|
|
|
|
|
CUSIP No. 629579202
|
|
SCHEDULE 13D/A
|
|
Page
18
of 23
|
This Amendment No. 28 to Schedule 13D (this Amendment No. 28) is hereby filed to update and
supplement certain information with respect to the shares of Class A Common Stock (the Class A Common) of NACCO Industries, Inc. (the Company) held by Rankin Associates II, L.P., a
Delaware limited partnership (the Partnership), that appeared in the Schedule 13D on February 18, 1998 (the Initial Filing), as amended on March 30, 1998 (the Amendment
No. 1), as amended on April 20, 1998 (the Amendment No. 2), as amended on January 11, 1999 (the Amendment No. 3), as amended on
May 28, 1999 (the Amendment No. 4), as amended on November 13, 2000 (the Amendment No. 5), as amended on February 14, 2001 (the Amendment
No. 6), as amended on January 10, 2002 (the Amendment No. 7), as amended on October 31, 2002 (the Amendment No. 8), as amended on
January 9, 2003 (the Amendment No. 9), as amended on April 28, 2003 (the Amendment No. 10), as amended on February 17, 2004 (the Amendment
No. 11), as amended on February 15, 2005 (the Amendment No. 12), as amended on February 14, 2006 (the Amendment No. 13), as amended on
February 14, 2007 (the Amendment No. 14), as amended on February 14, 2008 (the Amendment No. 15), as amended on February 13, 2009 (the Amendment
No. 16), as amended on February 16, 2010 (the Amendment No. 17), as amended on February 14, 2011 (the Amendment No. 18), as amended on
February 14, 2012 (the Amendment No. 19), as amended on February 14, 2013 (the Amendment No. 20), as amended on February 14, 2014 (the Amendment
No. 21), as amended on February 13, 2015 (the Amendment No. 22), as amended on February 12, 2016 (the Amendment No. 23), as amended on
February 14, 2017 (the Amendment No. 24), as amended on February 13, 2018 (the Amendment No. 25), as amended on February 13, 2019 (the Amendment
No. 26 ) and as amended on February 13, 2020 (the Amendment No. 27), (collectively, the Filings). This Amendment No. 28 (a) updates certain information
with respect to certain Reporting Persons under the Filings and (b) reflects the acquisitions and/or dispositions of shares of Class A Common by certain Reporting Persons. Capitalized terms used herein but not defined herein have the
meanings assigned to them in the Filings.
Item 2. Identity and Background
The following new Reporting Persons shall be added:
CRW 2020 GST Trust for Margo J.V. Williams. David B.H. Williams is the trustee of the trust. Mr. Williams resident address
is 1654 N. Dayton, Chicago, Illinois 60614. He is an attorney with Williams, Bax & Saltzman, P.C.
CRW 2020 GST Trust for
Helen C. Williams. David B.H. Williams is the trustee of the trust. Mr. Williams resident address is 1654 N. Dayton, Chicago, Illinois 60614. He is an attorney with Williams, Bax & Saltzman, P.C.
HRB 2020 GST Trust for Clara R. Butler. Clara R. Williams is the trustee of the trust. Ms. Williams resident address is 1654
N. Dayton, Chicago, Illinois 60614. She is a jewelry designer.
HRB 2020 GST Trust for Griffin B. Butler. Clara R. Williams is the
trustee of the trust. Ms. Williams resident address is 1654 N. Dayton, Chicago, Illinois 60614. She is a jewelry designer.
JCB 2020 GST Trust for Clara R. Butler. Helen R. Butler is the trustee of the trust. Ms. Butlers resident address is 7575
Old Mill Rd, P.O. Box 477, Gates Mills, OH. She is a Sales Associate at Wool and Willow.
JCB 2020 GST Trust for Griffin B.
Butler. Helen R. Butler is the trustee of the trust. Ms. Butlers resident address is 7575 Old Mill Rd, P.O. Box 477, Gates Mills, OH. She is a Sales Associate at Wool and Willow.
Item 5. Interest in Securities of the Issuer.
(a)(b) The first paragraph under the heading Item 5. Interest in Securities of the Issuer in the Filings is hereby deleted
and replaced in its entirety by the following:
Pursuant to the Act and the regulations thereunder, the Reporting Persons may be deemed as
a group to beneficially own 338,295 shares of Class A Common, the aggregate number of shares of Class A Common which are held by the Partnership, representing approximately 6.16% of the outstanding Class A Common as of
December 31, 2020.
The statements under the heading Alfred M. Rankin, Jr. which appear in the Filings, are hereby deleted and
replaced in their entirety by the following:
Alfred M. Rankin, Jr. Mr. Rankin (a) shares with his mother (Clara L.T.
Rankin) the power to vote and dispose of 9,600 shares of Class A Common pursuant to an agreement with his mother, creating a trust for the benefit of her grandchildren; (b) shares with PNC Bank, N.A. (PNC) the power to vote and
dispose of 18,625 shares of Class A Common held by the A.M. Rankin Sr. GST Trusts for the benefit of Alfred M. Rankin, Sr.s grandchildren; (c) shares with Rankin Management, Inc. and the other Reporting Persons the power to vote and
dispose of 338,295 shares of Class A Common held by the Partnership; (d) has the sole power to vote