- Current report filing (8-K)
June 05 2009 - 6:02AM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the
Securities
Exchange Act of 1934
Date of
Report (Date of earliest event reported): June 4, 2009
United
PanAm Financial Corp.
(Exact
name of registrant as specified in its charter)
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California
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94-3211687
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(State
or other jurisdiction of
incorporation
or organization)
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(I.R.S.
employer
identification
number)
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Commission
file number: 000-24051
18191
Von Karman Avenue, Suite 300
Irvine,
California 92612
(Address
of principal executive offices and zip code)
Registrant’s
telephone number, including area code: (949) 224-1917
Check the
appropriate box below if the Form 8-K filing is intended to simultaneously
satisfy the filing obligations of the registrant under any of the following
provisions:
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¨
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Written
communications pursuant to Rule 425 under the Securities Act (17 CFR
230.425)
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¨
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Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
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¨
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Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR
240.14d-2(b))
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¨
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Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR
240.13e-4(c))
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Item
3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or
Standard; Transfer of Listing.
On June
4, 2009, the Board of Directors of United PanAm Financial Corp. (“UPFC”) adopted
a resolution to cause the listing of the UPFC Common Stock to be withdrawn from
the NASDAQ Global Select Market (“NASDAQ”). UPFC is eligible to
deregister its securities because it has fewer than 300 holders of
record.
UPFC also
issued a press release on June 4, 2009 announcing its voluntary delisting from
NASDAQ and its intention to file with the Securities and Exchange Commission, on
or about July 3, 2009 a Form 25 and approximately ten (10) days afterwards, a
Form 15. Upon filing the Form 15, UPFC’s Common Stock will no longer
be quoted on the NASDAQ Global Select Market and instead will be eligible for
quotation on the Pink Sheets Electronic Quotation Service to the extent
broker-dealers commit to make a market in UPFC’s Common Stock. The
Pink Sheets is a centralized quotation service that collects and publishes
market maker quotes in real time, primarily through its website at
www.pinksheets.com. UPFC can provide no assurance that any
broker-dealer will make a market in UPFC’s Common Stock, which is a requirement
for Pink Sheet quotation.
A copy of
the Company’s press release containing this information is
being furnished as Exhibit 99.1 to this Current Report on Form 8-K
and is incorporated herein by reference.
Item
9.01 Financial Statements and Exhibits
(d)
Exhibits.
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Exhibit No.
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Description of Exhibit
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99.1
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Press
Release dated June 4, 2009 regarding voluntary delisting from
NASDAQ.
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SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, as amended, the
Registrant has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
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United
PanAm Financial Corp.
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(Registrant)
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Dated:
June 4, 2009
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By:
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/s/
Arash Khazei
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Name:
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Arash
Khazei
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Title:
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Chief
Financial Officer
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Exhibit No.
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Description of Exhibit
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99.1
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Press
Release dated June 4, 2009 regarding voluntary delisting from
NASDAQ.
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