limited
|
|
|
50,000,000
|
(5)
|
|
|
3.2
|
%
|
|
|
0
|
|
|
|
50,000,000
|
(5)
|
|
|
0
|
|
|
|
50,000,000
|
(5)
|
NIO Users Trust
|
|
|
50,000,000
|
(6)
|
|
|
3.2
|
%
|
|
|
0
|
|
|
|
50,000,000
|
(6)
|
|
|
0
|
|
|
|
50,000,000
|
(6)
|
|
(1)
|
Pursuant to Rule 13d-3(d)(l),
all Class B ordinary shares and Class C ordinary shares (which are convertible into Class A ordinary shares) were deemed to be
converted for the purpose of (i) determining the aggregate amount of Class A ordinary shares beneficially owned by the reporting
person and (ii) calculating the percentages of the Class A ordinary shares beneficially owned by the reporting person. The percentage
of the class of securities beneficially owned by each reporting person is based on 1,569,106,220 outstanding ordinary shares as
a single class, being the sum of 1,292,312,288 Class A ordinary shares, 128,293,932 Class B ordinary shares and 148,500,000 Class
C ordinary shares, par value of US$0.00025 per share, of the Issuer outstanding as of December 31, 2020. In computing the percentage
of ownership of the reporting persons, we have included, where applicable, shares that the reporting persons have the right to
acquire within 60 days, including through the exercise of any option, warrant, or other right or the conversion of any other security,
after December 31, 2020.
|
|
(2)
|
Includes (i) 9,000,000 Class A ordinary shares issuable to Mr.
Li upon exercise of options within 60 days after December 31, 2020, (ii) 4,778,523 Class A ordinary shares and 84,234,928 Class
C ordinary shares held on record by Originalwish Limited, a British Virgin Islands company wholly owned by Mr. Li, (iii) 26,454,325
Class C ordinary shares held on record by mobike Global Ltd., a British Virgin Islands company wholly owned by Mr. Li, (iv) 12,189,253
Class A ordinary shares and 37,810,747 Class C ordinary shares held on record by NIO Users Limited, held upon the terms of the
NIO Users Trust, under which Mr. Li has reserved certain powers to himself. Each Class C Ordinary
Share is convertible at the option of the holder into one Class A Ordinary Share. The rights of the holders of Class A Ordinary
Shares and Class C Ordinary Shares are identical, except with respect to conversion rights (noted above) and voting rights. Each
Class C Ordinary Share is entitled to eight votes per share, whereas each Class A Ordinary Share is entitled to one vote per share.
|
|
(3)
|
Represented by 4,778,523 Class
A ordinary shares and 84,234,928 Class C ordinary shares held by Originalwish Limited.
|
|
(4)
|
Represented by 26,454,325
Class C ordinary shares held by mobike Global Ltd.
|
|
(5)
|
Represented by 12,189,253 Class A ordinary shares and 37,810,747
Class C ordinary shares held on record by NIO Users Limited, a holding company controlled by NIO Users Trust. NIO Users Trust,
with Maples Trustee Services (Cayman) Limited as the trustee, Mr. Bin Li has reserved certain powers to himself in respect of the
NIO Users Trust as the settlor and protector, and Mr. Li and others designated by Mr. Li as beneficiaries. Pursuant to Section
13(d) of the Securities Exchange Act of 1934, as amended, and the rules promulgated thereunder, Mr. Li may be deemed to beneficially
own all of the ordinary shares of the Issuer held by NIO Users Limited.
|
|
(6)
|
Represented by 12,189,253
Class A ordinary shares and 37,810,747 Class C ordinary shares held on record by NIO Users Limited, a holding company controlled
by NIO Users Trust. Also see footnote (5).
|
|
ITEM 5.
|
OWNERSHIP OF FIVE PERCENT OR LESS
OF A CLASS
|
Not applicable
|
ITEM 6.
|
OWNERSHIP OF MORE THAN FIVE PERCENT
ON BEHALF OF ANOTHER PERSON
|
Not applicable
|
ITEM 7.
|
IDENTIFICATION AND CLASSIFICATION
OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING
COMPANY OR CONTROL PERSON
|
Not applicable
|
ITEM 8.
|
IDENTIFICATION
AND CLASSIFICATION OF MEMBERS OF THE GROUP
|
Not applicable
|
ITEM 9.
|
NOTICE
OF DISSOLUTION OF GROUP
|
Not applicable
Not applicable
LIST OF
EXHIBITS
Exhibit
No.
|
Description
|
A
|
Joint
Filing Agreement (incorporated by reference to Exhibit 99. l to Schedule 13G filed on January 23, 2019 by the reporting persons
with the Securities and Exchange Commission)
|
SIGNATURE
After reasonable
inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete
and correct.
Dated: February 11, 2021
Bin Li
|
/s/ Bin Li
|
|
|
|
Originalwish Limited
|
By:
|
/s/ Bin Li
|
|
Name:
|
Bin Li
|
|
Title:
|
Director
|
|
|
|
mobike Global Ltd.
|
By:
|
/s/ Bin Li
|
|
Name:
|
Bin Li
|
|
Title:
|
Director
|
|
|
|
NIO Users Limited
|
By:
|
/s/ Titan Directors Limited
|
|
Name:
|
Titan Directors Limited
|
|
Title:
|
Director
|
|
|
|
|
|
|
Maples Trustee Services (Cayman) Limited
|
By:
|
/s/ Peter Goddard
|
acting solely in its capacity as the trustee
|
Name:
|
Peter Goddard
|
of NIO Users Trust
|
Title:
|
Authorized signatory
|
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