Amended Statement of Ownership (sc 13g/a)
May 20 2020 - 6:05AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange
Act of 1934
(Amendment No. 5)*
A10 Networks, Inc.
(Name of Issuer)
Common Stock, $0.00001 par value per share
(Title of Class of Securities)
002121101
(CUSIP Number)
May 18, 2020
(Date of Event which Requires
Filing of this Statement)
Check the appropriate box to designate the rule pursuant
to which this Schedule is filed:
* The remainder of this
cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities,
and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
The information required on the remainder of this
cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act")
or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however,
see the Notes).
CUSIP No.
|
002121101
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13G
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Page 2 of 5 Pages
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1.
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NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Lee Chen
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2.
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(see instructions)
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(a)
☐
(b) ☒
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3.
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SEC USE ONLY
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4.
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CITIZENSHIP OR PLACE OF ORGANIZATION
United States of America
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NUMBER OF
SHARES BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
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5.
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SOLE VOTING POWER
7,673,424 (See Item 4(a) below)
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6.
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SHARED VOTING POWER
0
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7.
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SOLE DISPOSITIVE POWER
7,673,424 (See Item 4(a) below)
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8.
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SHARED DISPOSITIVE POWER
0
|
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9.
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
7,673,424 (See Item 4(a) below)
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10.
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CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
(see instructions)
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☐
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11.
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
9.9% (See Item 4(b) below)
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12.
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TYPE OF REPORTING PERSON (see instructions)
IN
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CUSIP No.
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002121101
|
13G
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Page 3 of 5 Pages
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Item 1.
A10 Networks, Inc.
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(b)
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Address of Issuer’s Principal Executive Offices
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2300 Orchard Parkway, San Jose, CA 95131
Item 2.
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(a)
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Name of Person Filing
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Lee Chen
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(b)
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Address of the Principal Office or, if none, residence
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c/o A10 Networks, Inc., 2300 Orchard Parkway, San
Jose, CA 95131
United States
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(d)
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Title of Class of Securities
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Common Stock, $0.00001 par value per share
002121101
Item 3. If this statement is filed pursuant
to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
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(a)
|
☐
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Broker or
dealer registered under section 15 of the Act (15 U.S.C. 78o).
|
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(b)
|
☐
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Bank as
defined in section 3(a)(6) of the Act (15 U.S.C. 78c).
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(c)
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☐
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Insurance
company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).
|
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(d)
|
☐
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Investment
company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8).
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(e)
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☐
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An investment
adviser in accordance with §240.13d-1(b)(1)(ii)(E);
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(f)
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☐
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An employee
benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
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(g)
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☐
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A parent
holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G);
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(h)
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☐
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A savings
associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
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(i)
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☐
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A
church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act
of 1940 (15 U.S.C. 80a-3);
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(j)
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☐
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Group,
in accordance with §240.13d-1(b)(1)(ii)(J).
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CUSIP No.
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002121101
|
13G
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Page 4 of 5 Pages
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Item 4. Ownership.
Provide the following information regarding
the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
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(a)
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Amount beneficially owned: 7,673,424 shares, which includes (i) 7,670,224 shares of Common Stock held by Mr. Chen, and (ii)
3,200 shares of Common Stock held by the U/A DTD 07/25/2000 Lee Chen Family Trust, for which Mr. Chen serves as a trustee.
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(b)
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Percent of class: 9.9% (percentage ownership is calculated based on 77,580,000 shares of common stock outstanding as of December
31, 2019).
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(c)
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Number of shares as to which the person has:
|
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(i)
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Sole power to vote or to direct the vote
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7,673,424 (See Item 4(a) above).
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(ii)
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Shared power to vote or to direct the vote
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0.
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(iii)
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Sole power to dispose or to direct the disposition of
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7,673,424 (See Item 4(a) above).
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(iv)
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Shared power to dispose or to direct the disposition of
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0.
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Instruction. For computations regarding securities
which represent a right to acquire an underlying security see §240.13d-3(d)(1).
Item 5. Ownership of Five Percent or Less of a
Class.
If this statement is being
filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five
percent of the class of securities, check the following ☐.
Instruction. Dissolution of a group requires
a response to this item.
Item 6. Ownership of More than Five Percent on
Behalf of Another Person.
Not applicable.
Item 7. Identification and Classification of the
Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company.
Not applicable.
Item 8. Identification and Classification of Members
of the Group.
Not applicable.
Item 9. Notice of Dissolution of Group.
Not applicable.
Item 10. Certification.
Not applicable.
CUSIP No.
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002121101
|
13G
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Page 5 of 5 Pages
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After reasonable inquiry
and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
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05/20/2020
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Date
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/s/ Lee Chen
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Signature
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Name/Title
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