Specialized Disclosure Report (sd)
May 26 2023 - 4:14PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM SD
SPECIALIZED DISCLOSURE REPORT
(Exact name of the registrant as specified in its charter)
| | | | | | | | |
| Delaware | 001-37725 | 42-1777485 |
(State or other jurisdiction of incorporation or organization) | (Commission File Number) | (IRS Employer Identification No.) |
| | | | | |
1099 18th Street, Suite 3000 Denver, CO | 80202 |
| (Address of principal executive offices) | (Zip code) |
| | |
Robert S. McCormack Chief Legal Officer (844) 674-3426 |
(Name and telephone number, including area code, of the
person to contact in connection with this report.)
Check the appropriate box to indicate the rule pursuant to which this form is being filed and provide the period to which the information in this form applies:
Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1, 2022 to December 31, 2022.
SECTION 1 – CONFLICT MINERALS DISCLOSURE
Item 1.01 – Conflicts Minerals Disclosure and Report
ViewRay, Inc., (“ViewRay” or the “Company”), is presenting this Specialized Disclosure Report on Form SD, or (“Form SD”), for the year ended December 31, 2022 in compliance with Rule 13p-1 under the Securities Exchange Act of 1934, as amended.
ViewRay has evaluated its current product lines and determined in good faith that certain products it manufactures or contracts to manufacture contain “Conflict Minerals” (as defined in Section 1, Item 1.01(d)(3) of Form SD) that are necessary to the functionality or production of such products. ViewRay has conducted a reasonable country of origin inquiry for Conflict Minerals used in its products. At present, the Company is unable to determine whether Conflict Minerals contained in its products have their origins in the Democratic Republic of the Congo or an adjoining country or if those Conflict Minerals are from recycled or scrap sources (as defined in Section 1, Item 1.01(d)(6) of Form SD).
ViewRay has performed due diligence measures on the source and chain of custody of the necessary Conflict Minerals in its products, as described in the Conflict Minerals Report.
Conflict Minerals Disclosure
This Form SD and the associated Conflict Minerals Report provided as Exhibit 1.01 hereto are publicly available on the Company’s internet website at the following link: http://investors.viewray.com/financial-information/sec-filings.
Item 1.02 – Exhibit
The Conflict Minerals Report required by Item 1.01 is attached as Exhibit 1.01 to this Form SD.
SECTION 2 - EXHIBITS
Item 2.01 Exhibits
List below the following exhibit filed as part of this report.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the duly authorized undersigned.
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| /s/ Sanket Shah | | May 26, 2023 |
Sanket Shah Deputy General Counsel & Assistant Corporate Secretary | | |
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