Statement of Changes in Beneficial Ownership (4)
February 24 2020 - 4:52PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
RANDAZZA MARK |
2. Issuer Name and Ticker or Trading Symbol
COCA COLA CO
[
KO
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
__X__ Officer (give title below) _____ Other (specify below)
Principal Accounting Officer |
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(Last)
(First)
(Middle)
THE COCA-COLA COMPANY, ONE COCA-COLA PLAZA |
3. Date of Earliest Transaction
(MM/DD/YYYY)
2/20/2020 |
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(Street)
ATLANTA, GA 30313
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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| Common Stock, $.25 Par Value | 2/20/2020 | | A | | 10651 (1) | A | $0 | 42763 | D | |
| Common Stock, $.25 Par Value | | | | | | | | 17004 (2) | I | By 401(k) Plan |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code
(Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) | 8. Price of Derivative Security
(Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Employee Stock Option (Right to Buy) | $59.485 | 2/20/2020 | | A | | 9499 | | (3) | 2/20/2030 | Common Stock, $.25 Par Value | 9499 | $0 | 9499 | D | |
| Hypothetical Shares | (4) | | | | | | | (5) | (5) | Common Stock, $.25 Par Value | 3981 | | 3981 (6) | I | By Supplemental 401(k) Plan |
| Explanation of Responses: |
| (1) | These shares represent (i) 8,752 shares of common stock of The Coca-Cola Company issuable upon vesting, in February 2021, of performance share units that were issued to the reporting person in connection with the attainment of the performance criteria underlying performance share units granted for the 2017-2019 performance period, and (ii) 1,899 restricted stock units issued under The Coca-Cola Company 2014 Equity Plan, which vest 100% on February 20, 2023. |
| (2) | Shares credited to the reporting person's account under The Coca-Cola Company 401(k) Plan, as of February 19, 2020. |
| (3) | Option (with tax withholding right) granted on February 20, 2020 under The Coca-Cola Company 2014 Equity Plan. One-fourth of grant becomes exercisable on the first, second, third and fourth anniversaries of the grant date. |
| (4) | Each hypothetical share is equal to one share of common stock of The Coca-Cola Company. |
| (5) | There is no data applicable with respect to the hypothetical shares. |
| (6) | As of February 19, 2020. |
Reporting Owners
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| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
RANDAZZA MARK
THE COCA-COLA COMPANY
ONE COCA-COLA PLAZA
ATLANTA, GA 30313 |
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| Principal Accounting Officer |
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Signatures
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| /s/ Mark Randazza | | 2/24/2020 |
| **Signature of Reporting Person | Date |
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