Initial Statement of Beneficial Ownership (3)
October 13 2020 - 5:08PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
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3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Tiltmann Heather M |
2. Date of Event Requiring Statement (MM/DD/YYYY)
10/1/2020
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3. Issuer Name and Ticker or Trading Symbol
Adient plc [ADNT]
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(Last)
(First)
(Middle)
49200 HALYARD DRIVE |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner
___X___ Officer (give title below) _____ Other (specify below)
SVP, Gen. Counsel & Secretary / |
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(Street)
PLYMOUTH, MI 48170
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
(Instr. 4) | 2. Amount of Securities Beneficially Owned
(Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5) | 4. Nature of Indirect Beneficial Ownership
(Instr. 5) |
| Ordinary Shares | 18781.58 (1) | D | |
| Ordinary Shares | 2127.74 (2) | I | 401(k) Savings Plan |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 4) | 2. Date Exercisable and Expiration Date
(MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5) | 6. Nature of Indirect Beneficial Ownership
(Instr. 5) |
| Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Employee Stock Option (right to buy) | 10/7/2013 | 10/7/2021 | Ordinary Shares | 87 | $29.69 | D | |
| Employee Stock Option (right to buy) | 10/5/2014 | 10/5/2022 | Ordinary Shares | 204 | $28.97 | D | |
| Explanation of Responses: |
| (1) | Includes restricted stock units that, subject to certain acceleration and forfeiture provisions, vest in three equal installments on each of the first, second and third anniversaries of the grant date. Restricted stock units convert into ordinary shares upon vesting. |
| (2) | Shares represented by Company stock fund units under the Company Savings Plan based on information furnished by the Plan Administrator as of September 25, 2020. |
Reporting Owners
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| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
Tiltmann Heather M
49200 HALYARD DRIVE
PLYMOUTH, MI 48170 |
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| SVP, Gen. Counsel & Secretary |
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Signatures
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| /s/ Heather M. Tiltmann | | 10/13/2020 |
| **Signature of Reporting Person | Date |
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