Initial Statement of Beneficial Ownership (3)
May 18 2020 - 4:29PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
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3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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Guernsey David R |
2. Date of Event Requiring Statement (MM/DD/YYYY)
5/7/2020
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3. Issuer Name and Ticker or Trading Symbol
JELD-WEN Holding, Inc. [JELD]
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(Last)
(First)
(Middle)
2645 SILVER CRESCENT DRIVE |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner
___X___ Officer (give title below) _____ Other (specify below)
EVP & President, Europe / |
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(Street)
CHARLOTTE, NC 28273
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
(Instr. 4) | 2. Amount of Securities Beneficially Owned
(Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5) | 4. Nature of Indirect Beneficial Ownership
(Instr. 5) |
| Common Stock | 12887 (1) | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 4) | 2. Date Exercisable and Expiration Date
(MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5) | 6. Nature of Indirect Beneficial Ownership
(Instr. 5) |
| Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Common Stock Option (Right to Buy) | (2) | 7/18/2029 | Common Stock Option (Right to Buy) | 18226.0 | $20.88 | D | |
| Common Stock Option (Right to Buy) | (2) | 2/11/2030 | Common Stock Option (Right to Buy) | 14814.0 | $24.54 | D | |
| Explanation of Responses: |
| (1) | The reported transaction includes the following awards made in respect of the issuer's common stock, the vesting of which is subject to the reporting person's continued employment with the issuer: (i) 7,183 restricted stock units granted on July 18, 2019, which shall vest on July 18, 2022 and (ii) 5,704 restricted stock units granted on February 11, 2020, which shall vest on February 11, 2023. |
| (2) | Subject to the reporting person's continued employment with the issuer, the options will vest one-third annually over a three-year period beginning on the first anniversary of the grant date. |
Reporting Owners
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| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
Guernsey David R
2645 SILVER CRESCENT DRIVE
CHARLOTTE, NC 28273 |
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| EVP & President, Europe |
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Signatures
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| /s/ David R Guernsey | | 5/18/2020 |
| **Signature of Reporting Person | Date |
JELD WEN (NYSE:JELD)
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