Initial Statement of Beneficial Ownership (3)
May 12 2020 - 12:55PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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CHENAULT KENNETH I |
2. Date of Event Requiring Statement (MM/DD/YYYY)
5/2/2020
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3. Issuer Name and Ticker or Trading Symbol
BERKSHIRE HATHAWAY INC [BRK.A]
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(Last)
(First)
(Middle)
434 BROADWAY, 6TH FLOOR |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
__X__ Director _____ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
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(Street)
NEW YORK, NY 10013
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
(Instr. 4) | 2. Amount of Securities Beneficially Owned
(Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5) | 4. Nature of Indirect Beneficial Ownership
(Instr. 5) |
| Class B Common Stock | 1855 | I | See footnote (1) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 4) | 2. Date Exercisable and Expiration Date
(MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5) | 6. Nature of Indirect Beneficial Ownership
(Instr. 5) |
| Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Class A Common Stock | (2) | (2) | Class B Common Stock (3) | 4500 | (2) | I | See footnote (4) |
| Explanation of Responses: |
| (1) | These shares are held by the Kathryn C. Chenault Revocable Trust, dtd 12/23/05. The reporting person is a co-trustee of the trust. |
| (2) | Not applicable. |
| (3) | Each share of Class A Common Stock is convertible at any time at the option of the holder into 1,500 shares of Class B Common Stock. |
| (4) | These shares are held by the Kenneth I. Chenault GST Family Trust of 2012, dtd 12/20/12. The reporting person has or shares trading authority over these shares. |
Reporting Owners
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| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
CHENAULT KENNETH I
434 BROADWAY, 6TH FLOOR
NEW YORK, NY 10013 | X |
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Signatures
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| /s/ Kenneth I. Chenault | | 5/12/2020 |
| **Signature of Reporting Person | Date |
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