Statement of Changes in Beneficial Ownership (4)

Date : 02/18/2020 @ 8:55PM
Source : Edgar (US Regulatory)
Stock : YRC Worldwide Inc (YRCW)
Quote : 1.63  0.0 (0.00%) @ 9:00AM
YRC Worldwide share price Chart

Statement of Changes in Beneficial Ownership (4)

FORM 4 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

O'Connor Thomas Joseph III
2. Issuer Name and Ticker or Trading Symbol

YRC Worldwide Inc. [ YRCW ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                    _____ 10% Owner
__X__ Officer (give title below)    _____ Other (specify below)
COO, YRCW & President, YRC
(Last)          (First)          (Middle)

10990 ROE AVENUE
3. Date of Earliest Transaction (MM/DD/YYYY)

2/13/2020
(Street)

OVERLAND PARK, KS 66211
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 2/13/2020  F(1)  2876 D$2.42 235956 D  
Common Stock 2/14/2020  F(2)  6025 D$2.32 229931 D  

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security3. Trans. Date3A. Deemed Execution Date, if any4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares

Explanation of Responses:
(1) On February 13, 2020, 5,791 restricted shares of Mr. O'Connor's Company stock, granted February 13, 2018, vested. On February 13, 2020, Mr. O'Connor automatically surrendered 2,876 of the 5,791 newly-vested shares to the Company to satisfy the tax withholding obligation triggered upon the February 13th vesting. The automatic surrender of newly-vested shares is the Company's default process for paying tax withholding obligations triggered upon the vesting of restricted stock.
(2) On February 14, 2020, 12,134 restricted shares of Mr. O'Connor's Company stock, vested. On February 14, 2020, Mr. O'Connor automatically surrendered 6,025 of the 12,134 newly-vested shares to the Company to satisfy the tax withholding obligation triggered upon the February 14th vesting. The automatic surrender of newly-vested shares is the Company's default process for paying tax withholding obligations triggered upon the vesting of restricted stock.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
O'Connor Thomas Joseph III
10990 ROE AVENUE
OVERLAND PARK, KS 66211


COO, YRCW & President, YRC

Signatures
/s/Leah K. Dawson, Attorney-in-Fact for Thomas O'Connor2/18/2020
**Signature of Reporting PersonDate

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